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  <front>
    <journal-meta><journal-id journal-id-type="publisher">AMT</journal-id><journal-title-group>
    <journal-title>Atmospheric Measurement Techniques</journal-title>
    <abbrev-journal-title abbrev-type="publisher">AMT</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Meas. Tech.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1867-8548</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/amt-12-955-2019</article-id><title-group><article-title><?xmltex \hack{\vspace{3mm}}?>Enhancing the spatiotemporal features of polar mesosphere summer echoes using coherent
MIMO and radar <?xmltex \hack{\break}?>imaging at MAARSY</article-title><alt-title>Enhancing PMSE spatiotemporal features</alt-title>
      </title-group><?xmltex \runningtitle{Enhancing PMSE spatiotemporal features}?><?xmltex \runningauthor{J.~M.~Urco et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Urco</surname><given-names>Juan Miguel</given-names></name>
          <email>urco@iap-kborn.de</email>
        <ext-link>https://orcid.org/0000-0002-8894-3294</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Chau</surname><given-names>Jorge Luis</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Weber</surname><given-names>Tobias</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Latteck</surname><given-names>Ralph</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-0001-7473</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Leibniz Institute of Atmospheric Physics at the University of Rostock, Rostock, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Institut für Nachrichtentechnik, University of Rostock, Rostock, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Juan Miguel Urco (urco@iap-kborn.de)</corresp></author-notes><pub-date><day>12</day><month>February</month><year>2019</year></pub-date>
      
      <volume>12</volume>
      <issue>2</issue>
      <fpage>955</fpage><lpage>969</lpage>
      <history>
        <date date-type="received"><day>30</day><month>July</month><year>2018</year></date>
           <date date-type="rev-request"><day>7</day><month>August</month><year>2018</year></date>
           <date date-type="rev-recd"><day>10</day><month>December</month><year>2018</year></date>
           <date date-type="accepted"><day>15</day><month>January</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2019 Juan Miguel Urco et al.</copyright-statement>
        <copyright-year>2019</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019.html">This article is available from https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019.html</self-uri><self-uri xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019.pdf">The full text article is available as a PDF file from https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019.pdf</self-uri>
      <abstract>
    <p id="d1e117">Polar mesospheric summer echoes (PMSEs) are very strong radar echoes
caused by the presence of ice particles, turbulence, and free electrons in
the mesosphere over polar regions. For more than three decades, PMSEs have
been used as natural tracers of the complicated atmospheric dynamics of this
region. Neutral winds and turbulence parameters have been obtained assuming
PMSE horizontal homogeneity on scales of tens of kilometers. Recent radar
imaging studies have shown that PMSEs are not homogeneous on these scales and
instead they are composed of kilometer-scale structures. In this paper, we
present a technique that allows PMSE observations with unprecedented angular
resolution (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>). The technique combines the concept of
coherent MIMO (Multiple Input Multiple Output) and two high-resolution imaging
techniques, i.e., Capon and maximum entropy (MaxEnt). The resulting
resolution is evaluated by imaging specular meteor echoes. The gain in
angular resolution compared to previous approaches using SIMO (Single Input
Multiple Output) and Capon is at least a factor of 2; i.e., at 85 km, we
obtain a horizontal resolution of <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">900</mml:mn></mml:mrow></mml:math></inline-formula> m. The advantage of the new
technique is evaluated with two events of 3-D PMSE structures
showing: (1) horizontal wavelengths of 8–10 km and periods of 4–7 min,
drifting with the background wind, and (2) horizontal wavelengths of
12–16 km and periods of 15–20 min, not drifting with the background wind.
Besides the advantages of the implemented technique, we discuss its current
challenges, like the use of reduced power aperture and processing time, as
well as the future opportunities for improving the understanding of the
complex small-scale atmospheric dynamics behind PMSEs.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e155">The so-called MIMO (Multiple Input
Multiple Output) technique is being widely used in the fields of
telecommunications and radar remote sensing
<xref ref-type="bibr" rid="bib1.bibx42 bib1.bibx24 bib1.bibx13" id="paren.1"><named-content content-type="pre">e.g</named-content></xref>. Recently <xref ref-type="bibr" rid="bib1.bibx43" id="normal.2"/> have shown that
the use of multiple transmitters and multiple receivers can significantly
improve the angular resolution of coherent atmospheric and ionospheric radars. In
that work, MIMO was used to observe equatorial electrojet (EEJ) field-aligned
irregularities at Jicamarca in combination with the well-established radar
imaging technique Capon <xref ref-type="bibr" rid="bib1.bibx33" id="paren.3"><named-content content-type="pre">e.g.,</named-content></xref>. The multiple
transmitter part was implemented with three different diversity schemes,
i.e., temporal, code, and polarization. The resulting angular resolution was
superior, by at least a factor of 4, to previous efforts using a single
transmitter and the same receiving configuration, i.e., SIMO (Single Input Multiple Output). Given that the EEJ irregularities are field-aligned with the Earth's magnetic field, angular
imaging was performed only in the magnetic east–west direction.</p>
      <p id="d1e171">Based on this successful implementation, we decided to implement coherent
MIMO to improve the angular resolution of the Middle Atmosphere ALOMAR Radar
System (MAARSY) (16.04<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E, 69.30<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) and to study polar
mesospheric summer echoes (PMSEs). PMSEs present strong<?pagebreak page956?> radar cross sections
(RCSs) that allow them to be observed with less transmitting power, which is the
case when using MIMO. Previous efforts to study their spatial structure have
been limited to a few kilometers' spatial resolution and a few minutes' temporal
resolution <xref ref-type="bibr" rid="bib1.bibx50 bib1.bibx31 bib1.bibx39 bib1.bibx37" id="paren.4"><named-content content-type="pre">e.g.,</named-content></xref>. Recently, <xref ref-type="bibr" rid="bib1.bibx40" id="text.5"/>
have presented many examples of monochromatic gravity waves (GWs) and
Kelvin–Helmholtz instabilities (KHIs) using 9 days of multibeam PMSE
observations with MAARSY.</p>
      <p id="d1e200">PMSEs are strong echoes, more than 50 dB stronger than expected echoes from
free electrons in the D region, and there is a consensus that they are
generated by atmospheric turbulence and require the presence of free
electrons and charged ice particles <xref ref-type="bibr" rid="bib1.bibx35 bib1.bibx44" id="paren.6"><named-content content-type="pre">e.g.,</named-content><named-content content-type="post">and references
therein</named-content></xref>. Although PMSEs have been studied
since the late 1970s <xref ref-type="bibr" rid="bib1.bibx12 bib1.bibx21 bib1.bibx28 bib1.bibx17 bib1.bibx34" id="paren.7"><named-content content-type="pre">e.g.,</named-content></xref>, until recently they
have been considered very aspect-sensitive and homogeneous on scales of a few
tens of kilometers, at least when observed at very high frequencies (VHFs)
<xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx51 bib1.bibx50" id="paren.8"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p id="d1e220">Based on recent multibeam observations as well as radar imaging,
<xref ref-type="bibr" rid="bib1.bibx37" id="text.9"/> have concluded that the PMSEs are not as aspect-sensitive as previously reported, and instead, most of the time they are
organized in kilometer-scale spatial structures drifting across the observing
beams. Such results have been independently verified with bistatic
observations at VHFs, where PMSEs were observed with small systems at zenith
angles close to 30<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx8" id="paren.10"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p id="d1e241">The results of <xref ref-type="bibr" rid="bib1.bibx37" id="text.11"/> were obtained with MAARSY using the
whole antenna array for transmitting and an antenna compression approach,
i.e., a wide beam by properly phasing the antennas
<xref ref-type="bibr" rid="bib1.bibx47" id="paren.12"><named-content content-type="pre">e.g.,</named-content></xref> and a multiple-receiver configuration.
The spatial structures were obtained using the Capon technique due to its
implementation simplicity and its relatively fast processing speed.</p>
      <p id="d1e252">Given that PMSEs are highly associated with noctilucent clouds (NLCs)
<xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx38 bib1.bibx27" id="paren.13"><named-content content-type="pre">e.g.,</named-content></xref>,
spatial structures ranging from a few hundreds of meters to a few tens of
kilometers observed in NLCs <xref ref-type="bibr" rid="bib1.bibx2" id="paren.14"><named-content content-type="pre">e.g.,</named-content></xref> are
expected to be observed also in PMSEs. Indeed this is the case, PMSE
structures of a few kilometers have been already reported by
<xref ref-type="bibr" rid="bib1.bibx37" id="text.15"/> and structures of a few tens of kilometers have been
reported by <xref ref-type="bibr" rid="bib1.bibx8" id="text.16"/>.</p>
      <p id="d1e271">Although progress has been made in discriminating between spatial and
temporal ambiguities in PMSE observations, the achieved angular resolution
has been mainly limited by two factors: (1) the effective area in the
visibility plane and (2) the number of independent spatial samples
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.17"><named-content content-type="pre">e.g.,</named-content></xref>. By implementing MIMO, we are able to improve
both, i.e., a larger effective area and a higher number of independent
visibility samples. In addition, by implementing maximum entropy (MaxEnt),
which is more computationally demanding than Capon, we are able to further
improve the angular resolution (e.g., <xref ref-type="bibr" rid="bib1.bibx26" id="altparen.18"/>).</p>
      <p id="d1e282">In this work, we have implemented coherent MIMO at MAARSY using 3
spatially separated antenna sections on transmission and 15 on
reception. Moreover, time diversity was employed in order to isolate radar
echoes corresponding to each transmitting section; i.e., the transmitters
were interleaved every 4 ms. The resulting effective number of virtual
receivers by using MIMO was 45 and the angular resolution achieved was <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. It is equivalent to an antenna area of 450 m diameter, more
than 5 times larger than the nominal diameter of the MAARSY antenna.</p>
      <p id="d1e303">Our paper is organized as follows. We first present the experiment
configuration with a specific emphasis on the MIMO implementation. Then we
describe the radar imaging implementation for both Capon and MaxEnt
techniques. The PMSE results are shown in Sect. <xref ref-type="sec" rid="Ch1.S4"/> for SIMO
and MIMO using both Capon and MaxEnt. Within this section, two events are
studied in detail, one in which the observed waves drift with the background
wind and a second one in which the waves do not propagate with the wind.
Finally, the results of our MIMO implementation are discussed, followed by
conclusions.</p>
</sec>
<sec id="Ch1.S2">
  <title>Experiment configuration</title>
<sec id="Ch1.S2.SS1">
  <title>MAARSY</title>
      <p id="d1e319">MAARSY is an active phased antenna array operating at 53 MHz, located in
Andoya, Norway (69.30<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, 16.04<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E). The array consists of
433 antenna elements, each with its own transceiver module that allow us to
modulate the antennas in phase and amplitude independently. Using this
capability, the transmitting or receiving beam can be steered in a desired
direction up to 30<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> off zenith, with an angular resolution of
3.6<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx31" id="paren.19"><named-content content-type="pre">e.g.,</named-content></xref>. In addition to its
multibeam capability, MAARSY can be used for in-beam imaging experiments. In
this case, the signals from a selected number of receiving antennas are
stored, and later a digital beamforming algorithm (imaging) is applied to the
data. Unlike the multibeam experiment, imaging allows a 2-D image to be
obtained at once, avoiding the interleave from beam to beam. Currently, only 16
receivers are available at MAARSY. These 16 receive signals can be selected
from groups of seven antennas, each called “hexagons”, or from a group of
seven hexagons called “anemones” <xref ref-type="bibr" rid="bib1.bibx32" id="paren.20"><named-content content-type="pre">see, e.g., </named-content><named-content content-type="post">for further technical
details</named-content></xref>. For this campaign, we conducted an imaging
experiment using 15 hexagons on reception similar to
<xref ref-type="bibr" rid="bib1.bibx37" id="text.21"/>'s experiment. One receiver is always connected to
the full<?pagebreak page957?> antenna array and it is used as in the standard multiple
experiments. The radar parameters of this experiment are summarized in
Table <xref ref-type="table" rid="Ch1.T1"/>.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><caption><p id="d1e379">Parameters of MAARSY MIMO experiment.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Parameter</oasis:entry>
         <oasis:entry colname="col2">Value</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Frequency</oasis:entry>
         <oasis:entry colname="col2">53.5 MHz</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Pulse repetition frequency (PRF)</oasis:entry>
         <oasis:entry colname="col2">1000 Hz</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Pulse coding</oasis:entry>
         <oasis:entry colname="col2">Complementary 16</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of transmitters (beams)</oasis:entry>
         <oasis:entry colname="col2">5</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Transmit diversity</oasis:entry>
         <oasis:entry colname="col2">Time</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tx interleaving</oasis:entry>
         <oasis:entry colname="col2">2 ms</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of coherent integrations</oasis:entry>
         <oasis:entry colname="col2">8</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Effective PRF (after integration)</oasis:entry>
         <oasis:entry colname="col2">12.5 Hz</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of FFT points</oasis:entry>
         <oasis:entry colname="col2">16</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of incoherent integrations</oasis:entry>
         <oasis:entry colname="col2">128</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Equivalent integration time</oasis:entry>
         <oasis:entry colname="col2">81.92 s</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Range resolution</oasis:entry>
         <oasis:entry colname="col2">450 m</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S2.SS2">
  <title>MAARSY MIMO configuration</title>
      <p id="d1e522">In order to improve the performance of our imaging experiment, we applied a
coherent MIMO technique <xref ref-type="bibr" rid="bib1.bibx43" id="paren.22"/>. The technique employs
multiple independent transmitting antennas and multiple receiving antennas,
both spatially separated, to take advantage of the transmit–receive geometry
and to increase the angular resolution of the radar. If the antennas are
closely separated or collocated, the signals from each transmitting–receiving
path are coherent and can be combined to form a larger virtual receiving
array. The resulting number of virtual receivers is equal to the number of
transmitters times the number of receivers.</p>
      <p id="d1e528">Depending on the transmitting and receiving antenna configuration, some
virtual receivers can be redundant. In our experiment, we carefully selected
the transmitting and receiving antenna configuration to get three special
redundant virtual receivers. These three redundant virtual receivers were used
for phase calibration of the transmitters as was done by
<xref ref-type="bibr" rid="bib1.bibx43" id="text.23"/>. Figure <xref ref-type="fig" rid="Ch1.F1"/>a shows the 15 hexagons
used in reception and the three anemones used in transmission (B, D, F).
Figure <xref ref-type="fig" rid="Ch1.F1"/>d shows the resulting virtual receiving
antennas,
whereby three of them are redundant and located at the origin.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p id="d1e540">MAARSY antenna configuration for SIMO <bold>(a, b, c)</bold> and
MIMO <bold>(d, e, f)</bold>. <bold>(a)</bold> 16 hexagons used in reception are shown
in grey and three anemones used in transmission are colored.
<bold>(b)</bold> Visibility samples for SIMO. <bold>(c)</bold> Point spread (or
instrument) function for SIMO. <bold>(d)</bold> The virtual position of the
resulting receiving antennas by using MIMO. <bold>(e)</bold> Visibility samples for MIMO.
<bold>(f)</bold> Point spread (or instrument) function for MIMO. See text for
further details.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f01.jpg"/>

        </fig>

      <p id="d1e574">In order to separate the contribution of each transmitter, a form of transmit
diversity was needed. In <xref ref-type="bibr" rid="bib1.bibx43" id="text.24"/>, three types of transmit
diversity were proposed: code, time, and polarization. Code diversity is
recommended for atmospheric observations given that this is not sensitive to
the temporal correlation or polarization of the target of interest.
Unfortunately, code diversity cannot be currently used in MAARSY. For targets
for which the temporal correlation is less than the time separation between
transmitters, time diversity can be applied. Given that PMSEs have a relative
long correlation time (a few hundreds of milliseconds), we applied time
diversity to enhance the spatiotemporal features of PMSE. The effective time
separation between transmitters was 4, 4, and 8 ms between pairs BD, DF, and BF,
respectively.</p>
      <p id="d1e581">As explained by <xref ref-type="bibr" rid="bib1.bibx43" id="text.25"/>, in a monostatic coherent MIMO radar,
the relationship between the normalized spatial cross-correlation of signals
from two different transmitting-receiving paths and the angular distribution
of scattered power for a given range and frequency bin can be described by

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M13" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E1"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo mathsize="1.1em">〈</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>p</mml:mi></mml:mrow></mml:msub><mml:mo>⋅</mml:mo><mml:msubsup><mml:mi>v</mml:mi><mml:mrow><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo mathsize="1.1em">〉</mml:mo></mml:mrow><mml:msqrt><mml:mrow><mml:mo mathsize="1.1em">〈</mml:mo><mml:msup><mml:mfenced close="|" open="|"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>p</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo mathsize="1.1em">〉</mml:mo><mml:mo mathsize="1.1em">〈</mml:mo><mml:msup><mml:mfenced close="|" open="|"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo mathsize="1.1em">〉</mml:mo></mml:mrow></mml:msqrt></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mo>=</mml:mo><mml:mi>V</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mo>=</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:msup><mml:mo>⋅</mml:mo><mml:mo movablelimits="false">∫</mml:mo><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E2"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>⋅</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>j</mml:mi><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>p</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the signal from the transmitting-receiving path <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mi>p</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M16" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> being the
receiver and <inline-formula><mml:math id="M17" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> the transmitter; <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:msubsup><mml:mi>v</mml:mi><mml:mrow><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula> is the complex conjugate of
the signal from the transmitting-receiving path <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mi>q</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M20" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> being the
receiver and <inline-formula><mml:math id="M21" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula> the transmitter; <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mo>〈</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>p</mml:mi></mml:mrow></mml:msub><mml:mo>*</mml:mo><mml:msubsup><mml:mi>v</mml:mi><mml:mrow><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>〉</mml:mo></mml:mrow></mml:math></inline-formula>
is the cross-correlation of two signals from antennas spatially separated; <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:mi>V</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> is the visibility sample at <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M25" display="inline"><mml:mi mathvariant="bold-italic">k</mml:mi></mml:math></inline-formula> is the wave number vector equal to
<inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="italic">λ</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow></mml:math></inline-formula>. And <inline-formula><mml:math id="M27" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is the radar wavelength;
<inline-formula><mml:math id="M28" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> is the angle of arrival equal to <inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>
which are the direction cosines in the (<inline-formula><mml:math id="M30" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M31" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M32" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>) direction; <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>
is the angular scattered power distribution, also known as brightness;
<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>n</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the spatial separation between receivers <inline-formula><mml:math id="M35" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> and
<inline-formula><mml:math id="M36" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>; <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the spatial separation between transmitters
<inline-formula><mml:math id="M38" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M39" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula>; <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula> is the phase difference due to the
Doppler shift of the target, <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math id="M42" display="inline"><mml:mi mathvariant="italic">τ</mml:mi></mml:math></inline-formula> is the time
separation between transmitters; <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the phase difference
between transmitters; <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the phase difference between
receivers.</p>
      <p id="d1e1289">A quick comparison between the visibility (sampling domain) for SIMO and
MIMO, shown in Fig. <xref ref-type="fig" rid="Ch1.F1"/>b and e, indicates that the antenna
aperture for MIMO is larger than the SIMO by <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %. The difference
lies in that the MIMO antenna aperture is defined as the maximum separation
between two virtual receiving antennas, i.e., <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mtext>Max</mml:mtext><mml:mfenced open="(" close=")"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>n</mml:mi></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, whereas for SIMO,
<inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">r</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, and the antenna aperture is only defined by the
maximum spatial separation between two receiving antennas.
Figures <xref ref-type="fig" rid="Ch1.F1"/>c and f show the resulting instrument function
or point spread function for SIMO and MIMO, respectively. As expected
the half-power beamwidth (HPBW) for MIMO is <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % smaller than for
SIMO, resulting in an angular resolution of 2.4<inline-formula><mml:math id="M49" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for MIMO compared to
3.6<inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for SIMO. Furthermore, the sidelobes in the MIMO configuration
are strongly reduced, given that the visibility is larger and contains no
gaps.</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
<?pagebreak page958?><sec id="Ch1.S3">
  <title>Radar imaging implementation</title>
      <p id="d1e1404">Before inverting Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>), the three phase differences due
to time diversity (<inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula>), to receivers (<inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>m</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>),
and to transmitters (<inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mrow><mml:mi>p</mml:mi><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>q</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) need to be corrected. When the analysis
is done in the frequency domain we can easily correct the value <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">d</mml:mi></mml:msub><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula>, given that we know the frequency and the time separation
between transmitters. On the other hand, the phase offsets between receivers
have been calibrated using Cassiopeia A as a radio source
<xref ref-type="bibr" rid="bib1.bibx6" id="paren.26"><named-content content-type="pre">e.g.,</named-content></xref>. Additionally, we have calibrated the phase
offset between transmitters using the three redundant virtual receivers described
above. Each of the redundant virtual receivers comes from one transmitter.
They were compared to have zero phase difference between each other, given
that the three of them must be located in the same virtual position <xref ref-type="bibr" rid="bib1.bibx43" id="paren.27"><named-content content-type="pre">see,
e.g.,</named-content><named-content content-type="post">for more details</named-content></xref>.</p>
      <p id="d1e1490">Once the imaging system is calibrated we can invert Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>)
to obtain the estimated brightness <inline-formula><mml:math id="M55" display="inline"><mml:mover accent="true"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover></mml:math></inline-formula>. Given that the number of unique
visibility samples is still less than the number of unknowns (brightness
points), some kind of regularization is needed to solve
Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>). Two of the most well-known radar imaging
techniques applied to atmospheric and ionospheric targets are Capon
<xref ref-type="bibr" rid="bib1.bibx33" id="paren.28"/> and MaxEnt <xref ref-type="bibr" rid="bib1.bibx25" id="paren.29"/>.</p>
<sec id="Ch1.S3.SS1">
  <title>Capon technique</title>
      <?pagebreak page959?><p id="d1e1525">As described by <xref ref-type="bibr" rid="bib1.bibx29" id="text.30"/>, the angular resolution obtained
from a direct inversion of Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>) using the inverse
Fourier transform is limited by the longest baseline and the unmeasured
antenna separations (visibility gaps). <xref ref-type="bibr" rid="bib1.bibx33" id="text.31"/> proposed a
new technique to improve the angular resolution based on the work of
<xref ref-type="bibr" rid="bib1.bibx4" id="text.32"/>. Capon can be seen as an extension of the inverse Fourier
transform. The difference lies in the fact that Capon chooses the antenna
weights adaptively in order to minimize the sidelobe interference from
signals outside of the direction of interest according to the data. Capon's
technique provides an estimate of the brightness function given by

                <disp-formula id="Ch1.E3" content-type="numbered"><mml:math id="M56" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mover accent="true"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msup><mml:mi>M</mml:mi><mml:mi mathvariant="normal">H</mml:mi></mml:msup><mml:mo>⋅</mml:mo><mml:msup><mml:mi>V</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>⋅</mml:mo><mml:mi>M</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where

                <disp-formula id="Ch1.Ex2"><mml:math id="M57" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>M</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mfenced close="]" open="["><mml:mrow><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>j</mml:mi><mml:mi>k</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:msup><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi></mml:mrow></mml:mfenced><mml:mi>T</mml:mi></mml:msup></mml:mrow></mml:math></disp-formula>

          is the Fourier kernel and <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mi>V</mml:mi><mml:mo>=</mml:mo><mml:mi>V</mml:mi><mml:mfenced open="{" close="}"><mml:mrow><mml:mi>k</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>m</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>p</mml:mi><mml:mi>l</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> is the visibility due to the virtual
receivers <inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>p</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>p</mml:mi><mml:mi>l</mml:mi></mml:msub></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, with <inline-formula><mml:math id="M61" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M62" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula> being the
receiver indices and <inline-formula><mml:math id="M63" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M64" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> being the transmitter indices.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Maximum entropy technique</title>
      <p id="d1e1850">Even when MIMO is used, the problem is still underdetermined. Thus, there are
infinite possible image solutions, <inline-formula><mml:math id="M65" display="inline"><mml:mi>B</mml:mi></mml:math></inline-formula>, which agree with the data, <inline-formula><mml:math id="M66" display="inline"><mml:mi>V</mml:mi></mml:math></inline-formula>. Of all possibilities,
MaxEnt chooses the solution with the maximum entropy or minimal information
content <xref ref-type="bibr" rid="bib1.bibx25" id="paren.33"><named-content content-type="pre">e.g.,</named-content></xref> as the one to be the most likely
brightness distribution and the most consistent with the available visibility
data and their statistical uncertainties. The entropy for a given frequency
bin and range can be defined as

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M67" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E4"><mml:mtd/><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>S</mml:mi><mml:mo>=</mml:mo><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:munder><mml:mover accent="true"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mi>ln⁡</mml:mi><mml:mover accent="true"><mml:mrow><mml:mfenced open="{" close="}"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mi>F</mml:mi></mml:mrow></mml:mfenced></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E5"><mml:mtd/><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>F</mml:mi><mml:mo>=</mml:mo><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:munder><mml:mover accent="true"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M68" display="inline"><mml:mi>F</mml:mi></mml:math></inline-formula> is the summation of the brightness distribution over the region of
interest. The solution of Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>) is defined by

                <disp-formula id="Ch1.E6" content-type="numbered"><mml:math id="M69" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:munder><mml:mo movablelimits="false">max⁡</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:munder><mml:mfenced open="{" close="}"><mml:mi>S</mml:mi></mml:mfenced><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mtext>subject to</mml:mtext><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mfenced open="|" close="|"><mml:mrow><mml:mi>V</mml:mi><mml:mo>-</mml:mo><mml:mi>M</mml:mi><mml:mo>⋅</mml:mo><mml:mover accent="true"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover></mml:mrow></mml:mfenced><mml:mo>&lt;</mml:mo><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math id="M70" display="inline"><mml:mi mathvariant="italic">ϵ</mml:mi></mml:math></inline-formula> is the noise amplitude associated with the visibility
measurements. In this work, we have also considered the improvements of
<xref ref-type="bibr" rid="bib1.bibx26" id="text.34"/>. Specifically, we have taken into account the
transmitting beam pattern and the statistical uncertainties of all the
visibility pairs.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Results</title>
      <p id="d1e2037">Figure <xref ref-type="fig" rid="Ch1.F2"/> shows the resulting 24-bit range–time Doppler intensity (RTDI) image of the vertical beam for 32 h of
continuous operation on 16 and 17 July 2017. This plot was obtained after
applying MaxEnt to the data and selecting the values that belong to the
zenith angle. The signal intensity is represented as lightness, Doppler
information as hue, and spectral width as saturation. As shown later, the
resulting HPBW for this experiment is <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, indicating that the
Doppler information must be mainly due to the vertical motion. The RTDI plot
indicates that the vertical motion is slow (green color) as expected.
Nevertheless, there are two regions at 23:30 and 06:30 LT around 89 km in
which the Doppler velocity presents unrealistic values. Indeed, PMSE were too strong
at that time, so even the antenna sidelobes can be seen. Unfortunately,
the imaging algorithm cannot assign the correct angle of arrival to these
unusually strong echoes due to the angular ambiguity associated with our
antenna array. The angular ambiguity is defined by the minimum separation
between two antennas. The smaller the separation, the larger the angle without
ambiguity <xref ref-type="bibr" rid="bib1.bibx46" id="paren.35"><named-content content-type="pre">e.g.,</named-content></xref>. A manual angular correction can be
applied knowing the Doppler but it is a hard task in the presence of many
targets. A smaller baseline is recommended in future experiments for these
special cases.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e2067">A 24-bit image of a range–time Doppler intensity (RTDI) plot of
PMSEs using MIMO, with time diversity conducted on 16 and 17 July 2017. The signal
intensity is represented as lightness, Doppler information as hue, and
spectral width as saturation. The legend on the left represents the SNR vs.
Doppler color map for a saturation of 90 %. The legend on the right
represents the spectral width vs. Doppler for a lightness of 50 %. Note
that only the signal corresponding to the narrow region in the illuminated
area is shown.</p></caption>
        <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f02.png"/>

      </fig>

<sec id="Ch1.S4.SS1">
  <title>SIMO vs. MIMO results</title>
      <p id="d1e2081">Since the estimated brightness is expressed in polar coordinates <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi>R</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, a cubic spline interpolation was applied to convert them to
Cartesian coordinates, <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi>R</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mi>B</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>,</mml:mo><mml:mi>y</mml:mi><mml:mo>,</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, with the
radar being located at the center (<inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>). Below we show the
results of two selected events (Events 1 and 2) after performing such
interpolation. For both events, we show <inline-formula><mml:math id="M79" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> vs. <inline-formula><mml:math id="M80" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> cuts for a given <inline-formula><mml:math id="M81" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>, as
well as <inline-formula><mml:math id="M82" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> vs. <inline-formula><mml:math id="M83" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> cuts for a given <inline-formula><mml:math id="M84" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>, where <inline-formula><mml:math id="M85" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M86" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M87" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> represent
the east–west (EW) direction, north–south direction (NS), and altitude,
respectively.</p>
      <p id="d1e2261">Examples of EW–NS and EW–altitude 2-D images for Event 1 obtained by
applying Capon and MaxEnt to two different antenna configurations, SIMO and
MIMO, are shown in Figs. <xref ref-type="fig" rid="Ch1.F3"/> and <xref ref-type="fig" rid="Ch1.F4"/>, respectively.
Four different results are shown: (a) SIMO-Capon, (b) SIMO-MaxEnt,
(c) MIMO-Capon, and (d) MIMO-MaxEnt. Having a quick look at the results, it
is clearly observable that (1) MaxEnt outperforms Capon when the same antenna
configuration is used, either SIMO or MIMO. This was already pointed out by
previous works <xref ref-type="bibr" rid="bib1.bibx49 bib1.bibx15" id="paren.36"><named-content content-type="pre">e.g.,</named-content></xref>. (2) As
expected, MIMO shows a cleaner and more defined image compared to SIMO, when
either Capon or MaxEnt is employed. (3) The improvement of using MIMO instead
of SIMO is much better in MaxEnt than Capon. The improvement of MIMO-Capon
with respect to SIMO-Capon is about 50 % due to the larger virtual
antenna array, whereas the improvement of MIMO-MaxEnt with respect to
SIMO-MaxEnt is much better than 50 %. This difference lies in the fact
that Capon tries to reduce the sidelobes, adaptively steering them to
echo-free zones. Unfortunately, for the two events shown, most of the
illuminated area is filled with PMSE scattering, and thus the performance of
Capon is expected to be comparable to the conventional beamforming (inverse
Fourier transform). In the case of MaxEnt, the improvement is mainly due to
the larger virtual antenna array and the use of statistical uncertainties as
described by <xref ref-type="bibr" rid="bib1.bibx26" id="text.37"/>. Unlike Capon, our MaxEnt implementation
takes advantage of the redundant visibility pairs, giving more weight to
pairs with less uncertainty, i.e. more redundancy.
Figure <xref ref-type="fig" rid="Ch1.F1"/>b and e show the visibility pairs and their
redundancy for SIMO and MIMO, respectively.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F3"><caption><p id="d1e2280">EW–NS images for <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">85.8</mml:mn></mml:mrow></mml:math></inline-formula> km obtained from applying four different
implementations, <bold>(a)</bold> SIMO-Capon, <bold>(b)</bold> SIMO-MaxEnt,
<bold>(c)</bold> MIMO-Capon, and <bold>(d)</bold> MIMO-MaxEnt, at 00:56:55 UT on
17 July 2017, i.e., Event 1. Images are color coded the same as in
Fig. <xref ref-type="fig" rid="Ch1.F2"/>. The yellow dashed horizontal and vertical lines
represent the location of the NS–EW cuts shown in later figures for
Event 1.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f03.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p id="d1e2319">Similar to Fig. <xref ref-type="fig" rid="Ch1.F3"/>, but for an EW–altitude cut at
<inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> km. The yellow dashed horizontal lines represent the location of the
altitude cuts shown in previous and later figures for
Event 1.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f04.jpg"/>

        </fig>

      <p id="d1e2342">Coming back to our comparison of SIMO vs. MIMO, with MIMO-MaxEnt, small wave-like
structures of 2 km<?pagebreak page960?> wavelength can be clearly observed, which are invisible
in SIMO implementations or MIMO-Capon. For example, observe the two
wavefronts at <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> km in Fig. <xref ref-type="fig" rid="Ch1.F3"/>d, right beside the larger
meridionally oriented wavefronts of 7 km wavelength. This indicates that
wave-like structures of different wavelengths coexist within PMSEs as
previously seen in NLCs <xref ref-type="bibr" rid="bib1.bibx2" id="paren.38"><named-content content-type="pre">e.g.,</named-content></xref>. In addition,
Fig. <xref ref-type="fig" rid="Ch1.F4"/>d shows that the ascending structures (red color) have
a higher signal-to-noise ratio (SNR) than the descending structures (blue color).</p>
      <?pagebreak page961?><p id="d1e2366">We show similar 2-D cuts for Event 2 in Figs. <xref ref-type="fig" rid="Ch1.F5"/>
and <xref ref-type="fig" rid="Ch1.F6"/> for <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">82.7</mml:mn></mml:mrow></mml:math></inline-formula> km and <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> km, respectively. In this
case, the observed wavelength is 12 km. Unlike the first event, the SNR is
similar for targets with negative and positive Doppler.
Figure <xref ref-type="fig" rid="Ch1.F6"/>d shows two very interesting points: (a) a very well-defined wave-like structure between 82 and 84 km and (b) a quasi-uniform
structure between 84 and 86 km, which apparently has been modulated by the
first wave. In this case, the wave-like structure is easily discernible even
with SIMO-Capon, given that the wavelengths are larger than in Event 1 (see
Fig. <xref ref-type="fig" rid="Ch1.F5"/>a).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p id="d1e2406">Same as Fig. <xref ref-type="fig" rid="Ch1.F3"/> but at 05:56:13 UT on 17 July 2017, i.e., Event 2. The yellow dashed horizontal and vertical
lines represent the location of the NS/EW cuts shown in later figures for
Event 2.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f05.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e2419">Same as Fig. <xref ref-type="fig" rid="Ch1.F5"/> but for an EW–altitude cut at
<inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> km. The yellow dashed horizontal lines represent the location of the
altitude cuts shown in previous and later figures for
Event 2.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f06.jpg"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>MIMO results</title>
      <p id="d1e2450">Having shown the better qualitative performance of MIMO-MaxEnt with respect
to the other three implementations for the two selected events above, next we
present extended results using just MIMO-MaxEnt.</p>
      <p id="d1e2453">Figure <xref ref-type="fig" rid="Ch1.F7"/> shows the evolution in time of two selected events,
i.e., Event 1 (panels a, b, and c), and Event 2 (panels d, e, and f). Figure <xref ref-type="fig" rid="Ch1.F7"/>a and d
show the time evolution vs. altitude for selected EW and NS coordinates. In
these plots, we can appreciate how variable PMSE structures are, showing
different altitudinal extensions. Note that the effective horizontal area is
less than 1 km<inline-formula><mml:math id="M94" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> in both cases.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p id="d1e2471">24-bit time representation images of PMSE structures as a function of
altitude (RTDI) <bold>(a, d)</bold>, EW location (keogram) <bold>(b, e)</bold>, and
NS location (keogram) <bold>(c, f)</bold> for selected cuts, for both
Event 1 <bold>(a, b, c)</bold> and Event 2 <bold>(d, e, f)</bold>. In the keograms,
the wind components obtained with specular meteor radars (SMRs) and MAARSY
PMSEs are shown by pink and yellow arrows, respectively. The white dashed
horizontal lines represent the location of the altitude, EW and NS cuts shown
in previous figures, and current keograms for Events 1 and 2. The white dashed
vertical lines represent the time of the cuts shown in previous
figures.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f07.jpg"/>

        </fig>

      <p id="d1e2495">The second and third row of Fig. <xref ref-type="fig" rid="Ch1.F7"/> show the time evolution
vs. EW direction and the time evolution vs. NS direction, for EW and NS
keograms, respectively. We have included the zonal (<inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) and meridional (<inline-formula><mml:math id="M96" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) wind
velocity estimated from combining a couple of specular meteor radars (SMRs)
(pink arrow) and from MAARSY based on PMSE Doppler velocities (yellow arrow).
The wind values are shown in Table <xref ref-type="table" rid="Ch1.T3"/>. Since this is a
“time” vs. “distance” plot, the zonal and meridional wind are represented by
arrows for which their slopes indicate the wind magnitude, i.e, how long a target
is displaced in the <inline-formula><mml:math id="M97" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis for a certain time in the <inline-formula><mml:math id="M98" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis. The SMR
winds were obtained from combining SMR detections from Andenes and Tromsø in
northern Norway <xref ref-type="bibr" rid="bib1.bibx7" id="paren.39"><named-content content-type="pre">see, e.g.,</named-content><named-content content-type="post">for details</named-content></xref>. In order to
estimate the winds from PMSEs we used the following formula:

                <disp-formula id="Ch1.E7" content-type="numbered"><mml:math id="M99" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">rad</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mi>u</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>v</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>w</mml:mi><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">rad</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the radial wind, <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>
are the direction cosines, and (<inline-formula><mml:math id="M102" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M103" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M104" display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula>) are the zonal, meridional, and
vertical wind direction, respectively. Assuming a constant <inline-formula><mml:math id="M105" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M106" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M107" display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula>
for a given altitude bin and time bin, and taking all the measurements with
a SNR higher than <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> dB, we invert Eq. (<xref ref-type="disp-formula" rid="Ch1.E7"/>) and get <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, mean values of <inline-formula><mml:math id="M112" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M113" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M114" display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula> respectively.</p>
      <p id="d1e2767">The keograms for Event 1, i.e., from 00:50 to 01:05 UTC, show that the
meridionally oriented wavefronts have a limited vertical extent centered at
85 km (Fig. <xref ref-type="fig" rid="Ch1.F7"/>a), and since this wave has a finite
wavelength in the EW direction, the zonal wave propagation can clearly be
observed in Fig. <xref ref-type="fig" rid="Ch1.F7"/>b, which shows that the elongated
meridionally oriented wavefronts are zonally drifting with the same direction
and with the same speed as the wind. In the NS direction, the meridional
drifting of the wave is not clearly observed due to the elongated structure.
Mesospheric wave-like features observed with airglow imagers (ripples) have
also been noticed to drift with the background wind
<xref ref-type="bibr" rid="bib1.bibx18" id="paren.40"><named-content content-type="pre">e.g.,</named-content></xref>. These ripples have been associated with gravity
wave breaking and are a clear signature of atmospheric instability.</p>
      <?pagebreak page962?><p id="d1e2779">Figure <xref ref-type="fig" rid="Ch1.F7"/>d shows another interesting wave-like example
(Event 2). Unlike the first case, this wave does not keep its amplitude in
the vertical direction; see Fig. <xref ref-type="fig" rid="Ch1.F7"/>d. It grows and then
disappears. Its direction of propagation in the zonal and meridional
direction is also interesting. As shown in Fig. <xref ref-type="fig" rid="Ch1.F7"/>e, the
direction of propagation in the zonal direction is completely opposite to the
background wind. Whereas the wind is going from east to west, the wave
propagates from west to east. In the NS direction (Fig. <xref ref-type="fig" rid="Ch1.F7"/>f),
the wind is close to zero and we do not expect changes in this direction.
Since its wavelength is relatively small, this structure might be classified
as an instability; however, the opposite direction of propagation suggests
that it could be a propagating gravity wave. Further investigation of these
events is needed to understand the physical mechanisms behind them, including
lidar and airglow imager observations.</p>
      <p id="d1e2790">PMSEs have been used as a neutral wind tracer, assuming that <inline-formula><mml:math id="M115" display="inline"><mml:mi>u</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M116" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math id="M117" display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula> are
constant and homogeneous during the analyzed time
<xref ref-type="bibr" rid="bib1.bibx1 bib1.bibx14 bib1.bibx22 bib1.bibx39" id="paren.41"><named-content content-type="pre">e.g.,</named-content></xref>. Therefore, those works assumed that scatters from PMSEs
are moving with the neutral wind at the same velocity and in the same
direction. Unlike winds obtained from SMR, winds from PMSEs are affected by
local disturbances, as shown in Fig. <xref ref-type="fig" rid="Ch1.F7"/>e and f. When the
dynamics of local structures are not in<?pagebreak page963?> agreement with the wind dynamics, a
bias could be introduced in the wind estimation (as shown in the Event 2).
However, when these local disturbances are moving with the wind, the estimated
wind is not affected (Event 1). Note that the PMSE winds are in good
agreement with the SMR winds in Event 1, but they are not for Event 2,
particularly for the meridional component.</p>
      <p id="d1e2821">An animated sequence of the two events has been included in the Video supplement, i.e., Movies S1 and S2. For both events, the
sequence includes selected cuts of EW–NS, EW–altitude, and NS–altitude. In
Movie S1, we identify at least four examples of monochromatic waves with
different wavelengths drifting with the wind in the northwest direction (at
23:57:37, 00:02:24, 00:10:57, and 00:55:33 UTC). Interestingly, in this case,
longitudinal and transverse waves both drift with the background wind. In
Movie S2, we show the complete evolution in time of Event 2. In the
EW–altitude cut, the wave structure between 82 and 85 km drifts against the
wind, whereas a layer at 87 km between 05:20 and 05:30 UTC follows the
background wind. Note the projected radial wind (from red to blue) indicates
a westward wind. These events are good examples of the complicated dynamics
within PMSEs. Further analysis and interpretation of these high-resolution
spatiotemporal structures will be done in a future work.</p>
      <p id="d1e2824">Figures <xref ref-type="fig" rid="Ch1.F8"/> and <xref ref-type="fig" rid="Ch1.F9"/> show 3-D maps of (a) the
signal-to-noise ratio (SNR), (b) radial velocity, (c) locally enhanced SNR,
and (d) residual radial velocity (i.e., <inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">res</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), for Events 1
and 2, respectively. In addition contours of locally enhanced SNR are
overplotted on both the radial velocities. The SNR and radial velocity were
obtained from the first and second spectral moments
<xref ref-type="bibr" rid="bib1.bibx11" id="paren.42"><named-content content-type="pre">e.g.,</named-content></xref>. The locally enhanced SNR has been obtained
using a 2-D Gaussian function kernel with a width of 6 pixels. The local
enhancements allow us to observe weak structures within the strong one. For
example, wave fronts are distinguishable in Fig. <xref ref-type="fig" rid="Ch1.F8"/>c which
were not visible in Fig. <xref ref-type="fig" rid="Ch1.F8"/>a. On the other hand, the residual
radial velocity was estimated by removing the contributions of the estimated
mean horizontal velocities in the measured radial velocities; i.e.,

                <disp-formula id="Ch1.E8" content-type="numbered"><mml:math id="M119" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">res</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">rad</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>-</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p id="d1e2947">The 3-D contour plots at 00:55:33 UT on 17 July 2017,
i.e., Event 1, for four selected altitudes: 84, 84.6, 85.2, and 85.8 km.
The following are shown for each altitude: <bold>(a)</bold> SNR, <bold>(b)</bold> radial velocity,
<bold>(c)</bold> locally enhanced SNR, and <bold>(d)</bold> residual radial velocity.
Contours on locally enhanced SNR are overplotted in both velocity
plots.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f08.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p id="d1e2970">Same as Fig <xref ref-type="fig" rid="Ch1.F8"/>, but at 05:54:01 UT on 17 July 2017
for altitudes 82, 82.7, 83.4, and 84 km., i.e.,
Event 2.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f09.jpg"/>

        </fig>

      <p id="d1e2981">Assuming that the <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">res</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is mainly due to the vertical motion, we
can clearly see in Fig. <xref ref-type="fig" rid="Ch1.F8"/>d how up (red) and down (blue)
structures drift across the illuminated area, maybe due to KHI. Similarly,
Fig. <xref ref-type="fig" rid="Ch1.F9"/> shows animated images of Event 2. In this case, the
horizontal wind was small and most of the radial velocity was due to the
vertical motion; i.e., radial velocity and residual velocities are almost the
same. As mentioned above, in this event, the waves propagate horizontally
against the weak horizontal wind.</p>
      <p id="d1e2999">The animated versions of Figs. <xref ref-type="fig" rid="Ch1.F8"/> and <xref ref-type="fig" rid="Ch1.F9"/> are
shown in Movies S3 and S4, respectively. Although the information might
be redundant when compared to Movies S1 and S2, we have decided to include
them to provide a more standard view of typical spectral parameters of a
multibeam radar.</p>
      <p id="d1e3006">Making a quantitative comparison between SIMO and MIMO for real targets is
not an easy task. We need a prior knowledge of the brightness to make a good
analysis. This is not the case for PMSE. Fortunately, our observations
include echoes from specular meteors; see the bright echoes located at
(<inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10.5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">12.5</mml:mn></mml:mrow></mml:math></inline-formula>) in Fig. <xref ref-type="fig" rid="Ch1.F3"/>d. Indeed, meteor echoes can be
observed in the PMSE region, but the great majority of them occur outside
this window. When a meteor echo occurs in the PMSE altitude it will be
short-lived (less than a few hundred milliseconds). In previous studies meteor
echoes were treated as outliers and were removed from the measurements
<xref ref-type="bibr" rid="bib1.bibx16" id="paren.43"><named-content content-type="pre">e.g.,</named-content></xref>. For our benefit they can also be used
to evaluate the angular resolution that can be achieved with
our implementations quantitatively. A specular meteor echo could be considered to be a point
target. Along with its trajectory, the trail is long (hundreds of
meters to a few kilometers), but its angular response is narrow. In the
transverse direction to the trail, it is very narrow and its angular response
is also narrow.</p>
      <p id="d1e3037">In Fig. <xref ref-type="fig" rid="Ch1.F10"/> we show the normalized angular scattered
power distribution for a specular meteor using SIMO and MIMO in combination
with Capon and MaxEnt. As expected, the range resolution does not change for
SIMO or MIMO (see Fig. <xref ref-type="fig" rid="Ch1.F10"/>a). We see a peak at
89.1 km and low power at other ranges. However, when comparing Capon and
MaxEnt, MaxEnt shows us a clean power distribution along all the ranges, while Capon shows us a remaining
sidelobe contamination in other ranges, coming from other angles. This
indicates that, even with MIMO, Capon does not suppress the sidelobes as well
as MaxEnt. Figure <xref ref-type="fig" rid="Ch1.F10"/>b and c show us the angular
power distribution for <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, respectively, for which the
points are the samples for a given angle and the continuous line is a fitted
Gaussian function. Using the fitted function, we estimated the half-power
beamwidth (HPBW) for each implementation. Table <xref ref-type="table" rid="Ch1.T2"/>
summarizes the angular resolution and the improvement factor for each method
compared to the theoretical angular resolution of the full array MAARSY
radar. As we expected the improvement between SIMO and MIMO is about 1.5,
given that we increased the antenna aperture for MIMO by <inline-formula><mml:math id="M125" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %.
When combining MIMO and MaxEnt, surprisingly, we got an angular resolution of
<inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M127" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, i.e., more than 5 times better than MAARSY's HPBW.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><caption><p id="d1e3101">Normalized angular power distribution of a specular meteor echo as a function of <bold>(a)</bold> range, <bold>(b)</bold> EW angle (<inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), and NS
angle (<inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>y</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The results are shown for all four implementations, i.e.,
SIMO-Capon (blue), SIMO-MaxEnt (orange), MIMO-Capon (green), and MIMO-MaxEnt
(red).</p></caption>
          <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://amt.copernicus.org/articles/12/955/2019/amt-12-955-2019-f10.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p id="d1e3141">Performance of imaging techniques.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="center"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Technique</oasis:entry>
         <oasis:entry colname="col2">Angular</oasis:entry>
         <oasis:entry colname="col3">Spatial</oasis:entry>
         <oasis:entry colname="col4">Equivalent</oasis:entry>
         <oasis:entry colname="col5">Improvement</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">resolution</oasis:entry>
         <oasis:entry colname="col3">resolution</oasis:entry>
         <oasis:entry colname="col4">antenna</oasis:entry>
         <oasis:entry colname="col5">factor</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">at 85 km</oasis:entry>
         <oasis:entry colname="col4">aperture</oasis:entry>
         <oasis:entry colname="col5"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">MAARSY</oasis:entry>
         <oasis:entry colname="col2">3.60<inline-formula><mml:math id="M130" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">5.33 km</oasis:entry>
         <oasis:entry colname="col4">76 m</oasis:entry>
         <oasis:entry colname="col5">1.00</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SIMO-Capon</oasis:entry>
         <oasis:entry colname="col2">1.27<inline-formula><mml:math id="M131" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.88 km</oasis:entry>
         <oasis:entry colname="col4">216 m</oasis:entry>
         <oasis:entry colname="col5">2.83</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MIMO-Capon</oasis:entry>
         <oasis:entry colname="col2">0.88<inline-formula><mml:math id="M132" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.30 km</oasis:entry>
         <oasis:entry colname="col4">312 m</oasis:entry>
         <oasis:entry colname="col5">4.09</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SIMO-MaxEnt</oasis:entry>
         <oasis:entry colname="col2">1.05<inline-formula><mml:math id="M133" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.55 km</oasis:entry>
         <oasis:entry colname="col4">261 m</oasis:entry>
         <oasis:entry colname="col5">3.42</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MIMO-MaxEnt</oasis:entry>
         <oasis:entry colname="col2">0.61<inline-formula><mml:math id="M134" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0.90 km</oasis:entry>
         <oasis:entry colname="col4">450 m</oasis:entry>
         <oasis:entry colname="col5">5.90</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><caption><p id="d1e3349">Mean wind values for the two events presented.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right" colsep="1"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col3" align="center" colsep="1">Event 1 </oasis:entry>
         <oasis:entry rowsep="1" namest="col4" nameend="col5" align="center">Event 2 </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">PMSE</oasis:entry>
         <oasis:entry colname="col3">SMRs</oasis:entry>
         <oasis:entry colname="col4">PMSE</oasis:entry>
         <oasis:entry colname="col5">SMRs</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Zonal wind – <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (m s<inline-formula><mml:math id="M136" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M137" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">33.4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">29.15</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">12.20</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M140" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">17.19</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Meridional wind – <inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (m s<inline-formula><mml:math id="M142" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">17.80</oasis:entry>
         <oasis:entry colname="col3">21.96</oasis:entry>
         <oasis:entry colname="col4">5.17</oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.22</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
</sec>
<sec id="Ch1.S5">
  <title>Discussion</title>
      <p id="d1e3532">We have shown qualitatively and quantitatively that radar imaging of PMSEs is
significantly improved when using MIMO instead of SIMO configurations, by at
least 50 %. Two different imaging methods have been applied, Capon and
MaxEnt. As expected from previous works, MaxEnt images are better than Capon
images; however, MaxEnt is<?pagebreak page964?> computationally more demanding. Similarly, we
found that the quality of MIMO-Capon is comparable to SIMO-MaxEnt.</p>
      <p id="d1e3535">Even though MIMO allows us to improve the point spread function, it is not
perfect. We expect some artifacts due to the sidelobes which are <inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula> dB
weaker than the main lobe; see Fig. <xref ref-type="fig" rid="Ch1.F1"/>f. When strong and
weak echoes coexist in the same region, some artifacts might be confused as
weak echoes. Although Capon and MaxEnt help to minimize the sidelobe
contribution, we are being conservative by employing a relatively large SNR
threshold (<inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> dB), i.e., discarding weak echoes which might be
contaminated by strong sidelobe echoes. By doing this we are increasing the
statistical<?pagebreak page965?> significance of our results which are persistent in time and
space, as shown in the animations and the keograms.</p>
      <p id="d1e3560">The preliminary results using MIMO-MaxEnt are allowing us to observe PMSEs
with unprecedented horizontal resolution (<inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> km) compared to multibeam scanning experiments
<xref ref-type="bibr" rid="bib1.bibx39" id="paren.44"/>, and therefore the identification of structures
with horizontal wavelengths less than 10 km (e.g., Event 1 above). For
structures with wavelengths of the order of 15–20 km or so, the other
imaging implementations, i.e., SIMO-Capon, SIMO-MaxEnt, and MIMO-Capon, are
sufficiently good to characterize them. These new capabilities will allow
KHIs and general GWs (not only monochromatic) to be better identified and
characterized than previously done at polar mesospheric heights during the
summer. Our proposed technique complements previous observations that have
been performed at nighttime when the sky is clear using airglows and lidars
<xref ref-type="bibr" rid="bib1.bibx36 bib1.bibx19 bib1.bibx20 bib1.bibx41" id="paren.45"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p id="d1e3581">We will leave the detailed analysis and interpretation of these events and
other events observed with this new capability for a future effort. In the
following paragraphs, we discuss the technical results and propose future
improvements.</p>
      <p id="d1e3585">The improved resolution using MIMO results from the larger effective
visibility aperture and the larger number of independent samples, as compared
to a SIMO configuration, i.e., 125 m instead of 76 m and 475 samples
instead of 163 samples, respectively. In addition, the MaxEnt approach allows
an improvement at least a factor of 2 in angular resolution compared to
Capon. The maximum number of horizontal blobs that could theoretically be
estimated for each range, time, and “color” (i.e., frequency bin) would be
79 (<inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn mathvariant="normal">475</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula>), whereby each blob is characterized by a <?xmltex \hack{\mbox\bgroup}?>2-D<?xmltex \hack{\egroup}?> Gaussian
function with six parameters <xref ref-type="bibr" rid="bib1.bibx5" id="paren.46"><named-content content-type="pre">e.g.,</named-content></xref>. Another
reason for the better results using MIMO-MaxEnt is the number of redundant
visibility measurements. Although they do not provide additional information
in terms of degrees of freedom, the redundancy helps to reduce the
statistical uncertainties of such visibility samples. Recall in our MIMO
implementation that there are 1980 visibility samples (<inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:mn mathvariant="normal">45</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">44</mml:mn></mml:mrow></mml:math></inline-formula>), and
only 475 are independent.</p>
      <p id="d1e3623">Despite the significant improvement, not everything is positive about
applying MIMO. In the following paragraphs, we discussed the critical points
of applying MIMO in terms of (a) power-aperture reduction and
(b) computational demands and real-time applicability.</p>
      <p id="d1e3626">As indicated by <xref ref-type="bibr" rid="bib1.bibx43" id="text.47"/>, in atmospheric radars MIMO is
applicable to targets with a large RCS, since a reduction of power aperture
is inherent to MIMO. In our particular application to PMSEs, the transmitter
sections were <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> of the total area, and therefore also <inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> of the total
transmitter power, i.e., <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">17</mml:mn></mml:mrow></mml:math></inline-formula> dB transmitting signal, of usual experiments.
In reception, 15 groups of seven antennas (hexagons) were used instead of the
433 available antennas. Moreover, given the time multiplexing, the number of
coherent integrations was reduced and therefore the noise was increased, when
compared to standard operations. In total, the<?pagebreak page966?> sensitivity of our MIMO
experiment is 27 dB lower. Looking at the PMSE RCS in Fig. 2 of
<xref ref-type="bibr" rid="bib1.bibx30" id="text.48"/>, our MIMO observations are limited to PMSEs
with RCS larger than <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">14</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M153" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, i.e., approximately 40 % of
the usual seasonal MAARSY PMSE observations.</p>
      <p id="d1e3696">MaxEnt is known to be computationally more demanding than Capon in SIMO
applications <xref ref-type="bibr" rid="bib1.bibx49" id="paren.49"><named-content content-type="pre">e.g.,</named-content></xref>. In the case of MIMO, the computational
demands are significantly increased, given the larger number of effective
receivers, i.e., 45 instead of 15. In terms of visibility pairs, the increase
is from 210 to 1980. In the case of Capon, real-time processing is still
possible with these increased numbers of samples; however, MaxEnt for both
SIMO and MIMO is not applicable in a real-time application. For example, for
80 s of data using an i5 PC with 15 cores, the processing times are 20 min
and 3 h for SIMO-MaxEnt and MIMO-MaxEnt, respectively. A future improvement
to make MIMO-MaxEnt faster would be to use only one value of each redundant
visibility sample, i.e., to only work with 475 independent samples instead of
all 1980 measured visibility samples. Such a value could be obtained either
from the average of all the values sampling the same visibility or by
preselecting only one of them. After all, many of the independent samples are
obtained with only one sample (green dots in Fig. <xref ref-type="fig" rid="Ch1.F1"/>e).</p>
      <p id="d1e3706">In general, a critical point for PMSE imaging is the drifting nature of the
echoes. PMSE correlation times are relatively short, and under stationary
conditions, one would require a few minutes of incoherent integration to
reduce the statistical uncertainties of the visibility estimates. However,
the structures to be imaged might move between 2 and 5 km in 60 s for typical
mesospheric motions (40–80 m s<inline-formula><mml:math id="M154" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), either
from drifting with the background wind (Event 1) or from wave propagation
(Event 2). These drifting structures limit further the angular resolution
that can be accomplished by any method since the resulting image will be
significantly blurred for integration times of a few minutes.</p>
      <p id="d1e3721">To deal with the drifting nature of PMSEs, in future studies we will explore
tracking techniques, i.e., make use of this information to improve the
angular resolution <xref ref-type="bibr" rid="bib1.bibx45" id="paren.50"><named-content content-type="pre">e.g.,</named-content></xref>. Given the
computational demands of MaxEnt in particular when combined with MIMO, we
will also explore radar imaging with compressed sensing (CS) techniques
<xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx3" id="paren.51"><named-content content-type="pre">e.g.,</named-content></xref>.
<xref ref-type="bibr" rid="bib1.bibx15" id="normal.52"/> applied CS to Jicamarca F-region
irregularities, and show that CS produces results similar to MaxEnt. Our plan
is to use MIMO-MaxEnt as a reference for other radar imaging techniques using
SIMO, for example, CS in combination with tracking. Besides the computational
demands, MIMO might not be applicable at other atmospheric radar sites, and
therefore the exploration of other techniques using SIMO is required.</p>
      <p id="d1e3738">An additional improvement to the current observations would be the use of
shorter pulses and therefore better range resolution, for example, 150 m.
Further improvement in range could also be accomplished by applying range
imaging <xref ref-type="bibr" rid="bib1.bibx33 bib1.bibx48" id="paren.53"><named-content content-type="pre">e.g.,</named-content></xref>, particularly in
combination with the radar imaging implementations of this work, allowing
angular resolutions less than 1<inline-formula><mml:math id="M155" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e3761">In this work, we have successfully implemented coherent MIMO
with radar imaging at MAARSY to observe PMSEs with unprecedented angular
resolution. The obtained resolution results from the combination of a larger
effective aperture, a higher number of independent visibility samples resulting
from MIMO, and improved angular resolution resulting from MaxEnt.
Quantitatively, the maximum angular resolution accomplished is <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M157" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, which is equivalent to having a 450 m diameter visibility
aperture at 53.5 MHz and is a significant improvement to the MAARSY standard
angular resolution of 3.6<inline-formula><mml:math id="M158" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e3791">The preliminary results with MIMO-MaxEnt allowed us to clearly identify
structures slightly less than 1 km in diameter and wave-like structures with
horizontal wavelengths less than 10 km, with a time resolution around 60 s.
The identification of such structures, with varying degrees of intensity,
suggests that one has to be careful about using PMSEs for estimating the
background wind assuming horizontal homogeneity. Not only is the vertical
wind not homogeneous, but also the brightness is not homogeneous
horizontally.</p>
      <p id="d1e3794">Given the relatively long temporal correlation of PMSEs, i.e., a few minutes,
larger integration of the noisy visibility in time would allow fewer
statistical uncertainties in the resulting images of the two events
presented. However, PMSE structures drift as they are imaged; therefore long
integration times result in angular smearing. In the future, we plan to use
the drifting information to improve the angular resolution by applying
tracking techniques.</p>
      <?pagebreak page967?><p id="d1e3797"><?xmltex \hack{\newpage}?>As mentioned above, the implementation of MIMO-MaxEnt is computationally
intensive and is currently not applicable to real-time processing. On the
other hand, MIMO-Capon can be implemented in real-time processing. Our
strategy for near-future observations would be to use MIMO-Capon for
real-time processing and use MIMO-MaxEnt for special events until more
efficient implementations and/or faster computers are available.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e3805">Our MIMO-MaxEnt results for the two events presented here,
namely the PMSE power amplitude as a function of EW, NS, altitude, and time,
are shared at
<uri>ftp://ftp.iap-kborn.de/data-in-publications/UrcoAMT2018b</uri>.</p>
  </notes><notes notes-type="videosupplement">

      <p id="d1e3814">An image sequence for the two events presented in this work
has been added as a supplement. These sequences show the time evolution of
PMSE structures for selected EW, NS, and altitude cuts. An example of wave
structures drifting with and against the wind is showed in Movies S1 and S2,
respectively.</p>
  </notes><notes notes-type="authorcontribution">

      <p id="d1e3820">JMU and JLC conceived the idea. JLC, TW, and JMU discussed
the theoretical framework. JLC, JMU, and RL designed the experiment. RL and
JMU carried out the experiment. JMU processed the experimental data and
performed the analysis. JLC contributed to the interpretation of the results.
JMU wrote the manuscript with support from JLC. All authors provided critical
feedback and helped to improve the manuscript.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e3826">The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement">

      <p id="d1e3832">This article is part of the special issue “Layered phenomena in
the mesopause region (ACP/AMT inter-journal SI)”. It is a result of the LPMR
workshop 2017 (LPMR-2017), Kühlungsborn, Germany, 18–22 September 2017.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3838">We would like to thank Toralf Renkwitz for providing the receivers' phase
offsets and Marius Zecha for MAARSY data handling. This work was partially
supported by the Deutsche Forschunggemeinschaft (DFG, German Research
Foundation) under SPP 1788 (CoSIP)-CH1482/3-1 and by the WATILA Project
(SAW-2015-IAP-1).<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
The publication of this article was funded by the <?xmltex \hack{\newline}?> Open Access
Fund of the Leibniz Association.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: William Ward <?xmltex \hack{\newline}?>
Reviewed by: Jia Yue and Ian McCrea</p></ack><ref-list>
    <title>References</title>

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    <!--<article-title-html>Enhancing the spatiotemporal features of polar mesosphere summer echoes using coherent MIMO and radar imaging at MAARSY</article-title-html>
<abstract-html><p>Polar mesospheric summer echoes (PMSEs) are very strong radar echoes
caused by the presence of ice particles, turbulence, and free electrons in
the mesosphere over polar regions. For more than three decades, PMSEs have
been used as natural tracers of the complicated atmospheric dynamics of this
region. Neutral winds and turbulence parameters have been obtained assuming
PMSE horizontal homogeneity on scales of tens of kilometers. Recent radar
imaging studies have shown that PMSEs are not homogeneous on these scales and
instead they are composed of kilometer-scale structures. In this paper, we
present a technique that allows PMSE observations with unprecedented angular
resolution ( ∼ 0.6°). The technique combines the concept of
coherent MIMO (Multiple Input Multiple Output) and two high-resolution imaging
techniques, i.e., Capon and maximum entropy (MaxEnt). The resulting
resolution is evaluated by imaging specular meteor echoes. The gain in
angular resolution compared to previous approaches using SIMO (Single Input
Multiple Output) and Capon is at least a factor of 2; i.e., at 85&thinsp;km, we
obtain a horizontal resolution of  ∼ 900&thinsp;m. The advantage of the new
technique is evaluated with two events of 3-D PMSE structures
showing: (1) horizontal wavelengths of 8–10&thinsp;km and periods of 4–7&thinsp;min,
drifting with the background wind, and (2) horizontal wavelengths of
12–16&thinsp;km and periods of 15–20&thinsp;min, not drifting with the background wind.
Besides the advantages of the implemented technique, we discuss its current
challenges, like the use of reduced power aperture and processing time, as
well as the future opportunities for improving the understanding of the
complex small-scale atmospheric dynamics behind PMSEs.</p></abstract-html>
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