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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0">
  <front>
    <journal-meta><journal-id journal-id-type="publisher">AMT</journal-id><journal-title-group>
    <journal-title>Atmospheric Measurement Techniques</journal-title>
    <abbrev-journal-title abbrev-type="publisher">AMT</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Meas. Tech.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1867-8548</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/amt-11-4477-2018</article-id><title-group><article-title>Data inversion methods to determine sub-3 nm aerosol size distributions
using the particle size magnifier</article-title><alt-title>Data inversion methods to determine sub-3 nm aerosol size distributions</alt-title>
      </title-group><?xmltex \runningtitle{Data inversion methods to determine sub-3\,nm aerosol size distributions}?><?xmltex \runningauthor{R. Cai et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2 aff5">
          <name><surname>Cai</surname><given-names>Runlong</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3 aff5">
          <name><surname>Yang</surname><given-names>Dongsen</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Ahonen</surname><given-names>Lauri R.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2534-6898</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Shi</surname><given-names>Linlin</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Korhonen</surname><given-names>Frans</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Ma</surname><given-names>Yan</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Hao</surname><given-names>Jiming</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Petäjä</surname><given-names>Tuukka</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1881-9044</ext-link></contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff3">
          <name><surname>Zheng</surname><given-names>Jun</given-names></name>
          <email>zheng.jun@nuist.edu.cn</email>
        <ext-link>https://orcid.org/0000-0001-6225-6130</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2 aff4">
          <name><surname>Kangasluoma</surname><given-names>Juha</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1639-1187</ext-link></contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Jiang</surname><given-names>Jingkun</given-names></name>
          <email>jiangjk@tsinghua.edu.cn</email>
        </contrib>
        <aff id="aff1"><label>1</label><institution>State Key Joint Laboratory of Environment Simulation and Pollution Control, School of Environment,<?xmltex \hack{\break}?> Tsinghua University, 100084 Beijing, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Institute for Atmospheric and Earth System Research/Physics Faculty of Science, University of Helsinki,<?xmltex \hack{\break}?> P.O. Box 64, 00014 Helsinki, Finland</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Collaborative Innovation Center of Atmospheric Environment and Equipment Technology,<?xmltex \hack{\break}?> Nanjing University of Information Science &amp; Technology, 210044 Nanjing, China</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Aerosol and Haze Laboratory, Beijing Advanced Innovation Center for Soft Matter Science and Engineering,<?xmltex \hack{\break}?> Beijing University of Chemical Technology, 100029 Beijing, China</institution>
        </aff>
        <aff id="aff5"><label>*</label><institution>These authors contributed equally to this work.</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Jingkun Jiang (jiangjk@tsinghua.edu.cn) and Jun Zheng (zheng.jun@nuist.edu.cn)</corresp></author-notes><pub-date><day>26</day><month>July</month><year>2018</year></pub-date>
      
      <volume>11</volume>
      <issue>7</issue>
      <fpage>4477</fpage><lpage>4491</lpage>
      <history>
        <date date-type="received"><day>31</day><month>January</month><year>2018</year></date>
           <date date-type="rev-request"><day>26</day><month>February</month><year>2018</year></date>
           <date date-type="rev-recd"><day>20</day><month>June</month><year>2018</year></date>
           <date date-type="accepted"><day>26</day><month>June</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://amt.copernicus.org/articles/.html">This article is available from https://amt.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://amt.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://amt.copernicus.org/articles/.pdf</self-uri>
      <abstract>
    <p id="d1e209">Measuring particle size distribution accurately down to approximately 1 nm
is needed for studying atmospheric new particle formation. The scanning
particle size magnifier (PSM) using diethylene glycol as a working fluid has
been used for measuring sub-3 nm atmospheric aerosol. A proper inversion
method is required to recover the particle size distribution from PSM raw
data. Similarly to other aerosol spectrometers and classifiers, PSM inversion
can be deduced from a problem described by the Fredholm integral equation of
the first kind. We tested the performance of the stepwise method, the kernel
function method (Lehtipalo et al., 2014), the H&amp;A linear inversion method
(Hagen and Alofs, 1983), and the expectation–maximization (EM) algorithm.
The stepwise method and the kernel function method were used in previous
studies on PSM. The H&amp;A method and the expectation–maximization algorithm
were used in data inversion for the electrical mobility spectrometers and the
diffusion batteries, respectively (Maher and Laird, 1985). In addition, Monte
Carlo simulation and laboratory experiments were used to test the accuracy
and precision of the particle size distributions recovered using four
inversion methods. When all of the detected particles are larger than 3 nm,
the stepwise method may report false sub-3 nm particle concentrations
because an infinite resolution is assumed while the kernel function method
and the H&amp;A method occasionally report false sub-3 nm particles because
of the unstable least squares method. The accuracy and precision of the
recovered particle size distribution using the EM algorithm are the best
among the tested four inversion methods. Compared to the kernel function
method, the H&amp;A method reduces the uncertainty while keeping a similar
computational expense. The measuring uncertainties in the present scanning
mode may contribute to the uncertainties of the recovered particle size
distributions. We suggest using the EM algorithm to retrieve the particle
size distributions using the particle number concentrations recorded by the
PSM. Considering the relatively high computation expenses of the EM
algorithm, the H&amp;A method is recommended for preliminary data analysis. We
also gave practical suggestions on PSM operation based on the inversion
analysis.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e219">The particle size magnifier (PSM) using diethylene glycol as a working fluid
(Vanhanen et al., 2011) is widely used in new particle
formation studies (Kulmala et al., 2012, 2013; Kontkanen
et al., 2017) and other industrial applications<?pagebreak page4478?> (Nosko
et al., 2016; Ahonen et al., 2017). A PSM can report particle size
distributions in the 1–3 nm size range, which is a key size region in the
nucleation study. Particles in the PSM grow to larger sizes due to the
condensation of supersaturated diethylene glycol, and after
the initial growth these particles are detected using a downstream condensation particle
counter (CPC). The PSM detection efficiency (the CPC is included if not
specially mentioned) of particles with a certain diameter is a function of
the supersaturation ratio of diethylene glycol. Increasing the flow rate
passing through the chamber containing saturated diethylene glycol vapour,
i.e. the saturator flow rate, can enhance the supersaturation ratio and thus
the particle detection efficiencies. The total particle number concentration
detected by the PSM varies with the varying saturator flow rate, and one can
determine the particle size distribution according to the observed
relationship between the particle number concentration and the saturator
flow rate.</p>
      <p id="d1e222">A proper inversion method is required to recover the particle size
distribution using the recorded relationship between the particle number
concentration and the saturator flow rate. The stepwise method and the
kernel function method were used in previous studies for PSM inversion
(Lehtipalo et al., 2014). The stepwise method is a
one-to-one linear inversion method using the relationship between the 50 %
cut-off size and the saturator flow rate, which essentially assumes infinite
sizing resolutions; i.e. the particles of a specific size are activated at
a certain saturator flow rate. However, such an approximation may lead to
non-negligible errors due to the relatively low resolution of the PSM. The
kernel function method accounts for the detection efficiency curves, and the
particle size distribution is recovered using the non-negative least squares method.</p>
      <p id="d1e225">Although the uncertainties of the particle size distribution determined
using the PSM was discussed recently (Kangasluoma and Kontkanen,
2017), the uncertainties introduced during the data inversion have not been
systematically addressed. There are always measuring uncertainties in
practical conditions; thus one should account for the measuring errors when
evaluating the performance of a data inversion method. Because of the
relatively low resolution of the PSM, the matrix connecting the particle
size distribution and the observed total number concentration is usually
ill-conditioned. The kernel function method may theoretically recover the
observed particle size distribution when there are no random errors.
However, it sometimes leads to large uncertainties when there are small
random errors because of the instability of the least squares method at a
near-collinear data set (Ellis, 1998).</p>
      <p id="d1e228">The equation mapping the particle size distribution to the particle number
concentration detected by the PSM is the Fredholm integral equation of the
first kind, which arises in many fields, e.g. when studying the molecular
dynamics in complex systems (Schäfer et al., 1996) and
characterizing the transfer function of an ion drift tube
(Buckley and Hogan, 2017). Various types of aerosol
spectrometers or classifiers, e.g. cascade impactors, optical particle
spectrometers, electrical mobility spectrometers, and diffusional barriers,
classify particles according to the signals recorded by a number of
channels. There is no strict one-to-one relationship between the particle
number concentration in a certain size range and the detected signal in a
certain channel because of the finite sizing resolutions. The inversion
methods used in the previous aerosol spectrometers can possibly be applied
to address the PSM inversion problem. The review of the inversion methods
for aerosol spectrometers can be found in Kandlikar and Ramachandran (1999), Knutson (1999), and Ramachandran and Cooper (2011).</p>
      <p id="d1e232">An inversion method with less prior information on the particle size
distribution is preferable for the PSM inversion problem. It is impossible to
obtain a continuous particle size distribution using a finite number of the
detected signals without any constraints, e.g. a known analytical expression
to describe the size distribution. Some inversion methods rely on a presumed
particle size distribution formula (Fuchs et al., 1962; Raabe, 1978;
Ramachandran and Kandlikar, 1996) or prior information on the detection
efficiencies (e.g. Onischuk et al., 2018). However, approximating various
shapes of the observed sub-3 nm particle size distributions or the PSM
detection efficiency curves using a specific formula may lead to relatively
large uncertainties. Some methods are feasible in certain conditions;
however, sometimes they are not convergent or may lead to high-frequency
oscillations (Twomey, 1975; Ferri et al., 1989) due to practical random
errors. Some methods use smoothing criterions to deal with the oscillations
(Markowski, 1987; Winklmayr et al., 1990). However, they occasionally report
an over-smoothed size distribution because of the relatively low resolution
and limited size bins of the PSM. The Tikhonov regularization (Tikhonov,
1963) uses a regularization parameter to determine the balance of smoothing
and the agreement with the recorded signals; thus the method may cause the
inverted result to determine the regularization parameter (e.g. Wahba, 1977;
Hansen, 1992).</p>
      <p id="d1e235">Based on the reasons mentioned above, we chose the H&amp;A linear inversion
method (Hagen and Alofs, 1983) and the expectation–maximization
algorithm, and tested the feasibility to apply these methods in the PSM
inversion problem. The H&amp;A method is a linear inversion method used in
size distribution multicharge correction which has a relatively low
computational expense. The expectation–maximization algorithm is an
iterative method based on probability theory (Dempster et
al., 1977), and it was used to reconstruct particle size distributions from
diffusion battery data (Maher and Laird, 1985; Wu et al., 1989).</p>
      <p id="d1e238">In this study, we tested the performance of the stepwise method, the kernel
function method, the H&amp;A method, and the expectation–maximization
algorithm in the PSM inversion. Experiments and Monte Carlo simulations
accounting for random errors were used to evaluate the sizing accuracies and
the uncertainties of the particle size distributions recovered using four
inversion methods. The influence of particles<?pagebreak page4479?> larger than 3 nm on the
reported sub-3 nm particle size distributions was discussed. Based on the
comparison, the methods with comparatively low uncertainties and high
stabilities were recommended to address the PSM inversion problem.</p>
</sec>
<sec id="Ch1.S2">
  <title>Theory</title>
<sec id="Ch1.S2.SS1">
  <title>PSM measuring theory</title>
      <p id="d1e252">A PSM measures the total particle number concentration of the activated
particles. The sampled aerosol flow is mixed with a high-temperature flow
containing saturated diethylene glycol coming from the saturator, and then
the mixed flow passes through a low-temperature growth tube. The particles
large than a specific diameter can overcome the Kelvin effect and grow to
larger sizes due to the condensation of supersaturated diethylene glycol.
The detection efficiency is mainly determined by the particle diameter and
the saturator flow rate. The chemical compositions and charging state may
affect the detection efficiencies (Kangasluoma et al., 2013, 2016a) and lead to errors in the reported particle size
distributions (Kangasluoma and Kontkanen, 2017). However, we
mainly focus on the inversion method in this study and assume the detection
efficiency is only size dependent at a certain saturator flow rate. Since
the temperatures in the saturator and the growth tube are fixed, a higher
saturator flow rate leads to a higher supersaturation ratio of diethylene
glycol in the growth tube and hence higher detection efficiencies (Fig. 1a). See
Sect. 3.1 for the details on how to obtain the detection efficiency
curves. The detected total particle number concentration varies with the
varying saturator flow rate when the particle size distribution is
unchanged. The relationship between the detected total particle
concentration, <inline-formula><mml:math id="M1" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>, the saturator flow rate, <inline-formula><mml:math id="M2" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>, and the particle size
distribution function, <inline-formula><mml:math id="M3" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>, can be expressed in the Fredholm integral equation
of the first kind:
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M4" display="block"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:munderover><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi>n</mml:mi><mml:mo>×</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the number concentration recorded at the <inline-formula><mml:math id="M6" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th saturator
flow rate, <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the electrical mobility diameter since the
calibrating particles are classified according to their electrical mobility;
<inline-formula><mml:math id="M9" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> is the overall detection efficiency determined by <inline-formula><mml:math id="M10" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
including the detection efficiency and the sampling efficiency; <inline-formula><mml:math id="M12" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> is the
probability density of particle number concentration (particle size
distribution function), <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M14" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is the accumulated number
concentration of particles smaller than <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; and <inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is
the error in the recorded particle concentration at <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p id="d1e473"><bold>(a)</bold> The fitted detection efficiency curves according to
calibration data. <bold>(b)</bold> The estimated kernel function curves according
to the fitted detection efficiencies. The kernel function is equal to the
derivative of the detection efficiency with the respect to the saturator flow
rate.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f01.png"/>

        </fig>

      <p id="d1e487">There are many potential sources of the error, <inline-formula><mml:math id="M18" display="inline"><mml:mi mathvariant="italic">ε</mml:mi></mml:math></inline-formula>. For instance,
the uncertainties in the calibrated detection efficiencies, the systematic
errors caused by the non-ideal fitting formula of the detection efficiency
curves, the CPC counting uncertainties, the uncertainties in the supersaturation ratio due to fluctuations in the flow rate and temperature, and
the unstable aerosol source will all contribute to the difference between
the detected number concentration and the expected particle concentration
assuming there is no error.</p>
      <?pagebreak page4480?><p id="d1e497">As shown in Fig. 1b, the kernel function of the PSM, <inline-formula><mml:math id="M19" display="inline"><mml:mi>K</mml:mi></mml:math></inline-formula>, is defined as the
derivative of the detection efficiency, <inline-formula><mml:math id="M20" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula>, with respect to the
saturator flow rate, <inline-formula><mml:math id="M21" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>. The area of the kernel function is equal to the
difference between the detection efficiencies at the maximum and minimum
saturator flow rates. Here we define <inline-formula><mml:math id="M22" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> as the derivative of the detected
number concentration, <inline-formula><mml:math id="M23" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>, with respect to <inline-formula><mml:math id="M24" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula>. According to Eq. (1), the
relationship between <inline-formula><mml:math id="M25" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M26" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> is also a Fredholm integral equation of the first
kind:
            <disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M27" display="block"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:munderover><mml:mi>K</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi>n</mml:mi><mml:mo>×</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>m</mml:mi><mml:mo>′</mml:mo></mml:msubsup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the <inline-formula><mml:math id="M29" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> at the <inline-formula><mml:math id="M30" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula>th saturator flow rate, <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; and
<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>m</mml:mi><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula> is the error in <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Although <inline-formula><mml:math id="M34" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> is theoretically
defined as the derivative of <inline-formula><mml:math id="M35" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula>, practically one can only approximate <inline-formula><mml:math id="M36" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> using
the difference between two adjacent <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> over the increment in <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
approximate <inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> with the mean value of the two corresponding <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.
These approximations also contribute to the uncertainties, <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>m</mml:mi><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula> in addition to the aforementioned sources for <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e774">When using a PSM to determine particle size distributions, the PSM records
the varying total particle concentration, <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and the corresponding
saturator flow rate, <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The saturator flow rate may vary continuously
in the scanning mode or fixed at different flow rates in the stepping mode.
The particle size distributions are recovered using the recorded
relationship between <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> or the relationship between the
approximated <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e844">The sizing ability of the PSM can be described using the size resolution.
Similarly to defining the sizing resolution of a differential
mobility analyser (DMA, Flagan, 1999) to classify particles according
to their electrical mobility, we define the resolution of a PSM as
            <disp-formula id="Ch1.E3" content-type="numbered"><mml:math id="M49" display="block"><mml:mrow><mml:mi mathvariant="normal">Res</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>∗</mml:mo></mml:msup></mml:mrow><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>s</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where Res is the resolution at <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>∗</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>∗</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> is the peak saturator
flow rate of a kernel function, and <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>s</mml:mi></mml:mrow></mml:math></inline-formula> is the full width at half
maximum of the kernel function peak. A relationship between the saturator
flow rate and the electrical mobility diameter is defined to
straightforwardly relate the resolution and the particle diameter. The peak
saturator flow rate, <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>∗</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> is defined as the corresponding saturator
flow rate of the particle diameter. This definition is similar but
different from the definition using the saturator flow rate at the half
maximum detection efficiency in Lehtipalo et al. (2014) and in the commercialized PSM. The sizing resolution of a PSM can be
estimated according to the relationship between <inline-formula><mml:math id="M54" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, as shown in
Fig. 2. However, the resolution alone is not sufficient to indicate the
possible reported size range when the PSM is measuring monodisperse
particles because the kernel functions are asymmetric and the inversion
method also affects the reconstructed peaks. One should especially keep in
mind that the PSM does not measure particle diameter because the
relationship between <inline-formula><mml:math id="M56" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is only a definition rather than an
intrinsic correlation. A PSM only records the varying particle concentration
against the varying saturator flow rate (as indicated in Eqs. 1 and 2). One
can only obtain the particle diameters via proper data inversion.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>The stepwise method</title>
      <p id="d1e958">The resolution of the PSM is assumed infinite in the stepwise method. Thus,
the integral equation relating <inline-formula><mml:math id="M58" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M59" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> collapses into a one-to-one
corresponding relationship (Lehtipalo et al., 2014).
            <disp-formula id="Ch1.E4" content-type="numbered"><mml:math id="M60" display="block"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>+</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>×</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the particle size distribution function (<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) at
<inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are the corresponding half-maximum
cut-off diameters of <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>; and
<inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the mean value of <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>. The relationship between
particle diameter and the saturator flow rate is determined using the
saturator flow rate at the half maximum detection efficiency (Lehtipalo et al., 2014). The stepwise method does
not magnify the relative error in measurement since it is a one-to-one
inversion method. However, the inverted results using the stepwise method
are perhaps non-negligibly affected by the relatively low resolutions of the
PSM.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p id="d1e1237">The saturator flow rate at kernel function peak and the resolution
as functions of the particle diameter. Note that the resolution is defined
using the saturator flow rate, but the horizontal axis is shown in the
particle diameter corresponding to the peak saturator flow rate for a more
straightforward understanding.</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f02.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS3">
  <title>The kernel function method</title>
      <?pagebreak page4481?><p id="d1e1252">The kernel function method assumes that the particle size distribution can
be approximated using several particle size bins and the detection
efficiencies of particles in each size bin are the same. The mathematical
description of this approximation is
            <disp-formula id="Ch1.E5" content-type="numbered"><mml:math id="M73" display="block"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>J</mml:mi></mml:munderover><mml:mi>K</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace width="1em" linebreak="nobreak"/><mml:mi>J</mml:mi><mml:mo>≤</mml:mo><mml:mi>I</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the representing particle diameter of each size bin; <inline-formula><mml:math id="M75" display="inline"><mml:mi>J</mml:mi></mml:math></inline-formula> is
the number of <inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the particle size distribution function
(<inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) at <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the
length of each size bin; and <inline-formula><mml:math id="M81" display="inline"><mml:mi>I</mml:mi></mml:math></inline-formula> is the number of <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The symbol of
<inline-formula><mml:math id="M83" display="inline"><mml:mo>≈</mml:mo></mml:math></inline-formula> is to emphasize that Eq. (5) is an approximation even if there are
no measuring errors because it approximates the integral with a finite
discrete sum and estimates <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> using the recorded <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Using a
matrix, Eq. (5) can be rewritten as
            <disp-formula id="Ch1.E6" content-type="numbered"><mml:math id="M86" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mfenced open="(" close=")"><mml:mrow><mml:mi>I</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>≈</mml:mo><mml:msub><mml:mi mathvariant="bold">G</mml:mi><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:mi>I</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi>J</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>J</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:mspace width="1em" linebreak="nobreak"/><mml:mi>J</mml:mi><mml:mo>≤</mml:mo><mml:mi>I</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where
            <disp-formula id="Ch1.E7" content-type="numbered"><mml:math id="M87" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="bold">G</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi>K</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The upper case letters in Eq. (6) indicate the dimensions of the
matrix and the vectors, while the lower case letters in Eq. (7)
represent the corresponding element. The particle size distribution is
obtained via solving Eq. (6) using the non-negative least squares method.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <?xmltex \opttitle{The Hagen {\&} Alofs method}?><title>The Hagen &amp; Alofs method</title>
      <p id="d1e1580">The H&amp;A method (Hagen and Alofs, 1983) was proposed to deal with the
multicharging correction problem when using a DMA. It can also be used to
solve the PSM inversion problem. Similarly to the kernel function method, a
discrete sum is used to approximate the integral:

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M88" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E8"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>J</mml:mi></mml:munderover><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="1em"/><mml:mi>J</mml:mi><mml:mo>≫</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E9"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi mathvariant="bold-italic">R</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="bold">P</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mi>J</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>J</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Equation (9) is the vector form for Eq. (8) and <inline-formula><mml:math id="M89" display="inline"><mml:mi mathvariant="bold">P</mml:mi></mml:math></inline-formula> is the matrix relating n<inline-formula><mml:math id="M90" display="inline"><mml:msub><mml:mi/><mml:mi>j</mml:mi></mml:msub></mml:math></inline-formula> and
<inline-formula><mml:math id="M91" display="inline"><mml:mi mathvariant="bold-italic">R</mml:mi></mml:math></inline-formula>. We use the symbol of <inline-formula><mml:math id="M92" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> in Eqs. (8) and (9) rather than <inline-formula><mml:math id="M93" display="inline"><mml:mo>≈</mml:mo></mml:math></inline-formula>
because the H&amp;A method requires a <inline-formula><mml:math id="M94" display="inline"><mml:mi>J</mml:mi></mml:math></inline-formula> much larger than <inline-formula><mml:math id="M95" display="inline"><mml:mi>I</mml:mi></mml:math></inline-formula>. One should increase
<inline-formula><mml:math id="M96" display="inline"><mml:mi>J</mml:mi></mml:math></inline-formula> if the error in approximating the integral with the discrete sum is still
large. Usually, <inline-formula><mml:math id="M97" display="inline"><mml:mi>J</mml:mi></mml:math></inline-formula> is determined as 30 times that of <inline-formula><mml:math id="M98" display="inline"><mml:mi>I</mml:mi></mml:math></inline-formula> considering the
computational expenses. However, Eq. (8) itself is not solvable because there
are more unknown variables than the equations. Thus, additional constraints
are required. The H&amp;A method assumes that any <inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can be approximated
using <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, i.e.

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M101" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E10"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mi>f</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E11"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>J</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>≈</mml:mo><mml:msub><mml:mi mathvariant="bold">F</mml:mi><mml:mrow><mml:mi>J</mml:mi><mml:mo>×</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M102" display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula> is the function relating <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is a vector);
<inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the particle size distribution function at <inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is
estimated using more than one single <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; and Eq. (11) is the vector form
for Eq. (10). The determination of <inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is theoretically arbitrary as long
as the number of <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the same as the number of <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For the details
on determining <inline-formula><mml:math id="M113" display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula>, please refer to Hagen and Alofs (1983).</p>
      <p id="d1e2001">Similarly to the kernel function method, the relationship between the particle
size distribution and the number concentration recorded by the PSM can be
described in the vector form:
            <disp-formula id="Ch1.E12" content-type="numbered"><mml:math id="M114" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">R</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>≈</mml:mo><mml:msub><mml:mi mathvariant="bold">P</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mi>J</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold">F</mml:mi><mml:mrow><mml:mi>J</mml:mi><mml:mo>×</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="bold">Q</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mi>I</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">n</mml:mi><mml:mrow><mml:mi>I</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          <inline-formula><mml:math id="M115" display="inline"><mml:mi mathvariant="bold">P</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M116" display="inline"><mml:mi mathvariant="bold">F</mml:mi></mml:math></inline-formula> are determined according to Eqs. (8)–(11) and thus <inline-formula><mml:math id="M117" display="inline"><mml:mi mathvariant="bold">Q</mml:mi></mml:math></inline-formula> is determined by
<inline-formula><mml:math id="M118" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M119" display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. One can directly solve Eq. (10) (e.g. via
Gaussian elimination) since <inline-formula><mml:math id="M121" display="inline"><mml:mi mathvariant="bold">Q</mml:mi></mml:math></inline-formula> is usually non-singular. However, in contrast to the matrix obtained from a DMA, the matrix <inline-formula><mml:math id="M122" display="inline"><mml:mi mathvariant="bold">Q</mml:mi></mml:math></inline-formula> in PSM inversion problem
is usually not a positive-definite matrix because the detected particle
concentration sometimes decreases with the increasing saturator flow rate
due to random errors. Simply solving Eq. (12) often obtains negative values in
particle size distributions. Thus, the non-negative least squares method is
suggested to determine the particle size distribution in the PSM inversion
problem. The H&amp;A methods can also reconstruct the particle size
distribution according to the relationship between <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.
However, using the kernel functions instead of the detection efficiencies
does not necessarily improve the accuracy or precision of the results. On the contrary, we found that using the kernel functions usually leads to
larger uncertainties than when using the detection efficiencies, because of the
errors caused by approximating <inline-formula><mml:math id="M125" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi>m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e2180">The H&amp;A method is theoretically more stable than the kernel function
method because of the more accurate assumption of the true aerosol size
distribution. However, the H&amp;A method adapted for PSM inversion may still
report size distributions with large uncertainties because of the
least squares method. The computational expense of the H&amp;A method is
similar to that of the kernel function method because the rate-limiting step
is to solve the least square question. Their low computational expense is an
advantage over other non-linear inversion methods.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <title>The expectation–maximization algorithm</title>
      <p id="d1e2190">The EM algorithm is a statistical method dealing with inversion problems
with unobserved latent variables. An explanation of the EM algorithm can be
found in Do and Batzoglou (2008). In the PSM inversion problem, the
latent variable is <inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, defined as the contribution of particles with
the diameter of <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to the detected number concentration, <inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
(Maher and Laird, 1985). The algorithm obtains the recovered particle
size distribution using two steps: the expectation step and the maximization
step. In the expectation step, the values of <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are estimated
according to Bayesian theorem:
            <disp-formula id="Ch1.E13" content-type="numbered"><mml:math id="M130" display="block"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>J</mml:mi></mml:munderover><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          In the maximization step, the particle size distribution function is
estimated according to the maximum likelihood:
            <disp-formula id="Ch1.E14" content-type="numbered"><mml:math id="M131" display="block"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>I</mml:mi></mml:munderover><mml:msub><mml:mi>R</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>I</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>I</mml:mi></mml:munderover><mml:mi mathvariant="italic">η</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The EM algorithm obtains the recovered particle size distribution by
repeating the expectation step and the maximization step until convergence.
The convergence can be measured by the likelihood function (Maher and
Laird, 1985). The values and the number of <inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are not limited when using
the EM algorithm, and a larger <inline-formula><mml:math id="M133" display="inline"><mml:mi>J</mml:mi></mml:math></inline-formula> can reduce the errors in approximating the
integral using the discrete sum. Thus, the EM algorithm is able to report
particle size distributions with<?pagebreak page4482?> more size bins compared to the stepwise
method, the kernel function method, and the H&amp;A method.</p>
      <p id="d1e2444">The EM algorithm is more stable compared to the algorithms based on the
least squares methods (Maher and Laird, 1985). The convergence of the
EM algorithm has been proved (Dempster et al., 1977),
but the convergence speed is not mathematically guaranteed. Compared to
the kernel function method and the H&amp;A method, the computational expense
of the EM algorithm is much higher. In addition, the EM algorithm is a
greedy algorithm in that the iteration is easily trapped in a local
optimum. To start the first expectation step, an initial guess of the
particle size distribution is required. We suggest the initial guess to be a
vector of all of them. Note that the EM algorithm is sensitive to the initial
guess and uses a recovered particle size distribution obtained from another
method; i.e. the stepwise method does not necessarily improve the iteration
results.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Methods</title>
<sec id="Ch1.S3.SS1">
  <title>Experiments</title>
      <p id="d1e2459">Laboratory experiments using particles with known peak sizes or size
distributions were conducted to test the inversion methods (Fig. 3).
Sub-10 nm tungsten oxide particles were generated using a wire generator
(Peineke et al., 2006; Kangasluoma et al., 2015). In the narrow peak
measurement, the negatively charged particles were classified using a
high-resolution Herrmann DMA. The sizing resolutions of the Herrmann DMA in
the experimental conditions were no smaller than 25 (Kangasluoma et al.,
2016b). Thus, the classified aerosols out of the Herrmann DMA can be
approximately regarded as monodisperse. The relationship between the Herrmann
DMA voltage and the classified particle size was calibrated using standard
molecular ions (Ude and de la Mora, 2005). A TSI 3068B aerosol electrometer
using the same aerosol flow rate with the PSM (2.5 L min<inline-formula><mml:math id="M134" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) was used
as the reference.</p>
      <p id="d1e2474">In the wide peak measurement, the particle size distributions classified
using a TSI nanoDMA have wider peaks than those generated in the narrow peak
measurement. The aerosol and sheath flow rates of the nanoDMA were 2 and 10 L min<inline-formula><mml:math id="M135" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. It should be clarified that the particle size
distributions classified using the nanoDMA in the wide peak measurement were
still narrow due to the limitation of the nanoDMA. A lower sizing resolution
either achieved by a higher aerosol-to-sheath flow ratio will cause the
nanoDMA to be out of work due to significant turbulence. A half-mini DMA
(Fernández de la Mora and Kozlowski, 2013) with calibrated
penetration efficiency and a downstream Faraday cage electrometer (FCE) was
used to measure the classified particle size distributions in parallel.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p id="d1e2491">The experimental set-up to calibration the PSM and test the inversion
methods.</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f03.png"/>

        </fig>

      <p id="d1e2500">The PSM (Airmodus A11) was calibrated using negatively charged tungsten oxide
particles before the test. The experimental set-up for the calibration was
the same as that used in the narrow peak measurement. The influence of the
finite resolution of the Herrmann DMA on the calibrated efficiency curves was
negligible. The saturator flow rate of the tested PSM varied from 0.05 to
1.3 L min<inline-formula><mml:math id="M136" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. This saturator flow rate range is wider than that of a
typical PSM and obtains a complete kernel function curve of 3 nm particles.
The maximum background noise of the PSM was approximately 1 cm<inline-formula><mml:math id="M137" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which
was negligible compared to the usually detected particle concentrations. The
detection efficiency is determined as the ratio of the particle number
concentrations reported by PSM over the number concentration reported by the
electrometer. The detection efficiency curves of the PSM were fitted using a
function (Eq. 15) modified from the Chapman–Richards growth curve (Richards,
1959), which fitted better than other tested functions for the tested PSM.
            <disp-formula id="Ch1.E15" content-type="numbered"><mml:math id="M138" display="block"><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mo>×</mml:mo><mml:mfenced close="]" open="["><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mfenced open="|" close="|"><mml:mi>b</mml:mi></mml:mfenced><mml:mo>×</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mi>s</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>s</mml:mi><mml:mo>max⁡</mml:mo></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced><mml:mo>×</mml:mo><mml:msup><mml:mfenced close="]" open="["><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>exp⁡</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mo>-</mml:mo><mml:mi>c</mml:mi><mml:mo>×</mml:mo><mml:mi>s</mml:mi></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced><mml:mi>d</mml:mi></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:msub><mml:mi>s</mml:mi><mml:mo>max⁡</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> is the maximum saturator flow rate (1.3 L min<inline-formula><mml:math id="M140" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>); <inline-formula><mml:math id="M141" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M142" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M143" display="inline"><mml:mi>c</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M144" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula> are
the fitting parameters. If not specially mentioned, the PSM was fixed at 18 different saturator flow rates when measuring the particle size
distributions in this study. This operation in the stepping mode was to
avoid the potential uncertainties introduced in the scanning mode. The
stability of the particle size distribution was monitored using the
reference FCE during the relatively long measuring period.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Simulation</title>
      <p id="d1e2646">The performance of the four inversion methods was also studied using Monte
Carlo simulations. The detection efficiencies used in the simulations were
determined according to the calibrated efficiencies but slightly adjusted
towards smoother curves. The uncertainties in practical calibration were
neglected in the simulation.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p id="d1e2651">The recovered particle size distributions using different inversion
methods when measuring monodisperse particles. FCE, SW, kernel, H&amp;A, and
EM are short for the Faraday cage electrometer, the stepwise method, the
kernel function method, the H&amp;A method, and the expectation–maximization
algorithm, respectively. The number concentration detected by the reference
FCE and the sum of recovered sub-3 nm particle concentration in each size
bin are shown in the text. The size distributions in panel <bold>(d)</bold> were
recovered using the sum of the recorded number concentrations in
panels <bold>(a)</bold>, <bold>(b)</bold>, and <bold>(c)</bold>, i.e. assuming the PSM
was measuring 1.51, 2.41, and 3.93 nm particles simultaneously. The
sub-3 nm particle concentrations reported by different inversion methods are
summarized in Table 1.</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f04.png"/>

        </fig>

      <?pagebreak page4483?><p id="d1e2672">The particle number concentrations detected at different saturator flow
rates were simulated using a certain initial particle size distribution. The
random error, <inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ε</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, was inserted into the simulated particle
concentration, <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The random errors were determined experimentally. The
relative random errors were larger than the statistical relative errors
predicted using Poisson distribution (Iida, 2008; Kuang et al., 2012;
Kangasluoma and Kontkanen, 2017) and independent of the particle
concentrations at a certain instrumental configuration, indicating that
random errors were governed by the fluctuations of the source and/or the
instrumental parameters (e.g. flow rate). We used the mean relative random
standard deviation observed in the experimental tests with 3.7 % as the
representative value. In total 10 data points were assumed to be collected at
each saturator flow rate. Thus, the random errors inserted into the
simulated particle concentrations; i.e. the relative standard deviations of
the mean particles concentrations, were assumed to be 1.2 % (<inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.7</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi><mml:mo>/</mml:mo><mml:msqrt><mml:mn mathvariant="normal">10</mml:mn></mml:msqrt></mml:mrow></mml:math></inline-formula>). A relatively large random error
of 10 % obtained from the ambient measurements was also tested. The Monte
Carol simulation was conducted 10 000 times using each inversion method
to estimate the accuracy and precision of the recovered particle size
distribution indicated by the mean values and the standard deviations of the
inverted results.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results and discussion</title>
<sec id="Ch1.S4.SS1">
  <title>Sizing accuracy</title>
      <p id="d1e2727">The inversion methods tested in this study, i.e. the stepwise method, the
kernel function method, the H&amp;A method, and the EM algorithm, are able to
estimate the classified particle diameters when the PSM was measuring nearly
monodisperse sub-3 nm particles. When the classified particle diameters were
1.51 and 2.41 nm, all of the four inversion methods could
recover single peaks around the classified diameter (Fig. 4a, b). The size
distribution reported by the stepwise method was the largest because the
stepwise method does not account for the resolution of the PSM. Note that
the peak diameters reported by the kernel function method and the H&amp;A
method were also affected by the selection of the particle size bins. The
total particle concentrations obtained via inversion were similar to the
number concentration detected by the reference FCE, except for the number
concentration of 1.51 nm particles reported by the kernel function method.</p><?xmltex \hack{\newpage}?><?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p id="d1e2733">The inverted particle concentrations (in cm<inline-formula><mml:math id="M148" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) using different
inversion methods and the total particle number concentration (in cm<inline-formula><mml:math id="M149" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)
recorded by the Faraday cage electrometer when measuring monodisperse
particles.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col5" align="center">Diameter of test particles </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">1.51 nm</oasis:entry>
         <oasis:entry colname="col3">2.41 nm</oasis:entry>
         <oasis:entry colname="col4">3.93 nm</oasis:entry>
         <oasis:entry colname="col5">1.51, 2.41, and 3.93 nm</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(Fig. 4a)</oasis:entry>
         <oasis:entry colname="col3">(Fig. 4a)</oasis:entry>
         <oasis:entry colname="col4">(Fig. 4a)</oasis:entry>
         <oasis:entry colname="col5">(Fig. 4d)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Electrometer</oasis:entry>
         <oasis:entry colname="col2">5540</oasis:entry>
         <oasis:entry colname="col3">3097</oasis:entry>
         <oasis:entry colname="col4">7081</oasis:entry>
         <oasis:entry colname="col5">8637</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EM algorithm</oasis:entry>
         <oasis:entry colname="col2">5528</oasis:entry>
         <oasis:entry colname="col3">3243</oasis:entry>
         <oasis:entry colname="col4">20.5</oasis:entry>
         <oasis:entry colname="col5">8546</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">H&amp;A method</oasis:entry>
         <oasis:entry colname="col2">5426</oasis:entry>
         <oasis:entry colname="col3">3027</oasis:entry>
         <oasis:entry colname="col4">0</oasis:entry>
         <oasis:entry colname="col5">8050</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Kernel function method</oasis:entry>
         <oasis:entry colname="col2">7562</oasis:entry>
         <oasis:entry colname="col3">3497</oasis:entry>
         <oasis:entry colname="col4">227</oasis:entry>
         <oasis:entry colname="col5">10 948</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Stepwise method</oasis:entry>
         <oasis:entry colname="col2">5910</oasis:entry>
         <oasis:entry colname="col3">3179</oasis:entry>
         <oasis:entry colname="col4">1591</oasis:entry>
         <oasis:entry colname="col5">12 035</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e2914">None of the four inversion methods could size particles larger than 3 nm
with relatively good sizing accuracies. When the classified particle diameter
was 3.93 nm, the four inversion methods failed to report narrow peaks with
peak diameters approximating 3.93 nm (Fig. 4c). This is because the PSM
resolution for particles larger than 3 nm is low; i.e. the resolution was
<inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1.0</mml:mn></mml:mrow></mml:math></inline-formula> when measuring the classified 3.93 nm particles (Fig. 2). The
3.93 nm particles contribute to the signal for 2.17 nm particles when using
the stepwise method (inferred from Figs. 1 and 2). When focusing on the
sub-3 nm particle size range, the kernel function method, the H&amp;A method,
and the EM algorithm reported nearly no sub-3 nm particles. However, the
stepwise method reported a non-negligible number of sub-3 nm particles with
a total number concentration of 1591 cm<inline-formula><mml:math id="M151" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> due to the low size
resolution.</p>
      <p id="d1e2939">We further tested the sizing ability of the four inversion methods using the
sum of the recorded particle concentrations when the PSM was measuring 1.51,
2.41, and 3.93 nm particles (Fig. 4d). The kernel function method, the
H&amp;A method, and the EM algorithm distinguished the particles with
different sizes, and the reconstructed peaks were similar to the
corresponding peaks when the PSM was measuring monodisperse particles. The
inverted results using the stepwise method was also unaffected by the
summation; however, it was difficult to distinguish the isolated peaks from
the recovered particle size distribution due to the broadened size
distribution.</p>
      <p id="d1e2943">The size distributions of particles larger than 3 nm could not be
successfully retrieved via data inversion because of the low resolution of
PSM for these particles. However, it helped to recover sub-3 nm particle
size distributions. Most of the reported particle sizes using the kernel
function method, the H&amp;A method, and the EM algorithm were larger than 3 nm when the PSM was measuring 3.93 nm particles (Fig. 4c). This estimation
of particles larger than 3 nm ensured a relatively accurate sizing of sub-3
nm particle size distribution (Fig. 4d). Thus, we recovered the particle
size distribution up to 5 nm using different inversion methods but focus
only on the sub-3 nm size range.</p>
</sec>
<?pagebreak page4484?><sec id="Ch1.S4.SS2">
  <title>Uncertainties using different inversion methods</title>
      <p id="d1e2952">The stepwise method, the kernel function method, and the H&amp;A method may
report false sub-3 nm particles when there are only particles are larger
than 3 nm in the input aerosol. A particle size distribution with a peak
diameter of 5 nm and nearly no sub-3 nm particles was simulated (Fig. 5a).
The detected particle concentrations were assumed to fluctuate with a
1.2 % relative standard deviation due to measuring uncertainties (Fig. 5b). The EM algorithm reported nearly no sub-3 nm particles except for the
smallest size bin at 1.16 nm (Fig. 5c). The expected values of particle
concentrations in the bins smaller than 3 nm recovered using the H&amp;A
method were near zero; however, false sub-3 nm particle concentrations were
occasionally reported (Fig. 5d). Compared to the H&amp;A method, the size
distribution recovered using the kernel function method was more unstable,
especially in the sub-2 nm size range (Fig. 5e). The simulated uncertainty
is the main cause of the false sub-3 nm particle concentrations reported by
the H&amp;A method and the kernel function method in Fig. 5. When assuming
that there is no error in the particle concentration detected by the PSM,
the H&amp;A method and the kernel function method report nearly no particles
in the sub-3 nm size range. In contrast to the H&amp;A method and the kernel
function method that reported false results due to their instability, the
stepwise method reported false particle size distributions when assuming
there are no uncertainties (Fig. 5f). This is because the stepwise method
assumes a simple one-to-one relationship between the saturator flow rate and
the recovered particle diameter instead of accounting for the wide kernel
function peaks. For sub-1.5 nm particles, the non-zero mean particle
concentration reported by the stepwise method is due to the simulated
uncertainties.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5"><caption><p id="d1e2957">The recovered sub-3 nm particle size distributions simulated using
the Monte Carlo method when the detected particles were larger than 3 nm.
<bold>(a)</bold> The assumed true particle size distribution. <bold>(b)</bold> The
simulated particle concentrations recorded by the PSM. The concentrations
were assumed to fluctuate due to random errors. The particle size
distributions were recovered using <bold>(c)</bold> the EM algorithm,
<bold>(d)</bold> the H&amp;A method, <bold>(e)</bold> the kernel function method, and
<bold>(f)</bold> the stepwise method. The error bar represents the standard
deviation of the recorded particle concentration or the recovered size
distribution, and the shaded area indicates the range determined by 3
times the standard deviation. The dashed lines represent the inverted results
assuming there were no random errors in the recorded particle number
concentrations. Note that the scale of the vertical axis in
panels <bold>(c)</bold>–<bold>(f)</bold> is different and the appearing possibility
of recorded counts or the recovered size distribution is not uniform in the
shaded area.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f05.png"/>

        </fig>

      <p id="d1e2991">The false sub-3 nm particle concentrations due to improper inversion methods
were tested experimentally. Particles larger than 5 nm were classified using
the nanoDMA (Fig. 6a). No sub-3 nm particles were reported using the EM
algorithm and the H&amp;A method. On the contrary, the kernel function method
and the stepwise method reported approximately <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> particles when the total particle concentration measured using the DMA–FCE
system was approximately <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mn mathvariant="normal">2.4</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>. Based on both the
simulating and experimental results, we conclude that the PSM may report
false sub-3 nm particle size distributions when there are actually no sub-3 nm particles because of the uncertainties and the non-ideal data inversion
methods, especially the stepwise method. Note that large particles with
detection efficiencies that do not vary with the saturator flow rate do not lead
to a bias in the recovered sub-3 nm particle concentrations. We examined
this theoretical deduction experimentally using a PSM to measure ambient
particles in the room air and the recorded particle concentration
did not significantly vary with the saturator flow rate.</p>
      <p id="d1e3024">The performance of the four inversion methods in the sub-3 nm size range
under the influence of larger particles was tested using a bimodal
distribution (Fig. 7a). Similar particle size distributions are usually
observed in the atmospheric new particle formation events (Jiang
et al., 2011) and in flame (Tang et al., 2017). As shown in Fig. 7,
the particle size distribution recovered using the EM algorithm had the
highest accuracy and the smallest uncertainties among the four methods. The
recovered particle size distribution using the EM algorithm had a slightly
different shape compared to the initial distribution because the results
were trapped in the local optimum. However, the differences between the
recovered and the initial size distributions were the smallest. The standard
deviations of the size distribution recovered using the H&amp;A method and
the kernel function method were relatively large due to the unstable least squares method. Because of a<?pagebreak page4485?> better assumption of the initial particle size
distribution, the H&amp;A method resulted in smaller uncertainties compared
to the kernel function method, especially in the sub-2 nm size range. The
size distribution recovered using the EM algorithm has higher accuracy and
stability compared to both the H&amp;A method and the kernel method because
the one-to-one inversion method does not magnify relative errors.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e3030">The experimental testing results of the four inversion methods when
the PSM was measuring particles larger than 3 nm. <bold>(a)</bold> The particle
size distribution detected by the reference half-mini DMA–FCE system.
<bold>(b)</bold> The particle concentrations recorded by the PSM. The error bars
indicate the standard deviations of the recorded particle concentrations.
<bold>(c)</bold> The recovered particle distributions using different inversion
methods.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f06.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p id="d1e3050">The input and recovered sub-3 nm particle size distributions
simulated using the Monte Carlo method. Note the vertical axes in
panels <bold>(c)</bold>–<bold>(f)</bold> are not the same.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f07.png"/>

        </fig>

      <p id="d1e3065">The experimental tests using bimodal distributions agreed with the
simulation results. The particles with a peak diameter at approximately 2.3 nm were classified using the nanoDMA. We added the observed number
concentration to those detected in Fig. 6a (particles larger than 5 nm) to
account for the influence of large particles. Unfiltered room air served as
the make-up flow to provide background particles. As shown in Fig. 8, all the
four inversion methods recovered the peak around 2.3 nm, while the results
reported by the H&amp;A method and the kernel function method were less
smooth compared to the EM algorithm and the stepwise method.</p>
      <p id="d1e3068">Smoothing the size distribution recovered using the H&amp;A method and the
kernel function method into fewer size bins can reduce the uncertainties. We
determined the number of the size bins of the recovered distributions
according to the number of the fixed saturator flow rates. Too many size
bins will lead to relatively large uncertainties, but the uncertainties
can be reduced by sacrificing the resolution, i.e. reporting the size
distribution in fewer bins. The size distributions recovered using the
kernel function method were typically reported in 4–6 bins (Lehtipalo et al., 2014). This was achieved by
assuming fewer discrete particle diameters in Eq. (5). Another option is to
merge bins into fewer numbers after inversion rather than assume fewer bins
at the beginning. Note that the H&amp;A method cannot assume fewer discrete
size bins at the beginning. Instead, the H&amp;A method assumes an adequate
number of size bins to guarantee a relatively smooth distribution (Eq. 8).
As shown in Fig. 9, the standard deviations of the reported size
distribution with fewer size bins were comparatively smaller than the
corresponding standard deviations with more size bins shown in Fig. 7. The
H&amp;A method reported size distributions with smaller standard deviations
than the kernel function method, and the kernel function reported in merged
size bins had smaller standard deviations than the kernel function method
using fewer size bins at the beginning. This is because approximating the
true particle size distribution, which is usually a smooth curve, with fewer
discrete size bins will lead to larger uncertainties. Thus, we suggest
merging the recovered particle size distribution into a few size bins to
reduce the uncertainties when using the H&amp;A method and the kernel
function method.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><caption><p id="d1e3073">The experimental testing results of the four inversion methods when
the PSM was measuring sub-3 nm particles with the influence of larger
particles. The particle number concentrations for the inversion and the particle
size distribution detected using the DMA–FCE system were the sums of two
separate experiments rather than real data obtained in a single experiment.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f08.png"/>

        </fig>

      <p id="d1e3083">Relatively large uncertainties were found when recovering sub-1.3 nm
particle size distributions. A particle size distribution with an increasing
<inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>N</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as a function of the decreasing particle diameter, which is a
typical particle size distribution observed in the atmospheric new particle
formation events (Jiang et al., 2011), was used to test the four
inversion methods (Fig. 10). None of the inversion methods reported a
particle size distribution with relatively small uncertainties comparable to
the inverted results shown in Fig. 7c, especially in the sub-1.3 nm size
range. Similarly to the results for particles larger than 3 nm, the low
resolution of particles smaller than 1.3 nm (Fig. 2) is possibly the cause
of the large uncertainties. In addition, incomplete kernel function peaks
and the relatively low detection efficiencies of sub-1.3 nm particles may
also contribute to the uncertainties (Fig. 1).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><caption><p id="d1e3107">Comparisons of the inverted results using <bold>(a)</bold> the H&amp;A
method smoothing the particle size distribution via merging size bins;
<bold>(b)</bold> the kernel function method smoothing the particle size
distribution via merging size bins; and <bold>(c)</bold> the kernel function
method assuming fewer discrete particle sizes in Eq. (5).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f09.png"/>

        </fig>

      <p id="d1e3125">The performance of the inversion methods under relatively large random errors
was also tested. The relative standard deviation used in the above
simulations, 3.7 %, was estimated according to laboratory experiments.
The relative standard deviations of the recorded particle number
concentration obtained from the atmospheric measurement were usually similar
to the value obtained in the laboratory, indicating that the random errors
were governed by instrumental factors. However, relatively large
uncertainties in the recorded particle number concentrations were sometimes
observed due to the unstable atmospheric aerosol source. Thus, we simulated
the performance of the four inversion methods using a relative standard
deviation of 10 %. It should be clarified that the value 10 % only
characterizes the random errors in the CPC since it was estimated using the
data when the recorded particle number concentration did not vary with the
saturator flow rate. Compared to the results in Fig. 7 simulated using the
same aerosol size distribution, the uncertainties in the<?pagebreak page4486?> recovered particle
size distributions using the larger relative standard deviation of 10 %
was larger (Fig. 11). The EM algorithm still reported smaller uncertainties
compared to the H&amp;A method and the kernel function method. Note the
expected value of sub-2 nm particle size distribution recovered using the
kernel method was close to the input size distribution when the uncertainty
was 3.7 % (Fig. 7); however, the recovered size distribution in the
sub-2 nm size range was non-negligibly overestimated when the uncertainty
was 10 % (Fig. 11).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10"><caption><p id="d1e3130">The input and recovered sub-3 nm particle size distributions
simulated using the Monte Carlo method when the particle size distribution
increases with decreasing particle diameter.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f10.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11"><caption><p id="d1e3142">The recovered particle size distributions simulated using the Monte
Carlo method when assuming the relative standard deviation of the recorded
particle number concentration are 10 %. The reported size bins smaller
than 1.3 nm recovered using the kernel function method and the stepwise
method are not shown because of the large uncertainties.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f11.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <title>Uncertainties in the scanning mode</title>
      <p id="d1e3157">The PSM instrumental factors limiting the accuracy of the inversion were
also tested. Although using the EM algorithm and the H&amp;A method can
reduce the errors in the recovered size distributions compared to the kernel
function method and the stepwise method, relatively small measuring
uncertainties are still vital to retrieve a particle size distribution with
relatively high accuracy. The uncertainty in the scanning mode, for
example, is one of the potential sources of the measuring uncertainties. The
saturator flow rate of a scanning PSM increases linearly with time in
previous studies. However, the relationship between the particle diameters
and the saturator flow rates at the kernel function peaks is non-linear (Fig. 2). The detection efficiencies of particles larger than 1.6 nm vary mainly
in the flow rate range from 0.05 to 0.3 L min<inline-formula><mml:math id="M155" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, while the corresponding scanning
time is only 20 % of the whole scanning cycle. This non-linear relationship
may result in non-negligible uncertainties in the recovered particle size
distributions (Fig. 12). The EM algorithm recovered the single peak when
using the particle concentrations recorded in the stepping mode. However,
the recovered particle size distribution using the EM algorithm was not a
single smooth peak when using data recorded in the scanning mode (Fig. 12).
This difference can be illustrated using the raw data. The curves of the
particle number concentration recorded in the stepping mode and the scanning
mode are similar to each other and they both appear to be smooth (Fig. 13a).
When presenting in the derivate of the particle number concentration with
the respect to saturator flow rate,<?pagebreak page4488?> however, the curve corresponding to the
stepping mode appeared to be a single peak, while the other curve
corresponding to the scanning mode seemed to be composed of multiple single
peaks (Fig. 13b). Since none of the four inversion methods tested in this
study add smoothing constraints when solving the Fredholm integral equation
of the first kind, this roughness in the raw data will lead to split peaks
in the recovered particle size distribution unless one reports the size
distribution using only a few size bins.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12"><caption><p id="d1e3174">The recovered particle size distributions using the particle number
concentration recorded in <bold>(a)</bold> the stepping mode and <bold>(b)</bold> the
scanning mode.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f12.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13"><caption><p id="d1e3191"><bold>(a)</bold> The relationship between the recorded particle number
concentration and the saturator flow rate in the scanning mode and the
stepping mode. <bold>(b)</bold> The derivative of number concentration with the
respect to the saturator flow rate.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/11/4477/2018/amt-11-4477-2018-f13.png"/>

        </fig>

<?xmltex \hack{\newpage}?>
</sec>
<?pagebreak page4489?><sec id="Ch1.S4.SS4">
  <title>Implications on using the PSM</title>
      <p id="d1e3213">According to the discussion above, we provide the following suggestions on
using a PSM to determine particle size distributions:
<list list-type="custom"><list-item><label>a.</label>
      <p id="d1e3218">Particle size range and saturator flow rate range</p>
      <p id="d1e3221">Complete efficiency curves are preferable to determine the particle size
distribution in a certain size range. For example, to reduce the
uncertainties in the recovered size distribution of <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> nm particles,
the saturator flow rate in this study was extended from the commonly used 0.1
to 0.05 L min<inline-formula><mml:math id="M157" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> where the detection efficiency of 3.11 nm particles
was almost zero. The detection efficiency curves of particles larger than the
maximum concerned diameter should also be calibrated to reduce the influence
of large particles on the recovered particle size distribution and total
concentration. The PSM can theoretically estimate particle size distributions
larger than 3 nm or smaller than 1.3 nm; however, the uncertainties are
usually large due to the low resolution and the incomplete detection
efficiency curves. The particles with detection efficiency of constant values
in the measuring saturator flow rate range cannot be determined using a PSM
and they do not influence the recovered particle size distributions if their
concentrations are stable during each scanning cycle.</p></list-item><list-item><label>b.</label>
      <p id="d1e3247">Scanning scheme</p>
      <p id="d1e3250">The scanning scheme of the saturator flow rate is suggested to be improved to
reduce the measuring uncertainties. The scanning scheme is preferably
determined to ensure that the particle diameter corresponding to the
saturator flow rate increases linearly with time so that the numbers of the
recorded particle number concentration at each saturator flow rate are the
same when the recovered particle size increases linearly. A convex function
between the saturator flow rate and the scanning time, e.g. an exponentially
increasing saturator flow rate, is also better than the linear scanning
scheme. This improvement may require both the hardware and the software to be
updated.</p></list-item><list-item><label>c.</label>
      <p id="d1e3254">Inversion method</p>
      <p id="d1e3257">We suggest using the EM algorithm to address the PSM inversion problem
because the particle size distributions recovered using the EM algorithm have
the best accuracy and stability among the four tested methods. However,
considering the relatively high computational expense of the EM algorithm,
the H&amp;A method reporting in merged size bins is recommended to be used for
preliminary data analysis and to meet the need of fast inversion, e.g.
real-time display on the instrumental screen. The accuracy of the recovered
size distribution is also determined by the uncertainties in the recorded
number concentration rather than the inversion method alone. The inversion
methods suggested in this study do not necessarily ensure an accurate
inverted result without properly determined detection efficiencies and an
improved scanning scheme.</p></list-item><list-item><label>d.</label>
      <p id="d1e3261">Uncertainties in atmospheric measurement</p>
      <p id="d1e3264">One should be always aware of the potential uncertainties in the recovered
particle size distribution, especially when conducting atmospheric
measurement. The reported sub-3 nm particle concentrations may give false
results due to systematic and random errors, especially when using the
stepwise method. The number of the reported size bins should also be
carefully limited. For example, the EM algorithm can theoretically provide
infinite size bins; however, we suggest reducing the reported size bins to
avoid false fluctuations.</p></list-item></list></p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e3275">We tested the performance of four inversion methods to recover particle size
distributions from the particle size magnifier data using a Monte Carlo
simulation and experiments. The four inversion methods are the stepwise
method, the kernel function method, the H&amp;A method, and the EM algorithm. The stepwise method may report false sub-3 nm particle
concentrations when there are no sub-3 nm particles in the input aerosol
because it does not account for the influence of particles larger than 3 nm.
The kernel function method and the H&amp;A method may lead to relatively
large uncertainties in the recovered particle size distribution because of
the unstable least squares method, and they occasionally<?pagebreak page4490?> report false
sub-3 nm concentrations due to the large uncertainties. Compared to the
kernel function method, the H&amp;A leads to smaller uncertainties while
having a similar computation expense. This is because the H&amp;A method
assumes a near-continuous size distribution rather than a discrete
distribution with limited size bins. One can reduce the uncertainties via
merging the particle size distribution reported by the H&amp;A method into
fewer size bins. Among the tested inversion methods, the EM algorithm has
the highest accuracy and stability. Another advantage of the EM algorithm
over the other three methods is that it does not limit the number of the
particle size bins. The instrumental factors also limit the accuracy and
precision of the recovered particle size distribution. The uncertainties of
the recovered size distributions of particle smaller than 1.3 nm or larger
than 3 nm may be significant due to the incomplete kernel function curves,
the low resolution, and/or the low detection efficiency. The measuring
uncertainties in the scanning mode may also increase the uncertainties of
the recovered size distribution.</p>
      <p id="d1e3278">Based on this study, we suggest that (a) the EM algorithm is used to recover
the particle size distribution measured by the PSM and the H&amp;A method can
be used for preliminary data analysis and fast inversion purposes; (b) the hardware and software of the PSM should be improved to reduce the
measuring uncertainties, e.g. via changing the scanning scheme of the
saturator flow rate; and (c) one should carefully distinguish the false inverted
results from the true sub-3 nm particles, especially in the sub-2 nm size
range and/or when using the stepwise method.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e3285">The characterizations of the tested PSM are shown in the figures. The Matlab
scripts for the inversion methods are available upon request.</p>
  </notes><notes notes-type="authorcontribution">

      <p id="d1e3291">RC, DY, JZ, and JJ conceived the study. RC and DY
conducted the experiments at Tsinghua University with contributions from LS,
YM, JH, JZ, and JJ. RC conducted similar experiments at the University of
Helsinki with contributions from LRA, FK, TP, and JK. RC analysed data using
various inversion methods with contributions from DY and all other
co-authors. RC, DY, JZ, and JJ wrote the paper with contributions from all
other co-authors.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e3297">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3303">Financial support from the National Key R&amp;D Program of China
(2017YFC0209503), the National Natural Science Foundation of China (21521064
&amp; 41730106), ACTRIS-2 (grant agreement no. 654109), the Academy of
Finland (project no. 307331), and Faculty of Science, University of
Helsinki is acknowledged. Runlong Cai appreciates the support from China
Scholarship Council (CSC) and is grateful for his visit to University of Helsinki.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Bin Yuan<?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><ref-list>
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<abstract-html><p>Measuring particle size distribution accurately down to approximately 1&thinsp;nm
is needed for studying atmospheric new particle formation. The scanning
particle size magnifier (PSM) using diethylene glycol as a working fluid has
been used for measuring sub-3&thinsp;nm atmospheric aerosol. A proper inversion
method is required to recover the particle size distribution from PSM raw
data. Similarly to other aerosol spectrometers and classifiers, PSM inversion
can be deduced from a problem described by the Fredholm integral equation of
the first kind. We tested the performance of the stepwise method, the kernel
function method (Lehtipalo et al., 2014), the H&amp;A linear inversion method
(Hagen and Alofs, 1983), and the expectation–maximization (EM) algorithm.
The stepwise method and the kernel function method were used in previous
studies on PSM. The H&amp;A method and the expectation–maximization algorithm
were used in data inversion for the electrical mobility spectrometers and the
diffusion batteries, respectively (Maher and Laird, 1985). In addition, Monte
Carlo simulation and laboratory experiments were used to test the accuracy
and precision of the particle size distributions recovered using four
inversion methods. When all of the detected particles are larger than 3&thinsp;nm,
the stepwise method may report false sub-3&thinsp;nm particle concentrations
because an infinite resolution is assumed while the kernel function method
and the H&amp;A method occasionally report false sub-3&thinsp;nm particles because
of the unstable least squares method. The accuracy and precision of the
recovered particle size distribution using the EM algorithm are the best
among the tested four inversion methods. Compared to the kernel function
method, the H&amp;A method reduces the uncertainty while keeping a similar
computational expense. The measuring uncertainties in the present scanning
mode may contribute to the uncertainties of the recovered particle size
distributions. We suggest using the EM algorithm to retrieve the particle
size distributions using the particle number concentrations recorded by the
PSM. Considering the relatively high computation expenses of the EM
algorithm, the H&amp;A method is recommended for preliminary data analysis. We
also gave practical suggestions on PSM operation based on the inversion
analysis.</p></abstract-html>
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