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<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">AMT</journal-id><journal-title-group>
    <journal-title>Atmospheric Measurement Techniques</journal-title>
    <abbrev-journal-title abbrev-type="publisher">AMT</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Meas. Tech.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1867-8548</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/amt-14-199-2021</article-id><title-group><article-title>McRALI: a Monte Carlo high-spectral-resolution lidar and Doppler radar
simulator for three-dimensional cloudy<?xmltex \hack{\break}?> atmosphere remote sensing</article-title><alt-title>McRALI: a Monte Carlo high-spectral-resolution simulator</alt-title>
      </title-group><?xmltex \runningtitle{McRALI: a Monte Carlo high-spectral-resolution simulator}?><?xmltex \runningauthor{F. Szczap et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Szczap</surname><given-names>Frédéric</given-names></name>
          <email>szczap@opgc.univ-bpclermont.fr</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Alkasem</surname><given-names>Alaa</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Mioche</surname><given-names>Guillaume</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1462-5277</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Shcherbakov</surname><given-names>Valery</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Cornet</surname><given-names>Céline</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Delanoë</surname><given-names>Julien</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff5">
          <name><surname>Gour</surname><given-names>Yahya</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Jourdan</surname><given-names>Olivier</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0890-3784</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Banson</surname><given-names>Sandra</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Bray</surname><given-names>Edouard</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Université Clermont Auvergne, CNRS, UMR 6016, Laboratoire de
Météorologie Physique (LaMP), 63178 Aubière, France</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Université Clermont Auvergne, Institut Universitaire de
Technologie d'Allier, 03100 Montluçon, France</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Université Lille, CNRS, UMR 8518, Laboratoire d'Optique
Atmosphérique (LOA), 59000 Lille, France</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Université de Versailles Saint-Quentin-en-Yvelines, Université Paris-Saclay, Sorbonne Université, CNRS, Laboratoire Atmosphère, Milieu, Observations Spatiales (LATMOS), Institut Pierre Simon Laplace (IPSL), Guyancourt, France</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Université Clermont Auvergne, Institut Universitaire de
Technologie d'Allier, 03200 Vichy, France</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Frédéric Szczap (szczap@opgc.univ-bpclermont.fr)</corresp></author-notes><pub-date><day>12</day><month>January</month><year>2021</year></pub-date>
      
      <volume>14</volume>
      <issue>1</issue>
      <fpage>199</fpage><lpage>221</lpage>
      <history>
        <date date-type="received"><day>16</day><month>June</month><year>2020</year></date>
           <date date-type="rev-request"><day>8</day><month>July</month><year>2020</year></date>
           <date date-type="rev-recd"><day>20</day><month>October</month><year>2020</year></date>
           <date date-type="accepted"><day>18</day><month>November</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Frédéric Szczap et al.</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021.html">This article is available from https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021.html</self-uri><self-uri xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021.pdf">The full text article is available as a PDF file from https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e192">The aim of this paper is to present the Monte Carlo code McRALI that
provides simulations under multiple-scattering regimes of polarized high-spectral-resolution (HSR) lidar and Doppler radar observations for
a three-dimensional (3D) cloudy atmosphere. The effects of nonuniform beam
filling (NUBF) on HSR lidar and Doppler radar signals related to the
EarthCARE mission are investigated with the help of an academic 3D
box cloud characterized by a single isolated jump in cloud optical depth,
assuming vertically constant wind velocity. Regarding Doppler radar signals,
it is confirmed that NUBF induces a severe bias in velocity estimates. The
correlation of the NUBF bias of Doppler velocity with the horizontal
gradient of reflectivity shows a correlation coefficient value around 0.15 m s<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, close to that given in the scientific
literature. Regarding HSR lidar signals, we confirm that multiple-scattering
processes are not negligible. We show that NUBF effects on molecular,
particulate, and total attenuated backscatter are mainly due to unresolved
variability of cloud inside the receiver field of view and, to a lesser
extent, to the horizontal photon transport. This finding gives some insight
into the reliability of lidar signal modeling using independent column
approximation (ICA).</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e239">Spaceborne atmospheric lidar (light detection and ranging) and radar (radio
detection and ranging) are suitable tools to investigate vertical properties
of clouds on a global scale. Over the last decade, the Cloud–Aerosol Lidar
and Infrared Pathfinder Satellite Observations (CALIPSO) (Winker et al., 2010) and the Cloud
Satellite (CloudSat) (Stephens et al., 2008) have improved our
understanding of the spatial distribution of microphysical and optical
properties of clouds and aerosols (Stephens et al., 2018).
However, clouds remain the largest source of uncertainty in climate
projections  (Boucher et al.,
2014; Dufresnes and Bony, 2008). Like clouds, aerosols are another large
source of uncertainty in climate models (both direct and indirect radiative
forcing) (see, e.g., Hilsenrath and Ward, 2017, and references
therein). Future missions are planned to pursue those observations. For
example, the Earth Clouds, Aerosol and Radiation Explorer (EarthCARE)
(Illingworth et al., 2015)
is scheduled for 2022, which will deploy the
combination of a high-resolution-spectral (HSR) lidar and a Doppler radar for the first time in space.
More recently, following the Atmospheric Dynamics Mission ADM-Aeolus
(ESA report, 2016) by the European Space Agency (ESA), an
atmospheric dynamics observation satellite was placed in orbit in August
2018, which deployed the first space Doppler lidar. The<?pagebreak page200?> Atmospheric LAser
Doppler INstrument (ALADIN) of the ADM-Aeolus provides spectrally resolved
data. Indeed, the Mie receiver is a Fizeau spectrometer combined with a
charge-coupled detector that measures the spectrum of the return around the
emitted laser wavelength using 16 different frequency bins (Reitebuch et al., 2018; Stoffelen et al.,
2005). The ATmospheric LIDar (ATLID) signals of the EarthCARE mission will
be optically filtered in such a way that the atmospheric Mie and Rayleigh
scattering contributions are separated and independently measured (Pereira do Carmo et al., 2019). The radar echoes of the Cloud
Profiling Radar (CPR) of the EarthCARE mission will be input to
autocovariance analysis by means of the pulse-pair processing technique for
the estimation of the Doppler properties (Kollias et al., 2014, 2018; Zrnić, 1977). Note, however, that ATLID and CPR will not provide spectrally resolved data. The CPR will provide information on convective motions, wind profiles, and fall speeds (Illingworth et al., 2015). The ATLID will perform measurements of the extinction coefficient and lidar ratio (ESA, 2016; Illingworth et al., 2015).</p>
      <p id="d1e242">Lidar and/or radar simulators are steadily advancing, hence allowing us to
explore direct and inverse problems in a cost-effective way. In this
Introduction, published works restricted to the case when multiple
scattering was taken into account are briefly discussed. Fruitful findings,
mostly on lidar returns from clouds, were obtained by the MUSCLE (MUltiple
SCattering in Lidar Experiments) community in the 1990s. A review of the
participating models can be found in the work by Bissonnette et al. (1995). A Monte Carlo
(MC) model was used by Miller and Stephens (1999) to study the
specific roles of cloud optical properties and instrument geometries in
determining the magnitude of lidar pulse stretching. Several models, which
take into consideration Stokes parameters, were developed in the 2000s  (Hu et al., 2001; Noel et al., 2002; Ishimoto and Masuda, 2002; Battaglia et al., 2006). Fast approximate lidar and radar
multiple-scattering models  (Chaikovskaya, 2008; Hogan, 2008;
Hogan and Battaglia, 2008; Sato et al., 2019) provide the possibility, for
example, to explain certain important characteristics of dual-wavelength
reflectivity profiles (Battaglia et al., 2015), although the
codes are inherently one-dimensional. In addition, a comprehensive review of
multiple scattering in radar systems can be found in the work by Battaglia et al. (2010). The basic principles of Monte Carlo
models, which consider the Doppler effect and spectral properties of
received signals, were developed in the 1990s for the needs of laser
Doppler flowmetry (see, e.g., de Mul et al., 1995,
and references therein). As for lidar and radar measurements, we can refer
to the EarthCARE simulator (ECSIM) that is a modular multi-sensor simulation
framework, wherein a fully 3D Monte Carlo forward model can calculate the
spectral polarization state of ATLID lidar signals
(Donovan et al., 2008; Donovan et al., 2015). A radar
Doppler multiple-scattering (DOMUS) simulator can be run in a full 3D
configuration and allows a comprehensive treatment of
nonuniform beam-filling (NUBF) scenarios  (Battaglia and Tanelli,
2011). Note that DOMUS is not a part of ECSIM.</p>
      <p id="d1e245">The McRALI simulators (Monte Carlo modeling of RAdar and LIdar signals)
developed at the Laboratoire de Météorologie Physique (LaMP) are
based on 3DMcPOLID (3D Monte Carlo simulator of POLarized LIDar signals), an
MC code dedicated to simulating polarized active sensor signals from
atmospheric compounds in single- and/or multiple-scattering conditions
(Alkasem et al., 2017). As their core they use the three-dimensional
polarized Monte Carlo atmospheric radiative transfer model (3DMCPOL; Cornet
et al.,  2010). Like 3DMCPOL, they use the local estimate method
(Marchuk et al., 1980; Evans and Marshak, 2005) to
reduce the noise level and take into account the polarization state of
light. Photons are followed step by step through the cloudy atmosphere. At
each interaction, the contribution to the detector is computed according to
the scattering matrix and the field of view (FOV) of the detector. Variance
reduction techniques proposed by Buras and Mayer (2011) can be
employed for the purpose of reducing noise due to the strong forward
scattering peak and consequently increasing the computational efficiency.
All simulations in this work were done without application of the variance
reduction techniques.</p>
      <p id="d1e248">The objective of this work is to describe the latest evolution of McRALI,
which provides the means to simulate high-spectral-resolution (HSR) lidar
and Doppler radar signals. The organization of this paper is as follows. In
Sect. 2, we explain in detail the methodology used in McRALI to model
spectral properties of lidar or radar data. Two illustrative applications
(i.e., ATLID lidar and CPR radar of the EarthCARE mission) of the developed
simulator are presented. In Sect. 3 we briefly investigate errors induced by
NUBF to the EarthCARE lidar and radar measurements with the help of the
academic 3D box cloud. This work is unique in that the results can be
obtained only if the simulator is a fully 3D Monte Carlo forward model.
Conclusions and discussions are presented in Sect. 4.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Modeling of HSR lidar and Doppler radar signals with McRALI</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>General principles for the computation of frequency-resolved signal</title>
      <?pagebreak page201?><p id="d1e266">A basic lidar or radar equation can be written as (Weitkamp, 2005;
Battaglia et al., 2010)
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M3" display="block"><mml:mrow><mml:mi>p</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>K</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced></mml:mrow><mml:mrow><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mi mathvariant="italic">β</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi mathvariant="normal">exp</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mfenced open="[" close="]"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>r</mml:mi></mml:munderover><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msup><mml:mi>r</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M4" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> is the power on the detector from range <inline-formula><mml:math id="M5" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M6" display="inline"><mml:mi>K</mml:mi></mml:math></inline-formula> is the instrument
function, <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (in m<inline-formula><mml:math id="M8" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the extinction, and <inline-formula><mml:math id="M9" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> (in
m<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> sr<inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the backscattering coefficient defined as
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M12" display="block"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mo>=</mml:mo><mml:mi>P</mml:mi><mml:mfenced open="(" close=")"><mml:mi mathvariant="italic">π</mml:mi></mml:mfenced><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">π</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> (in sr<inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the scattering phase function
in the backward direction and <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (in m<inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the scattering
coefficient. Whereas the lidar community uses the backscattering coefficient
<inline-formula><mml:math id="M17" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula>, the radar community prefers to use the reflectivity <inline-formula><mml:math id="M18" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> related to
<inline-formula><mml:math id="M19" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> as
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M20" display="block"><mml:mrow><mml:mi>Z</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">4</mml:mn><mml:mrow><mml:msup><mml:mfenced open="|" close="|"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:msup><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">λ</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mi mathvariant="italic">β</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msup><mml:mfenced open="|" close="|"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> is a dielectric factor usually assumed for
liquid water and <inline-formula><mml:math id="M22" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is the wavelength. Due to its large dynamic range, the radar reflectivity factor (usually expressed in mm<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) is more commonly expressed in decibels relative to <inline-formula><mml:math id="M25" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> (dBZ) and <inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:mn mathvariant="normal">10</mml:mn><mml:msub><mml:mi mathvariant="normal">log</mml:mi><mml:mn mathvariant="normal">10</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>Z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is used. Note that the reflectivity given in Eq. (3) is the radar non-attenuated reflectivity.</p>
      <p id="d1e628">If the extinction value of the medium tends to zero, the measured
backscatter <inline-formula><mml:math id="M27" display="inline"><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover></mml:math></inline-formula> (or in the case of radar, the measured
reflectivity <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi>Z</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is equal to the “true” backscatter of the medium
<inline-formula><mml:math id="M29" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> (or <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:mi>Z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>  (Hogan, 2008). Under single-scattering
regimes, in an optically thicker medium, <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced><mml:mi mathvariant="normal">exp</mml:mi><mml:mfenced open="[" close="]"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>r</mml:mi></mml:msubsup><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">ext</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msup><mml:mi>r</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi>Z</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:msup><mml:mi mathvariant="italic">λ</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>/</mml:mo><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:msup><mml:mfenced close="|" open="|"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>. <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is then also called the attenuated backscattering
coefficient, hereafter also denoted as ATB. <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi>Z</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is then the
attenuated reflectivity. Under multiple-scattering regimes, there is no
rigorous analytical solution of <inline-formula><mml:math id="M35" display="inline"><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover></mml:math></inline-formula> (or <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mover accent="true"><mml:mi>Z</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. The common
feature of the McRALI codes is that they provide range-resolved profiles of
Stokes parameters <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mfenced open="[" close="]"><mml:mrow><mml:mi>I</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced><mml:mo>,</mml:mo><mml:mi>Q</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>,</mml:mo><mml:mi>U</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>,</mml:mo><mml:mi>V</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> and account for emitter
and receiver patterns of the lidar (or radar) system.</p>
      <p id="d1e870">Generally speaking, high-spectral-resolution lidars of any type and
Doppler radars share the basic principle that useful retrieved data are
based on the spectral dependence of the recorded signals. Consequently, the
Monte Carlo forward simulator has to account for an additional parameter,
namely the frequency shift when a photon interacts with a particle or the
molecular atmosphere. The photon frequency has to be tracked through all
scattering events until the photon is recorded by a receiver. Of course, it
is computationally expensive to store the frequency value of all received
photons. A solution developed for the needs of laser Doppler flowmetry (see,
e.g., de Mul et al., 1995) was used by Battaglia and Tanelli (2011) in their DOMUS simulator. It
consists of creating a discrete frequency distribution, which represents the
number of photons with a Doppler shift in a certain frequency range. We
follow that approach in the latest version of McRALI as our simulators
provide Stokes parameters, <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mfenced open="[" close="]"><mml:mrow><mml:mi>I</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo><mml:mi>Q</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo><mml:mi>U</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo><mml:mi>V</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, tabulated by range <inline-formula><mml:math id="M39" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> and frequency
<inline-formula><mml:math id="M40" display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula> at the same time. <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is hereinafter referred to as
“idealized polarized backscattered power spectrum profiles” or simply
“power spectra”. In other words, the result of simulations is a
two-dimensional matrix for each of the computed Stokes parameters, without
considering the Doppler spectrum folding depending on the measurement
technology (step 2 in Fig. 1). The generic name McRALI-FR will be used for
our frequency-resolved simulators.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e986">Schematic presentation of the McRALI-FR simulator. Once the simulation
conditions are defined (step 1), McRALI calculates the idealized backscatter
spectrum (step 2). In the last step (step 3), using dedicated software,
the desired quantity profiles are calculated. Note that cloud extinction
between 9 and 10 km of altitude is set to 3 km<inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for both the lidar and radar
simulation.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f01.png"/>

        </fig>

      <p id="d1e1007">The simulation conditions (step 1 in Fig. 1) consists of setting the 3D optical
and dynamical properties of the cloudy atmosphere, the surface, and main
characteristics of the instrument (currently monostatic
high-spectral-resolution lidar or a Doppler radar), which are its spatial
position, its velocity, the viewing direction, the frequency and the
polarization state of the emitted radiation, and the shape of the emitter and the receiver. If at least one of those parameters varies, the
simulation has to be carried out once more even when 3D cloudy atmosphere
properties remain unchanged. Computations are carried out and profiles of
<inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> are stored in output files (step 2 in Fig. 1).
Separate software uses the saved files to account for spectral and
polarization characteristics of receivers and computes profiles of
corresponding HSR lidar or Doppler radar signals (step 3 in Fig. 1), such as
the particulate and molecular backscattering coefficient profiles for HSR
lidar or reflectivity and Doppler velocity profiles for Doppler radar.</p>
      <p id="d1e1028">The next five subsections describe in detail how McRALI-FR accounts for the
Doppler effect, the modeling of transmitter and receiver patterns, and the
Lambertian ground surface and present two examples of the McRALI-FR
configuration in order to simulate the HSR ATLID lidar and the Doppler CPR
radar of the EarthCARE mission.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Modeling of idealized backscattered power spectrum profiles</title>
      <p id="d1e1039">McRALI-FR accounts for phenomena that lead to the frequency shift of the
received photon. This is the Doppler effect, which is due to the motion of
gas (negligible for radar application), aerosol (negligible for radar
application), and cloud particles. We use the term “cloud particles” for
precipitating hydrometeors as well.</p>
      <?pagebreak page202?><p id="d1e1042">When both the source and the receiver are moving, the Doppler effect can be
expressed in a ground-based frame of reference as follows (see,
e.g.,  Tipler and Mosca, 2008):
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M44" display="block"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>r</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mrow><mml:mi>s</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>s</mml:mi></mml:msub><mml:mo>⋅</mml:mo><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mrow><mml:mi>s</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denote the frequencies; <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the velocity vectors; the source and receiver parameters are identified by the subscripts <inline-formula><mml:math id="M49" display="inline"><mml:mi>s</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M50" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>, respectively; <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mrow><mml:mi>s</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the unit vector directed from the source to the receiver; <inline-formula><mml:math id="M52" display="inline"><mml:mi>c</mml:mi></mml:math></inline-formula> is the speed of electromagnetic waves; and <inline-formula><mml:math id="M53" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">a</mml:mi><mml:mo>⋅</mml:mo><mml:mi mathvariant="bold-italic">b</mml:mi></mml:mrow></mml:math></inline-formula> denotes the scalar product. If the absolute values <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mfenced open="|" close="|"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>s</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:mfenced close="|" open="|"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>r</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> of the velocities are both small compared
to the speed <inline-formula><mml:math id="M56" display="inline"><mml:mi>c</mml:mi></mml:math></inline-formula>, the series expansion of Eq. (4) takes the form
            <disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M57" display="block"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>f</mml:mi><mml:mi>s</mml:mi></mml:msub><mml:mfenced open="[" close="]"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>r</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>s</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>⋅</mml:mo><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mrow><mml:mi>s</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where the terms of the second order or higher than <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>c</mml:mi></mml:mrow></mml:math></inline-formula> are neglected.</p>
      <p id="d1e1335">In multiple-scattering conditions, Eq. (5) can be rewritten for the
scattering order <inline-formula><mml:math id="M59" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> as follows:
            <disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M60" display="block"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mfenced close="]" open="["><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>⋅</mml:mo><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>n</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M61" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> is the total number of scattering orders. The frequency
<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> of an emitted photon and the vector
<inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mrow><mml:mi>n</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
of the satellite velocity belong to the set of input parameters for
McRALI-FR.</p>
      <p id="d1e1492">In general, if a photon was scattered by particles <inline-formula><mml:math id="M64" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> times, its frequency
at the lidar–radar receiver is expressed as follows:
            <disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M65" display="block"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>n</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mfenced close="]" open="["><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mi>n</mml:mi></mml:munderover><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>⋅</mml:mo><mml:msub><mml:mover accent="true"><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          All terms of the second order or higher than <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>c</mml:mi></mml:mrow></mml:math></inline-formula> are neglected as above. The
unit vector <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>k</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is directed from the satellite to the
first scatterer; <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>k</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mrow><mml:mi>n</mml:mi><mml:mo>,</mml:mo><mml:mi>n</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is directed from the last
scatterer to the satellite. It should be noted that Eq. (7) is in agreement
with Eq. (5) of the work by Battaglia and Tanelli (2011), wherein,
at the scattering order <inline-formula><mml:math id="M69" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, the frequency shift <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can also be
given by
            <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M71" display="block"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the unit director
vector defined between the scatterer <inline-formula><mml:math id="M73" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mi>i</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e1790">Figure 2 shows a schematic diagram of the frequency shift consideration at
each interaction by using the local estimate method. A photon path of two
scattering events within the lidar–radar FOV is represented in red. The velocity
of the first and the second scatterer is <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, respectively. At the first and second scattering,
the frequency shift is <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>⋅</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, respectively. At each
scattering event, McRALI-FR uses the local estimate method to compute the
contribution to the detector. For example, at the second scattering event,
the total frequency shift is computed as <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>;</mml:mo><mml:mi mathvariant="normal">total</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:msup><mml:mi>f</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:msup><mml:mi>f</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:msup><mml:mi>f</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:msup><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="bold">′</mml:mo></mml:msup><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, with <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:msub><mml:msup><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="bold">′</mml:mo></mml:msup><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> being
the direction from the second scattering event to the detector (dotted blue
line), which works with the local estimate method, and where <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:msup><mml:mi>f</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow><mml:mi>c</mml:mi></mml:mfrac></mml:mstyle><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:msup><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="bold">′</mml:mo></mml:msup><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, with <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> being
the satellite velocity. The frequency shift due to satellite motion is
deliberately ignored to simplify the scheme, but it is present in the codes.
Computation of the McRALI-FR power spectrum can also be performed following the convention of the “Gaussian approach” proposed by  Battaglia and
Tanelli (2011).</p>
      <?pagebreak page203?><p id="d1e2084">Note that in the current version of McRALI-FR codes, the wind velocity can
be set by the user or provided by large eddy simulation models at their grid
scale. Sub-grid turbulence wind velocity is assumed to be homogeneous and
isotropic; the turbulence velocity vector <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is distributed
according to a Gaussian probability density function (PDF) (see
Wilczek et al., 2011, and references therein). The single-point
velocity PDF has zero mean and the standard deviation <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for
all three coordinates of <inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The multivariate normal
distribution is generated using the Box–Muller method (see, e.g.,
Tong, 1990).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e2122">Schematic diagram of the frequency shift consideration along the
propagation of photons in scattering medium in the framework of the locate
estimate method.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f02.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Modeling of transmitter and receiver pattern</title>
      <p id="d1e2139">The current version of the McRALI-FR codes only allows the monostatic
configuration of transmitters and receivers of lidar or radar systems.
Lidar–radar systems can be positioned at any altitude, allowing for
ground-based, spaceborne, and airborne configurations with any viewing
direction. The lidar transmitter is assumed to be a Gaussian laser beam with <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula>
angular half-width <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">laser</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For instance, a Gaussian laser beam
pattern with <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula> angular half-width <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">laser</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is
described by (Hogan, 2008)
            <disp-formula id="Ch1.E9" content-type="numbered"><label>9</label><mml:math id="M91" display="block"><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">θ</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mi mathvariant="normal">exp</mml:mi><mml:mfenced close="]" open="["><mml:mrow><mml:mo>-</mml:mo><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi mathvariant="italic">θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">laser</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e2228">The lidar receiver is assumed to be a top-hat telescope with a half-angle field
of view <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and its pattern can be described by
(Hogan and Battaglia, 2008)
            <disp-formula id="Ch1.E10" content-type="numbered"><label>10</label><mml:math id="M93" display="block"><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">θ</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mfenced open="{" close=""><mml:mtable class="array" columnalign="center"><mml:mtr><mml:mtd><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>;</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>≤</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mo>;</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>&gt;</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:mfenced></mml:mrow></mml:math></disp-formula>
          Radar transmitters and receivers are assumed to be Gaussian antennas with a
3 dB half-width <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For instance, a Gaussian antenna pattern
with 3 dB half-width <inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is described by
(Battaglia et al., 2010)
            <disp-formula id="Ch1.E11" content-type="numbered"><label>11</label><mml:math id="M96" display="block"><mml:mrow><mml:msub><mml:mi>g</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">θ</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mi mathvariant="normal">exp</mml:mi><mml:mfenced close="]" open="["><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">ln</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi mathvariant="italic">θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced></mml:mrow></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e2364">The lidar and radar transmitter and receiver pointing direction is defined
by the zenith <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and azimuthal <inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> angles.
Direction cosines <inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>w</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> of the initial
photon leaving the transmitter, calculated in the same way as
Battaglia et al. (2006), are given by

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M100" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.Ex1"><mml:mtd><mml:mtext>12.1</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>u</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.Ex2"><mml:mtd><mml:mtext>12.2</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>v</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.Ex3"><mml:mtd><mml:mtext>12.3</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>w</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>sin⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mi>cos⁡</mml:mi><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfenced><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfenced><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, and
<inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>x</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mfenced><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> with <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mi>tan⁡</mml:mi><mml:mi mathvariant="italic">η</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mi>tan⁡</mml:mi><mml:mi mathvariant="italic">ξ</mml:mi></mml:mrow></mml:math></inline-formula>. To reproduce the Gaussian pattern of Eqs. (9) and (11), <inline-formula><mml:math id="M106" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M107" display="inline"><mml:mi mathvariant="italic">ξ</mml:mi></mml:math></inline-formula> are Gaussian-distributed random numbers with zero mean and standard
deviation equal to <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">laser</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="normal">ln</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msqrt></mml:mrow></mml:math></inline-formula>, respectively. The
multivariate normal distribution is generated using the Box–Muller method
(see, e.g.,  Tong, 1990).</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Modeling of a Lambertian surface</title>
      <p id="d1e2850">The current version of the McRALI-FR code uses the Lambertian surface model. The
probability that a photon is scattered by the surface is defined by the
albedo <inline-formula><mml:math id="M110" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>. When <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, i.e., the black
surface model, it is assumed that all photons are absorbed by the surface.
Otherwise, i.e., <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>&lt;</mml:mo><mml:mi mathvariant="normal">Λ</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, the photon weight is multiplied
by <inline-formula><mml:math id="M113" display="inline"><mml:mi mathvariant="normal">Λ</mml:mi></mml:math></inline-formula>. All photons scattered by the Lambertian surface are
depolarized, i.e., have Stokes parameters of the form
<inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>=</mml:mo><mml:mfenced close="]" open="["><mml:mrow><mml:mi>I</mml:mi><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>. The interaction of a photon
with the surface is treated in the same way as scattering by a cloud or
aerosol particle or the Rayleigh scattering  (Cornet et
al., 2010).</p>
      <p id="d1e2921">First, the new direction of a photon scattered by the surface is random and
it is simulated according to the well-known algorithm (see, e.g.,
Mayer, 2009). The azimuth angle <inline-formula><mml:math id="M115" display="inline"><mml:mi mathvariant="italic">φ</mml:mi></mml:math></inline-formula> is chosen randomly between 0 and
<inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi></mml:mrow></mml:math></inline-formula>.
            <disp-formula id="Ch1.E12" content-type="numbered"><label>13</label><mml:math id="M117" display="block"><mml:mrow><mml:mi mathvariant="italic">φ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>q</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></disp-formula>
          As for the zenith angle <inline-formula><mml:math id="M118" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>, its cosine <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mi mathvariant="normal">cos</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>
is randomly drawn using the expression
            <disp-formula id="Ch1.E13" content-type="numbered"><label>14</label><mml:math id="M120" display="block"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msqrt><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are uniform random numbers between 0 and 1.</p>
      <p id="d1e3029">Secondly, the local estimate technique  (Marchuk et al.,
1980) is implemented to calculate at each scattering point the contribution
of the photon in the direction of the sensor.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e3035">Profiles of the attenuated backscatter (ATB) coefficient (black –
nadir-looking, red – inclined at 24.7<inline-formula><mml:math id="M123" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) as a function of the
distance from the lidar position. The lidar altitude is 10 km.</p></caption>
          <?xmltex \igopts{width=170.716535pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f03.png"/>

        </fig>

      <p id="d1e3053">Figure 3 shows as an example of the two lidar signals as a function of the
distance from the lidar position for two viewing directions (nadir and
inclined at 24.7<inline-formula><mml:math id="M124" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, chosen so that the distance to the ground is 11 km). The lidar altitude is 10 km, the laser divergence is 0.0007, and the
field of view of the receiver is 0.005 rad. An aerosol layer between
altitudes of 2 and 3 km has an optical thickness of 0.15. The single-scattering albedo of 0.91888 and the phase function were computed with the
refractive index and microphysical<?pagebreak page204?> parameters of the coarse mode of desert
dust, assuming that particles are spheroids with a distribution of the
aspect ratio  (Dubovik et al., 2006). The albedo of the
Lambertian surface is set to 1.</p>
      <p id="d1e3065">For the nadir direction example, the layer at distances between 7 and 8 km
that exhibits large values of the backscatter coefficient corresponds to the
aerosol layer between 2 and 3 km in altitude. At a distance of 10 km, the
very large value of the backscatter coefficient corresponds to the echo from
the surface. Then, for distances larger than 10 km, the lidar signal
drastically decreases. But for the distances from 12 to 13 km, another
layer can be observed. That layer corresponds to a third and higher order of
scattering. In this particular case, the triple scattering is of the type
“surface–aerosol layer–surface”. It is also called the mirror image
and refers to reflectivities measured by airborne or spaceborne radars at
ranges beyond the range of the surface reflection (see, e.g.,
Battaglia et al., 2010). It should be underscored that the
mirror image disappears when, during a simulation, one photon can undergo no
more than two scatterings. The same behavior is observed for the case of
the inclined viewing direction. The position of the aerosol layer, the
surface echo, and the mirror image shifts in agreement with corresponding
distances from the lidar.</p>
      <p id="d1e3068">The signal-to-noise ratio (SNR) of lidars is generally much lower than the SNR
of radars. Thus, in practice it is impossible to observe a mirror image with
a spaceborne lidar, contrary to a spaceborne radar. Results presented in
Fig. 3 should be considered a numerical and theoretical exercise that
demonstrates the McRALI capacities. The simulations were performed with a
very high number of photon trajectories so that the numerical noise of the
McRALI simulator is very low. Under these idealized simulation conditions,
we show that McRALI is able to simulate lidar–radar systems with inclined
sighting by taking into account the properties of the Lambertian surface,
but also the mirror images (as it is seen in certain radar observations). It
should be noted that to make the mirror image appear in this simulation, we
have imposed a maximum surface albedo equal to 1.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <label>2.5</label><title>Doppler radar CPR/EarthCARE configuration</title>
<sec id="Ch1.S2.SS5.SSS1">
  <label>2.5.1</label><title>Modeling gas absorption</title>
      <p id="d1e3087">At 94 GHz (3.2 mm, W band), the attenuation by atmospheric gas is mainly due
to absorption of water vapor and oxygen  (Liebe, 1985; Lenoble,
1993; Liou, 2002). The attenuation <inline-formula><mml:math id="M125" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula> (in dB km<inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> by water vapor and
oxygen in McRALI codes is computed from  Liebe (1985) tabulations.
Absorption coefficient <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (in km<inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is given by <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.2303</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi>A</mml:mi></mml:mrow></mml:math></inline-formula>. Absorption and scattering are treated separately in
McRALI codes, as is done in 3DMCPOL (Fauchez et al., 2014),
whereby absorption is considered by a photon weight <inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> according to the
Lambert–Beer law  (Partain et al., 2000; Emde et al., 2011):
              <disp-formula id="Ch1.E14" content-type="numbered"><label>15</label><mml:math id="M131" display="block"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:msubsup><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>s</mml:mi></mml:msubsup><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msup><mml:mi>s</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where d<inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:msup><mml:mi>s</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> is a path element of the photon path.</p>
</sec>
<sec id="Ch1.S2.SS5.SSS2">
  <label>2.5.2</label><title>Doppler spectrum and its relation to reflectivity, Doppler velocity, and spectral width</title>
      <p id="d1e3234">The Doppler radar community uses the Doppler spectrum <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, a power-weighted distribution of the radial velocities <inline-formula><mml:math id="M134" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula> in the velocity
range  d<inline-formula><mml:math id="M135" display="inline"><mml:mi>v</mml:mi></mml:math></inline-formula> of the scatterers  (Doviak and Zrnić, 1984).
McRALI-FR codes dedicated to Doppler radar simulations compute
<inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mi mathvariant="bold-italic">S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> by using the first Stokes parameter <inline-formula><mml:math id="M137" display="inline"><mml:mrow><mml:mi>I</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>
and the Doppler formula <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:mi>v</mml:mi><mml:mo>=</mml:mo><mml:mi>c</mml:mi><mml:mi>f</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. We follow the convention that
the Doppler velocity is positive for motion away from the radar. The
backscattering coefficient profile <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is then given
by
              <disp-formula id="Ch1.E15" content-type="numbered"><label>16</label><mml:math id="M140" display="block"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:munderover><mml:mi>I</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>v</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e3382">The reflectivity <inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:mi>Z</mml:mi><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> profile is computed using Eq. (3) and
<inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula>. The Doppler velocity profile <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is defined as
              <disp-formula id="Ch1.E16" content-type="numbered"><label>17</label><mml:math id="M144" display="block"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:msubsup><mml:mi>v</mml:mi><mml:mi>I</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>v</mml:mi></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:msubsup><mml:mi>I</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>v</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            and the Doppler velocity spectral width profile <inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula> is obtained from
              <disp-formula id="Ch1.E17" content-type="numbered"><label>18</label><mml:math id="M146" display="block"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:msubsup><mml:msup><mml:mfenced open="[" close="]"><mml:mrow><mml:mi>v</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mi>r</mml:mi></mml:mfenced></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>I</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>v</mml:mi></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="normal">∞</mml:mi></mml:mrow></mml:msubsup><mml:mi>I</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>v</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <?pagebreak page205?><p id="d1e3608">Figure 4 shows, as an example, a simulation of the Doppler power spectrum,
the Doppler velocity, the Doppler velocity spectral width, and the
reflectivity profiles for a CPR/EarthCARE-like radar for a homogenous iced
cloud layer with fixed 6 m s<inline-formula><mml:math id="M147" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> downdraft at all altitudes (see details
of the conditions of the simulation in Table 1) with (<inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> ms<inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>
and without (<inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> ms<inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> sub-grid turbulent wind. In a
first step, McRALI-FR codes dedicated to Doppler radar simulations compute
the idealized Doppler power spectrum density <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mi>v</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. The
first Stokes parameter <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mi>I</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>v</mml:mi></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> of the Doppler spectrums (with
and without sub-grid turbulent wind) are shown in Fig. 4a and b,
respectively. Then, in a second step, software computes the reflectivity,
the Doppler velocity, and the Doppler velocity spectral width profiles with
Eqs. (16), (17), and (18), respectively. Multiple-scattering (MS) and single-scattering (SS) Doppler velocity profiles are superimposed on the MS Doppler
spectrum. MS and SS Doppler velocity values are constant within the cloud
layer (between 9 and 10 km of altitude) and are equal to the “true” 6 ms<inline-formula><mml:math id="M154" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> vertical velocity, whatever the wind turbulence value is. Due to
multiple-scattering processes, the apparent Doppler velocity of 6 ms<inline-formula><mml:math id="M155" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
can be observed between the cloud-base altitude and the ground, contrary to
the SS apparent Doppler velocity, which appears only in the cloud layer.</p>
      <p id="d1e3740">In Fig. 4c the MS and SS Doppler velocity spectral width profiles are
drawn. Under the SS approximation, the Doppler velocity spectral width <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is given by (Kobayashi et al., 2003; Battaglia et
al., 2013) <inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>=</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">hydro</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">shear</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">motion</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math id="M158" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">hydro</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is due to the spread of the terminal fall velocities of
hydrometeors of different size, <inline-formula><mml:math id="M159" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">shear</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the broadening due to
the vertical shear of vertical wind, <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the broadening of
the vertical wind due to turbulent motions in the atmosphere, and <inline-formula><mml:math id="M161" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">motion</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the spread caused by the coupling between the platform motion
and the vertical wind shears of the horizontal winds. For a Gaussian
circular antenna pattern, assuming zero fall velocities of hydrometeors and
no wind shear, <inline-formula><mml:math id="M162" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is given by  (Tanelli et al.,
2002)
              <disp-formula id="Ch1.E18" content-type="numbered"><label>19</label><mml:math id="M163" display="block"><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>=</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msqrt><mml:mrow><mml:mi mathvariant="normal">ln</mml:mi><mml:mfenced open="(" close=")"><mml:mn mathvariant="normal">2</mml:mn></mml:mfenced></mml:mrow></mml:msqrt></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the satellite velocity relative to the ground and <inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the Gaussian (3 dB) FOV half-angle.</p>
      <p id="d1e3935">Simulated SS Doppler velocity spectral widths without turbulence and with
turbulence are close to 3.58 and 3.62 m s<inline-formula><mml:math id="M166" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, respectively.
Both computed values are very close to theory-predicted values. On the other
hand, MS processes together with sub-grid turbulent wind are a source of
broadening. For example, at 2 km under the cloud base, <inline-formula><mml:math id="M167" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">Dop</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.75</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M168" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which is larger than the SS value.</p>
      <p id="d1e3977">Vertical profiles of MS and SS reflectivity are shown in Fig. 4d. These
profiles are not sensitive to the wind turbulence. MS processes are a source
of enhancement of the reflectivity compared to the SS reflectivity and the
apparent reflectivity that can be observed under the cloud layer.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e3982">Estimated Doppler spectrum moments for a Doppler CPR/EarthCARE-like
radar. <bold>(a)</bold> Doppler spectrum without wind turbulence. Doppler velocity
profiles are superimposed (MS: dotted line, SS: cross). <bold>(b)</bold> Same as <bold>(a)</bold>, but
with wind turbulence. <bold>(c)</bold> Vertical profiles of MS (full lines) and SS
(crosses) Doppler spectrum width with wind turbulence (red) and without wind
turbulence (blue). <bold>(d)</bold> Vertical profiles of MS (full lines) and SS (crosses)
reflectivity with wind turbulence (red) and without wind turbulence (blue).
The altitude of the base of the iced homogeneous cloud layer (optical depth
of 3) is 9 km. Its geometrical thickness is 1 km.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f04.png"/>

          </fig>

<?xmltex \hack{\newpage}?>
</sec>
</sec>
<sec id="Ch1.S2.SS6">
  <label>2.6</label><title>High-spectral-resolution (HSR) lidar ATLID/EarthCARE configuration</title>
<sec id="Ch1.S2.SS6.SSS1">
  <label>2.6.1</label><title>Modeling of the emitted laser energy spectrum</title>
      <p id="d1e4024">The laser transmitter of the ATLID instrument has spectral requirements with
a spectral line width below 50 MHz (Hélière et
al., 2017). In McRALI-FR codes, the frequency of the emitted radiation is drawn
randomly according to a Gaussian law of average <inline-formula><mml:math id="M169" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> with a <inline-formula><mml:math id="M170" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula>
half-width <inline-formula><mml:math id="M171" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> MHz.</p>
</sec>
<sec id="Ch1.S2.SS6.SSS2">
  <label>2.6.2</label><title>Modeling of thermal molecular velocity distribution</title>
      <p id="d1e4077">The current version of McRALI-FR codes assumes that each component of
molecular velocity is distributed according to the Maxwell–Boltzmann density
function with null mean and standard deviation <inline-formula><mml:math id="M172" display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> given by
              <disp-formula id="Ch1.E19" content-type="numbered"><label>20</label><mml:math id="M173" display="block"><mml:mrow><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>k</mml:mi><mml:mi>T</mml:mi></mml:mrow><mml:mi>m</mml:mi></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M174" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> is the Boltzmann's constant, <inline-formula><mml:math id="M175" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> is the temperature, and <inline-formula><mml:math id="M176" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> is the
molecular mass of gas. The multivariate normal distribution is generated
using the Box–Muller method. As a next step, we plan to take into account
spontaneous Rayleigh–Brillouin scattering.</p>
</sec>
<?pagebreak page206?><sec id="Ch1.S2.SS6.SSS3">
  <label>2.6.3</label><?xmltex \opttitle{Relation of the HSR spectrum to molecular and particulate backscattering coefficient: modeling of a Fabry--P\'{e}rot interferometer}?><title>Relation of the HSR spectrum to molecular and particulate backscattering coefficient: modeling of a Fabry–Pérot interferometer</title>
      <p id="d1e4139">One of the important features of HSR lidars is the possibility to retrieve
profiles of particle extinction and the backscattering coefficient without the
need for additional information on the lidar ratio (Shipley et al., 1983; Ansmann et al., 2007, and
references therein). HSR technology relies on the principle of measuring
the Doppler frequency shift resulting from the scattering of photons by
molecules (referred to as molecular scattering or Rayleigh scattering) and by
particles (referred to as particulate scattering or Mie scattering). The
characteristic shape of the HSR spectrum depends on both these two scattering
processes: a broad spectrum of low intensity for molecule scattering and
a narrow peak of large intensity for particle scattering.</p>
      <p id="d1e4142">The spectral width of the particle peak will be determined by the spectral
width of the laser pulse itself along with any turbulence present in the
sampling volume. The spectral width of the ATLID laser will be on the order
of 50 MHz so that the laser line width will be the dominant factor. Thus,
the molecular backscatter will be much broader than the particulate-scattering return. This is due to the fact that atmospheric molecules
have a large thermal velocity. Assuming a Gaussian molecular thermal velocity
distribution with a half-width at <inline-formula><mml:math id="M177" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula> of the maximum, molecular broadening
<inline-formula><mml:math id="M178" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can be written  (Bruneau and Pelon, 2003) as
              <disp-formula id="Ch1.E20" content-type="numbered"><label>21</label><mml:math id="M179" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">2</mml:mn><mml:mrow><mml:msub><mml:mi mathvariant="italic">λ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>k</mml:mi><mml:mi>T</mml:mi></mml:mrow><mml:mi>m</mml:mi></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e4204">If <inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">230</mml:mn></mml:mrow></mml:math></inline-formula> K, then <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is of the order of 2 GHz, which is about 40
times larger than the laser line width. Thus, using interferometers (such as
the Fabry–Pérot (FP) interferometer equipping the ATLID/EarthCARE lidar)
and appropriate signal processing  (Hélière et
al., 2017), the molecular and particulate contributions of the lidar
backscattered signal can be separated. Then particulate and molecular
backscattering coefficient profiles (attenuated or apparent attenuated
backscattering coefficient or simply attenuated backscatter, also denoted as ATB)
can be separately determined. In this study, we suppose that the FP
interferometer has the following parameters. The free spectral range is 7.5 GHz, the finesse is 10, and the FP is centered at the wavelength 355 nm. The
cross-talk effects were taken into account according to the work by Shipley et al. (1983). The coefficients of the
cross-talk correction were computed using an Airy function (see, e.g.,
Vallée and Soares, 2004), which describes the FP transmission
spectrum, assuming a Gaussian molecular thermal velocity distribution with a
half-width at <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula> of the maximum <inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (Eq. 21). This
method determines four calibration coefficients corresponding to the
fraction of cloud–aerosol backscatter in the molecular and particulate
channels (<inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">am</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">aa</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, respectively), as well as the fraction of
molecular backscatter in the molecular and particulate channels (<inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">mm</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">ma</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, respectively). The calculation method of these coefficients is
described in detail in  Shipley et al. (1983). As
an indication, for the present study in the ATLID/EarthCARE lidar
configuration, these coefficients have the following values: <inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">mm</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.543</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">ma</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.457</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">aa</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.998</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">am</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.002</mml:mn></mml:mrow></mml:math></inline-formula>. Note
that the cross-talk coefficients used in this paper assume ideal behavior of
the ATLID FP interferometer. In practice, the Airy function will be
“blurred” due to the effects of nonideal collimation of the beam, frequency
jitter, surface roughness, and so on. All these factors combine to decrease the
peak transmission and lower the full-width at half-maximum (see the Fig. 9
in  Pereira do Carmo et al., 2019). It is important to keep in
mind that all the calculations shown in this paper are merely “EarthCARE-like” but with an idealized modeled FP interferometer.</p>
      <p id="d1e4360">Figure 5 shows particulate and molecular ATB profiles for an
ATLID/EarthCARE-like lidar. We consider in this example an ice cloud
corresponding to a homogenous layer with an optical depth 3 between 9 and 10 km in altitude (see details of the simulation conditions in Sect. 3.1). In the
first step, McRALI-FR codes, dedicated to HSR lidar simulations, compute the
HSR spectrum <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mi>f</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. The first Stokes parameter <inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:mi>I</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mi>r</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula> of the MS HSR spectrum is shown in Fig. 5a. The peak of
intensity (in red) centered at 0 GHz between 9 and 10 km of altitude
corresponds to the position of the cloud. It is the contribution of the
cloud particles (the so-called “Mie contribution”). This spectrum is also
characterized by the molecular contribution (Rayleigh contribution). The
intensity of the spectrum below the cloud is lower than the intensity of the
spectrum above the cloud due to particulate extinction. In Fig. 5b, the MS
(computed with McRALI-FR) and SS (computed from SS theory) vertical profiles
of spectral width are represented. We note very good agreement between the
SS theoretical and MS simulated values at both the cloudy and molecular
levels. This suggests that MS effects have very little impact on spectral
width. Then, in a second step, a simulated FP interferometer separates the
particulate contribution from the molecular contribution and provides the
vertical profiles of particulate and molecular ATB  as shown in Fig. 5c.
The total ATB calculated directly from the spectrum, SS molecular, and SS
particulate backscatter profiles is also represented. Above the cloud,
particulate ATB is not strictly zero and molecular ATB is not strictly equal
to total ATB because of the FP remaining cross-talk effects (see above). In
the cloudy part between 9 and 10 km of altitude, the molecular and particulate
ATB logically decrease exponentially with depth. The SS backscatter
profiles decrease faster with depth than the MS backscatter profiles,
revealing that MS effects on ATB are not negligible. Under the cloud,
molecular ATB is almost equal to total ATB. It is likely worth pointing out
the quasi-exponential decay of the below-cloud molecular return towards
single-scattering levels. This result is consistent with the cases
shown by  Donovan (2016). Particulate ATB is almost zero. Some
nonzero values exist due<?pagebreak page207?> to FP cross-talk effects but also due to Monte
Carlo noise and MS processes.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e4397"><bold>(a)</bold> Vertical profile of MS HSR spectrum for an ATLID-like lidar. <bold>(b)</bold> Spectral width profiles. SS and MS spectral width profiles computed by
McRALI (circle) are in green and red, respectively. Theoretical SS molecular
and SS particulate width profiles (full line) are in black and blue,
respectively. <bold>(c)</bold> Vertical profiles of the MS (line) and SS (circle)
backscattered coefficient (ATB). Total, molecular, and particulate signals
are in black, green, and red, respectively. The altitude of the base of the iced
homogeneous cloud layer (optical depth of 3) is 9 km. Its geometrical depth
is 1 km.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f05.png"/>

          </fig>

</sec>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Assessment of errors induced by NUBF on lidar and radar data</title>
      <p id="d1e4424">The objectives of this section are to investigate the effects of a cloudy
atmosphere having 3D spatial heterogeneities under a multiple-scattering
regime on HSR lidar and Doppler data by using McRALI-FR simulators. One of
the simplest shapes of heterogeneous cloud to study this kind of effects is
the idealized “step” cloud defined in the international Intercomparison of
3D Radiation Codes (I3RC) phase 1 (Cahalan et al.,
2005). The main interest is to model behavior in the vicinity of the single
isolated jump in optical depth. With this in mind, we prefer to use an even
more simplistic cloud model, the box cloud, described in the following
paragraph. A detailed statistical analysis at different averaging scales of
representative fine-structure 3D cloud field effects on lidar and radar
observables is beyond the scope of this paper and will be investigated in a
future work.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Conditions of simulation and definition of the box cloud</title>
      <p id="d1e4434">The box-cloud base altitude is 9 km, its geometrical thickness is 1 km, and
its <inline-formula><mml:math id="M194" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal and <inline-formula><mml:math id="M195" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>-horizontal extension is 2 km and infinite,
respectively. Temperature and pressure vertical profiles assume 1976 US
standard atmosphere models. Optical cloud properties are characterized by
the extinction coefficient set to 0.1, 1.0, and 3 km<inline-formula><mml:math id="M196" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e4463">Figure 6 shows a representation of two specific positions of a spaceborne
lidar–radar system relative to the idealized box cloud. Cloud optical
properties are spatially homogeneous within the box cloud. When the
lidar–radar system is just above the cloud edge, the NUBF effect can be
significant, whereas it is null when the system is completely over the cloud.
Table 1 summarizes the conditions of McRALI-FR simulations for data from the
HSR ATLID lidar and Doppler CPR radar of the EarthCARE mission when the
heterogeneous box cloud is considered.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e4468">Schematic representation of two specific positions of a spaceborne
lidar–radar system relative to the idealized box cloud. The box-cloud base
altitude is 9 km, its geometrical thickness is 1 km, and its <inline-formula><mml:math id="M197" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal
and <inline-formula><mml:math id="M198" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>-horizontal extension is 2 km and infinite, respectively. The cloud
vertical extinction profile is constant. In the two positions, single- and
multiple-scattering photon path examples are represented by green and red
arrows, respectively.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f06.png"/>

        </fig>

      <p id="d1e4492">At a wavelength of 355 nm (lidar configuration), gas scattering properties
are based on  Hansen and Travis (1974). Gas Doppler broadening is
computed assuming a Maxwell–Boltzmann distribution as presented in Sect. 2.4.1. The scattering matrix was computed for a gamma size distribution of
ice crystals having an effective diameter of 50 <inline-formula><mml:math id="M199" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m and the aspect ratio
of 0.2. The refractive index value was <inline-formula><mml:math id="M200" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.3243</mml:mn><mml:mo>+</mml:mo><mml:mi>i</mml:mi><mml:mo>×</mml:mo><mml:mn mathvariant="normal">3.6595</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">9</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>; the surface of particles was assumed
to be rough  (Yang and Liou, 1996). Optical characteristics were
computed using the improved geometric optics method (IGOM)
(Yang and Liou, 1996). The asymmetry parameter is <inline-formula><mml:math id="M201" display="inline"><mml:mrow><mml:mi>g</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.73</mml:mn></mml:mrow></mml:math></inline-formula>,
which is in agreement with experimental data for cirrus clouds
(Gayet, 2004; Shcherbakov et al., 2006). Single-scattering
albedo is set to 1.0.</p>
      <?pagebreak page208?><p id="d1e4541">At 94 Ghz (radar configuration), we assumed a Henyey–Greenstein phase function
with an asymmetry parameter <inline-formula><mml:math id="M202" display="inline"><mml:mrow><mml:mi>g</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula>. Single-scattering albedo is set to 0.98.
These last two values are taken from  Battaglia and Tanelli (2011)
for a scenario involving a deep convective core with graupel. Wind
vertical velocity (downdraft) is set to 6 ms<inline-formula><mml:math id="M203" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. We assume no wind
turbulence nor particle sedimentation velocity. For a cloud layer at an
altitude of around 9 km, the pressure, temperature, and relative
humidity can be set to 308 hPa, 229.7 K, and 100 %, respectively (1976 US
standard atmosphere); then gas absorption <inline-formula><mml:math id="M204" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">abs</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M205" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. We assumed that this value is small enough to neglect
the gas absorption for the simulations carried out in this work.</p>
      <p id="d1e4605">Spacecraft velocity and altitude are set to <inline-formula><mml:math id="M206" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">7.2</mml:mn></mml:mrow></mml:math></inline-formula> km s<inline-formula><mml:math id="M207" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and
393 km, respectively. The lidar–radar system pointing angle is set to
0<inline-formula><mml:math id="M208" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The lidar transmitter is assumed to be a Gaussian laser beam
with <inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula> angular half-width <inline-formula><mml:math id="M210" display="inline"><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">22.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M211" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad. The lidar receiver is
assumed to be a top-hat telescope with a half-angle field of view <inline-formula><mml:math id="M212" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">32.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M213" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad, which represents a ground beam footprint of around
30 m. Radar transmitters and receivers are assumed to be Gaussian antennas
with a 3 dB half-width <inline-formula><mml:math id="M214" display="inline"><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi mathvariant="normal">FOV</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.0475</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M215" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, which
represents a ground beam footprint of around 660 m.</p>
      <p id="d1e4727">McRALI-FR code simulates the multiple-scattering and single-scattering
idealized HSR and Doppler spectrum for lidar and radar configurations,
respectively. Lidar spectra are computed for five positions (<inline-formula><mml:math id="M216" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal
ground-projected distance) relative to the box-cloud edge. Lidar position
values are <inline-formula><mml:math id="M217" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8.6</mml:mn><mml:mo>,</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">4.0</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M218" display="inline"><mml:mn mathvariant="normal">8.6</mml:mn></mml:math></inline-formula> m. Indeed, the ratio
(we also talk about cloud coverage) of the cloudy part inside the ATLID
lidar FOV divided by the full lidar footprint area at the altitude of 10 km
is 10 %, 30 %, 50 %, 70 %, and 90 %, respectively. Then, software computes
apparent molecular and particulate backscattering coefficient profiles,
assuming that the ATLID/EarthCARE lidar is equipped with FP interferometers (see
Sect. 2.5.3). For the radar configuration, simulations are carried out every 100 m; Doppler spectra are computed for position values fixed at <inline-formula><mml:math id="M219" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M220" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>,
0, 250, and <inline-formula><mml:math id="M221" display="inline"><mml:mn mathvariant="normal">500</mml:mn></mml:math></inline-formula> m. Then, software computes reflectivity,
Doppler velocity, and Doppler velocity spectrum width profiles with the help
of Eqs. (16), (17), and (18).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e4807">Description of the simulation conditions presented in this work. This table summarizes the characteristics of the ATLID/EarthCARE-type lidar and the CPR/EarthCARE-type radar as well as properties of a cloudy atmosphere and quantities computed by McRALI-FR codes.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="155pt"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">ATLID/EarthCARE-type lidar</oasis:entry>
         <oasis:entry colname="col3">CPR/EarthCARE-type radar</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col3" align="left">Characteristics of lidar and radar systems </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Spacecraft altitude</oasis:entry>
         <oasis:entry colname="col2">393 km</oasis:entry>
         <oasis:entry colname="col3">393 km</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Projected spacecraft velocity</oasis:entry>
         <oasis:entry colname="col2">7.2 kms<inline-formula><mml:math id="M232" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">7.2 kms<inline-formula><mml:math id="M233" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Wavelength or frequency</oasis:entry>
         <oasis:entry colname="col2">355 nm</oasis:entry>
         <oasis:entry colname="col3">94 GHz</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Pointing angle</oasis:entry>
         <oasis:entry colname="col2">0<inline-formula><mml:math id="M234" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0<inline-formula><mml:math id="M235" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Emitter model and beam half-width</oasis:entry>
         <oasis:entry colname="col2">Gaussian (<inline-formula><mml:math id="M236" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula>), 22.5 <inline-formula><mml:math id="M237" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad</oasis:entry>
         <oasis:entry colname="col3">Gaussian (3 dB), 0.0475<inline-formula><mml:math id="M238" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Receiver model and FOV half-angle</oasis:entry>
         <oasis:entry colname="col2">Top hat, 32.5 <inline-formula><mml:math id="M239" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad<inline-formula><mml:math id="M240" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">a</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">Gaussian (3 dB), 0.0475<inline-formula><mml:math id="M241" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Beam footprint</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M242" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">26</mml:mn></mml:mrow></mml:math></inline-formula> m</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M243" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">650</mml:mn></mml:mrow></mml:math></inline-formula> m</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col3" align="left">Characteristics of a cloudy atmosphere </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temperature and pressure vertical profiles</oasis:entry>
         <oasis:entry colname="col2">US standard atmosphere model (1976)</oasis:entry>
         <oasis:entry colname="col3">No gas<inline-formula><mml:math id="M244" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">d</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gas optical properties vertical profile</oasis:entry>
         <oasis:entry colname="col2">Hansen and Travis (1974)</oasis:entry>
         <oasis:entry colname="col3">No gas<inline-formula><mml:math id="M245" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">d</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gas Doppler broadening</oasis:entry>
         <oasis:entry colname="col2">Maxwell–Boltzmann distribution</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Geometry of box-cloud model</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M246" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> wide <inline-formula><mml:math id="M247" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 2 km, <inline-formula><mml:math id="M248" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> depth <inline-formula><mml:math id="M249" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 100 km, <inline-formula><mml:math id="M250" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> thickness <inline-formula><mml:math id="M251" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 1 km </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud-top and cloud-base altitude</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center">9–10 km </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud geometrical depth</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center">1 km </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud extinction</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center">0.1, 1.0, 3 km<inline-formula><mml:math id="M252" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Single-scattering albedo</oasis:entry>
         <oasis:entry colname="col2">1.0</oasis:entry>
         <oasis:entry colname="col3">0.98</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud phase function</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M253" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">25</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M254" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m (Yang and Liou, 1996)</oasis:entry>
         <oasis:entry colname="col3">Henyey–Greenstein</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Rough ice crystals</oasis:entry>
         <oasis:entry colname="col3"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Asymmetry parameter</oasis:entry>
         <oasis:entry colname="col2">0.73</oasis:entry>
         <oasis:entry colname="col3">0.6</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Interferometer</oasis:entry>
         <oasis:entry colname="col2">Fabry–Pérot</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Vertical wind velocity</oasis:entry>
         <oasis:entry colname="col2">0 ms<inline-formula><mml:math id="M255" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">6 ms<inline-formula><mml:math id="M256" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (downdraft)<inline-formula><mml:math id="M257" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">e</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Wind turbulence (standard deviation <inline-formula><mml:math id="M258" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">turb</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of Gaussian isotropic model)</oasis:entry>
         <oasis:entry colname="col2">0 ms<inline-formula><mml:math id="M259" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0 ms<inline-formula><mml:math id="M260" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Particle sedimentation velocity</oasis:entry>
         <oasis:entry colname="col2">0 ms<inline-formula><mml:math id="M261" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">0 ms<inline-formula><mml:math id="M262" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col3" align="left">Simulated quantities from idealized range- and frequency-resolved Stokes parameters<inline-formula><mml:math id="M263" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Relative horizontal position of the lidar–radar system to the cloud edge</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M264" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M265" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M266" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8.6</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M267" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.0</mml:mn></mml:mrow></mml:math></inline-formula>, 0, 4.6 and 8.6 m</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M268" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M269" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M271" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>, 0, 250 and 500 m<inline-formula><mml:math id="M272" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">f</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Power spectrum profiles</oasis:entry>
         <oasis:entry colname="col2">High-spectral-resolution spectrum</oasis:entry>
         <oasis:entry colname="col3">Doppler spectrum</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Vertical profiles</oasis:entry>
         <oasis:entry colname="col2">Backscatter, depolarization ratio</oasis:entry>
         <oasis:entry colname="col3">Width, reflectivity</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Molecular, particle, and total</oasis:entry>
         <oasis:entry colname="col3">Doppler velocity, Doppler spectral</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Vertical resolution<inline-formula><mml:math id="M273" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">c</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">100 m</oasis:entry>
         <oasis:entry colname="col3">100 m</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Power spectrum interval resolution</oasis:entry>
         <oasis:entry colname="col2">0.01 Hz</oasis:entry>
         <oasis:entry colname="col3">1 ms<inline-formula><mml:math id="M274" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e4810"><inline-formula><mml:math id="M222" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">a</mml:mi></mml:msup></mml:math></inline-formula> Other simulations are performed with an FOV half-angle of 325 <inline-formula><mml:math id="M223" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad. <inline-formula><mml:math id="M224" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula> Idealized means that receiver noise, along-track integration, and Nyquist folding are ignored. <inline-formula><mml:math id="M225" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">c</mml:mi></mml:msup></mml:math></inline-formula> ATLID and CPR vertical resolution is 100 m from <inline-formula><mml:math id="M226" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> to 20 km in height. <inline-formula><mml:math id="M227" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">d</mml:mi></mml:msup></mml:math></inline-formula> Gas absorption (Liebe, 1985) can be taken into account. <inline-formula><mml:math id="M228" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">e</mml:mi></mml:msup></mml:math></inline-formula> A specific case with a two-layer cloud with 6 and <inline-formula><mml:math id="M229" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> ms<inline-formula><mml:math id="M230" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> vertical wind velocity in the top layer and bottom layer, respectively, is also studied. <inline-formula><mml:math id="M231" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">f</mml:mi></mml:msup></mml:math></inline-formula> For radar configurations, simulations are also carried out every 100 m according to the horizontal distance.</p></table-wrap-foot></table-wrap>

</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>CPR/EarthCARE configuration</title>
<sec id="Ch1.S3.SS2.SSS1">
  <label>3.2.1</label><title>NUBF effects on Doppler radar data: Doppler spectrum and reflectivities</title>
      <p id="d1e5679">Figure 7a–e show vertical profiles of MS radar Doppler spectra
density in the CPR/EarthCARE configuration corresponding to the five positions
of the satellite relative to the edge of the box cloud with optical depth set to 3. Regardless of the satellite position, Doppler spectra correspond to
negative Doppler velocity values. This is consistent with the convention
that the Doppler velocity is positive for motion away from the radar. As the
satellite approaches the edge of the cloud and carries on, the NUBF effect
decreases. Indeed, the Doppler spectrum becomes more and more symmetrical.
The asymmetric shape of the Doppler spectrum is due to zero values beyond a
critical value of Doppler velocity <inline-formula><mml:math id="M275" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. As an example,
<inline-formula><mml:math id="M276" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3.4</mml:mn></mml:mrow></mml:math></inline-formula> ms<inline-formula><mml:math id="M277" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in Fig. 7a. The explanation of the <inline-formula><mml:math id="M278" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> value is purely geometric. Doppler broadening is dominated by Doppler fading due to satellite motion. Under the SS approximation, neglecting wind velocity, the Doppler shift is given by <inline-formula><mml:math id="M279" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>v</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:msup><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mo mathvariant="bold">′</mml:mo></mml:msup><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula>, with
<inline-formula><mml:math id="M280" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msubsup><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>. Assuming
<inline-formula><mml:math id="M281" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> with an <inline-formula><mml:math id="M282" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal positive component, <inline-formula><mml:math id="M283" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">k</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, in
the (<inline-formula><mml:math id="M284" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math id="M285" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>) vertical plan and with <inline-formula><mml:math id="M286" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as the <inline-formula><mml:math id="M287" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal component, then
<inline-formula><mml:math id="M288" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>v</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:msub><mml:mi>k</mml:mi><mml:mi>x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. Assuming that satellite is at
the <inline-formula><mml:math id="M289" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>-horizontal <inline-formula><mml:math id="M290" display="inline"><mml:mi>d</mml:mi></mml:math></inline-formula> distance to the box-cloud edge and at the <inline-formula><mml:math id="M291" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>-vertical
<inline-formula><mml:math id="M292" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> distance above the cloud, with a vertical (downdraft) wind velocity
<inline-formula><mml:math id="M293" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">wind</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> fixed at 6 ms<inline-formula><mml:math id="M294" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, then <inline-formula><mml:math id="M295" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mi>d</mml:mi><mml:mo>/</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mrow><mml:msup><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mi>D</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfenced><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mo>+</mml:mo><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">wind</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. For
<inline-formula><mml:math id="M296" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M297" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M298" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M299" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M300" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> m, <inline-formula><mml:math id="M301" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3.4</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M302" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.3</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M303" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M304" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10.7</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M305" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">15.4</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M306" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, respectively. These values are very close to those estimated
from the five respective power spectra in Fig. 7.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e6146">Vertical profiles of MS radar Doppler spectra (logarithm of the
spectral density; in m<inline-formula><mml:math id="M307" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> sr<inline-formula><mml:math id="M308" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (m s<inline-formula><mml:math id="M309" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in
the CPR/EarthCARE configuration corresponding to the five positions <inline-formula><mml:math id="M310" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> m
<bold>(a)</bold>, <inline-formula><mml:math id="M311" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula> m <bold>(b)</bold>, <inline-formula><mml:math id="M312" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> m <bold>(c)</bold>, <inline-formula><mml:math id="M313" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>+</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula> m <bold>(d)</bold>, and <inline-formula><mml:math id="M314" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>+</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> m <bold>(e)</bold> of the
satellite relative to the edge of the box cloud. SS (black line) and MS
(black dotted line) vertical profiles of Doppler velocity are superimposed.
The vertical wind velocity profile (downdraft) fixed at <inline-formula><mml:math id="M315" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">wind</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M316" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
during our simulation is also drawn (black dotted line). <bold>(e)</bold> The five
reflectivity (in dBZ) profiles (MS: full lines, SS: dotted lines)
corresponding to the five positions (<inline-formula><mml:math id="M317" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> in blue, <inline-formula><mml:math id="M318" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula> in red,
<inline-formula><mml:math id="M319" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> m in brown, <inline-formula><mml:math id="M320" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula> m in green, and <inline-formula><mml:math id="M321" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> m in magenta) relative to
the edge of the box cloud. Cloud optical depth is 3.</p></caption>
            <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f07.png"/>

          </fig>

      <p id="d1e6382">Figure 7f also shows the five reflectivity profiles corresponding to the
five positions of the satellite relative to the edge of the box cloud. MS
reflectivity profiles are larger than SS reflectivity profiles because MS
processes logically increase the reflectivity value. We can also see MS
effects on the apparent reflectivity that is non-null under the cloud layer,
contrary to the SS apparent reflectivity. At the same time, as the satellite
approaches the edge of the cloud and keeps moving forward, SS and MS
apparent reflectivity profile values increase due to the fact that the
NUBF effect decreases. Many studies have focused on the NUBF effect on rain
fields retrieved by radar from space  (Amayenc et al., 1993;
Testud et al., 1996;  Durden et al., 1998; Iguchi et al., 2009). Iguchi et al. (2000) showed that the NUBF effect could be accounted for by a factor
determined from horizontal variation of the attenuation coefficient. Our
simulations are coherent with the literature. A detailed investigation of the NUBF
effect on reflectivity profiles for spaceborne cloud radar will be carried
out in a later work.</p>
</sec>
<sec id="Ch1.S3.SS2.SSS2">
  <label>3.2.2</label><title>NUBF effects on Doppler velocity and Doppler spectrum width</title>
      <p id="d1e6393">Figure 7 shows the SS and MS vertical profiles of Doppler velocity
superimposed on the five power spectra for the five positions of the
satellite relative to the box-cloud edge: <inline-formula><mml:math id="M322" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M323" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>, 0,
<inline-formula><mml:math id="M324" display="inline"><mml:mn mathvariant="normal">250</mml:mn></mml:math></inline-formula>,
and <inline-formula><mml:math id="M325" display="inline"><mml:mn mathvariant="normal">500</mml:mn></mml:math></inline-formula> m. Since each power spectrum has no value beyond
the <inline-formula><mml:math id="M326" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">crit</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> velocity, which is due to the NUBF effect, it is obvious that
the profile of the apparent Doppler velocity is different from the profile
of the vertical wind velocity fixed at 6 ms<inline-formula><mml:math id="M327" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Figure 8 shows the MS
and SS apparent Doppler velocity and Doppler spectrum width computed every
100 m along the horizontal axis. These quantities are estimated at different
altitudes (cloud top, middle, and base) and are plotted as a function of the
satellite distance to the box-cloud left edge. Differences between apparent
Doppler velocities are in general small (around 1 m s<inline-formula><mml:math id="M328" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> whatever the
altitude is, and differences between MS and SS Doppler velocities are also
small, no larger than 1 m s<inline-formula><mml:math id="M329" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> at the bottom of the cloud. The same
conclusions can be drawn for the Doppler spectrum width at which differences are no
larger than 0.3 m s<inline-formula><mml:math id="M330" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. This implies that MS processes do not play an
important role in the estimation of the apparent Doppler velocity or in the
estimation of apparent spectrum width (for the specific conditions of
simulation with the box cloud) compared to the NUBF effect. The NUBF<?pagebreak page209?> Doppler
velocity bias between apparent Doppler velocity and “true” vertical wind
velocity fixed at 6 m s<inline-formula><mml:math id="M331" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is around <inline-formula><mml:math id="M332" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M333" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M334" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M335" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M336" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> ms<inline-formula><mml:math id="M337" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> at
<inline-formula><mml:math id="M338" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M339" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula>, 0, 250, 500 m, respectively.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e6599">MS (full lines) and SS (dotted line) apparent Doppler velocity and
Doppler spectrum width as a function of the distance of the satellite
relative to the box-cloud left edge. Values are computed at cloud top (10 km
of altitude, in red), middle (9.5 km of altitude, in blue), and base (9 km of
altitude, in green). Optical thickness of the box cloud is 3. Simulations
are done every 100 m.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f08.png"/>

          </fig>

      <?pagebreak page210?><p id="d1e6608">In general the NUBF bias of Doppler velocity can be expressed as a function of
the distribution of the radar reflectivity  (Tanelli et al.,
2002). An estimate of the NUBF bias of Doppler velocity can be obtained by
considering the difference between the Doppler velocity computed with a
satellite velocity (i.e., <inline-formula><mml:math id="M340" display="inline"><mml:mrow><mml:msub><mml:mi>v</mml:mi><mml:mi mathvariant="normal">sat</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">7.2</mml:mn></mml:mrow></mml:math></inline-formula> kms<inline-formula><mml:math id="M341" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and the Doppler velocity
computed with a satellite velocity set to 0 m s<inline-formula><mml:math id="M342" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>  (Battaglia
et al., 2018).  Sy et al. (2014) showed that the NUBF bias of
Doppler velocity is correlated with the horizontal gradient of reflectivity
and demonstrated that the theoretical proportional coefficient <inline-formula><mml:math id="M343" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> value
is bounded between 0.165 and 0.219 m s<inline-formula><mml:math id="M344" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M345" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>.
Kollias et al. (2014) estimated this proportional coefficient
value close to <inline-formula><mml:math id="M346" display="inline"><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.23</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M347" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M348" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for
along-track horizontal integration of 500 m (i.e., Doppler CPR/EarthCARE
resolution) and for all their available simulations performed with a cirrus
cloud and a precipitation system. Figure 9 shows the Doppler velocity NUBF bias
as a function of the horizontal reflectivity gradient for a horizontal integration
of 500 m at four positions relative to the box-cloud edge (<inline-formula><mml:math id="M349" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula>, 100,
0, and 100 m). Computations are carried out for different optical depths of
the box cloud of 0.1, 1, and 3. We note that the <inline-formula><mml:math id="M350" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> value is between
0.14 and 0.16 m s<inline-formula><mml:math id="M351" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M352" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and is almost independent
of the position of the satellite relative to the box-cloud edge. If the satellite
position is just above the cloud edge, the proportional coefficient value is
close to 0.15 m s<inline-formula><mml:math id="M353" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M354" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, a value close to that
obtained by Sy et al. (2014).</p>
</sec>
<sec id="Ch1.S3.SS2.SSS3">
  <label>3.2.3</label><title>Effects of vertically heterogeneous wind velocity on Doppler velocity</title>
      <p id="d1e6831">A first study of the effects of multiple scattering on the Doppler velocity
vertical profile in the case of vertically heterogeneous wind velocity is
carried out for a very specific case in the CPR/EarthCARE configuration.
Indeed, for a homogeneous cloud layer with a base altitude of 9 km and with
a geometrical thickness of 1 km, the vertical velocity is set to 6 m s<inline-formula><mml:math id="M355" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
(downdraft) and <inline-formula><mml:math id="M356" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M357" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (updraft) in the upper and lower part
of the cloud layer, respectively. Figure 10 shows vertical profiles of the MS
radar Doppler spectrum and the MS and SS Doppler velocity profiles computed
with McRALI-FR. The measured Doppler velocity under the SS regime (black dotted
line in Fig. 10) is equal to 6 m s<inline-formula><mml:math id="M358" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M359" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M360" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in the upper
(lower) part of the cloud, and the SS Doppler velocity can be used as the
reference of the true velocity. In the upper part of the cloud, the measured MS
Doppler velocity is 6 m s<inline-formula><mml:math id="M361" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which equals the true velocity. In the lower
part of the cloud, the measured MS Doppler<?pagebreak page211?> velocity is biased by multiple-scattering processes with a value not smaller than <inline-formula><mml:math id="M362" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M363" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, contrary
to the true velocity of <inline-formula><mml:math id="M364" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M365" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in this cloudy part. For altitudes
lower than 7 km, we can also note that multiple-scattering processes can lead
to a Doppler velocity lower than <inline-formula><mml:math id="M366" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M367" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e6987">NUBF velocity bias as a function of the horizontal reflectivity
gradient for a horizontal integration of 500 m, estimated for four positions
relative to the box-cloud edge: <inline-formula><mml:math id="M368" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> m (red), <inline-formula><mml:math id="M369" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> m (blue), 0 m (green), and
<inline-formula><mml:math id="M370" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> m (brown). Optical depths of the box cloud are 0.1, 1, and 3. Vertical
(downdraft) velocity is set to 6 m s<inline-formula><mml:math id="M371" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.  The proportional coefficient value <inline-formula><mml:math id="M372" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> (in m s<inline-formula><mml:math id="M373" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M374" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> between NUBF velocity bias and horizontal reflectivity gradient is also given.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f09.png"/>

          </fig>

</sec>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>ATLID/EarthCARE configuration</title>
<sec id="Ch1.S3.SS3.SSS1">
  <label>3.3.1</label><title>NUBF effects on the HSR lidar data</title>
      <p id="d1e7097">In order to investigate the NUBF effects on HSR lidar observables under MS
regimes we firstly compare simulation results carried out with the box cloud
(full 3D simulation) and an optical depth equal to 3 (hereafter called 3D cloud)
to simulations performed with the plane-parallel and homogeneous cloud
model (hereafter called PP cloud) as well as with the independent column
approximation (or independent pixel approximation) cloud model (hereafter
called ICA cloud). PP theory and the ICA assumption are commonly used to assess
the radiative effects of inhomogeneous cloud when cloud unresolved
variability and net horizontal fluxes, respectively, are ignored
(Marshak and Davis, 2005). For the specific case of the
satellite position relative to the box-cloud edge <inline-formula><mml:math id="M375" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.0</mml:mn></mml:mrow></mml:math></inline-formula> m (see Fig. 11a), and the cloud coverage <inline-formula><mml:math id="M376" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> inside the lidar receiver FOV is 30 %
(see Sect. 3.1). As cloud optical depth (COD) is set to 3, this implies that
mean COD weighted by the cloud coverage inside the lidar footprint is 0.9, the
assigned value for the optical depth of the PP cloud (Fig. 11b). In other
words, the PP profile can be considered a profile computed for a homogeneous
cloud with optical depth equal to the mean optical depth of the cloudy part
weighted by the cloud cover of the 3D cloud. The ICA simulation is carried
out by averaging 30 % of a simulation with a homogeneous cloud with COD
of 3 % and 70 % of a simulation in a clear-sky atmosphere (Fig. 11c). In
other words, ICA profiles can be considered a profiles averaged over
columns (two columns in this case) weighted by the cloud coverage.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e7123">Vertical profiles of an MS radar Doppler spectrum (logarithm of the
spectra density; in m<inline-formula><mml:math id="M377" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> sr<inline-formula><mml:math id="M378" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (m s<inline-formula><mml:math id="M379" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in the
CPR/EarthCARE configuration simulated by McRALI-FR. The MS Doppler velocity
(black line) and SS (black dotted line) vertical profiles of Doppler
velocity are superimposed. The homogeneous cloud layer base altitude is 9 km; its geometrical thickness is 1 km. The vertical velocity is set to 6 m s<inline-formula><mml:math id="M380" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (downdraft) and <inline-formula><mml:math id="M381" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> m s<inline-formula><mml:math id="M382" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (updraft) in the upper and
lower part of the cloud layer, respectively. Optical depth is 3.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f10.png"/>

          </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e7216">Conceptual representation of cloud models used for the HSR lidar
simulations: <bold>(a)</bold> box-cloud model (3D), <bold>(b)</bold> plane-parallel and homogeneous
(PP) model, and <bold>(c)</bold> independent column approximation (ICA) cloud. The purple
circles represent the lidar footprint location for the simulations.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f11.png"/>

          </fig>

      <p id="d1e7235">Figure 12 shows the HSR spectra simulated by McRALI-FR for the three cloud
models at four altitude levels: above the cloud (12 km, Fig. 12a), at cloud
top (9.8 km, Fig. 12b) and base (9.2 km, Fig. 12c), and below the cloud (8.5 km, Fig. 12d). In the clear-sky region above the cloud (Fig. 12a), the three
frequency spectra line up very well, as expected, because the lidar laser
beam has not yet been scattered by the cloud. A similar feature is observed
at cloud top (Fig. 12b), whereas a few spikes can be seen in the molecular
broad spectrum. Deeper in the cloud (Fig. 12c) and below (Fig. 12d), spikes
are more numerous with higher intensity. These spikes are simulation
artifacts. They are caused by specific events of multiple scattering,
namely by cases when forward scattering is involved during a photon
random path. For example, the photons can first be scattered by air
molecules, inducing a large frequency shift, then by cloud particles, inducing
a large contribution due to the highly forward-peaked phase function. The
scattering phase function of ice particles spans about 6 orders of
magnitude. Thus, the forward-scattered photons have a weight that is
several orders of magnitude larger than those scattered in other directions.
At the same time, such cases occur rarely. Consequently, we should carry out
simulations with an unrealistic number of photons<?pagebreak page212?> emitted by the lidar to
smooth spikes, which is not possible. Spikes are not observed in simulations
under the single-scattering regime (not shown here).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12"><?xmltex \currentcnt{12}?><label>Figure 12</label><caption><p id="d1e7240">Normalized HSR power spectra <bold>(a)</bold> above the cloud (12 km of
altitude), <bold>(b)</bold> at cloud top (9.8 km of altitude), <bold>(c)</bold> at cloud base (9.2 km
of altitude), and <bold>(d)</bold> below the cloud (at 8.5 km of altitude). Black lines
represent simulations using the PP cloud model, purple lines the ICA cloud
model, and green lines the 3D box-cloud model.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f12.png"/>

          </fig>

      <p id="d1e7261">One can clearly see that the intensity of the central Mie (particulate) peak
computed by ICA and 3D is lower than the one computed by the PP simulation.
The opposite behavior is observed concerning the Rayleigh (molecular)
scattering region: the broad and low-intensity spectra for ICA and 3D
simulations show larger values (in intensity) compared to the PP simulation and
for the full range of frequency shift. The same observation can be made
below the cloud.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13"><?xmltex \currentcnt{13}?><label>Figure 13</label><caption><p id="d1e7266">Vertical profiles of <bold>(a)</bold> total, <bold>(b)</bold> molecular, and <bold>(c)</bold> particulate
ATB simulated by McRALI. The cloud is located between 9 and 10 km. Black lines
represent simulations using the PP cloud model, purple lines the ICA cloud
model, and green lines the 3D box-cloud model.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f13.png"/>

          </fig>

      <p id="d1e7284">In order to obtain the molecular and particulate ATB vertical profiles for
the three cloud models (Fig. 13b and c), the HSR spectra are filtered
by a modeled Fabry–Pérot interferometer (see Sect. 2.5.3 for the filtering
parameters) at each altitude level. The ATB vertical profiles (Fig. 13a)
exhibit features observed in HSR spectra more clearly: once the cloud is
reached (i.e., below 10 km), the three cloud models give very different total
ATB. Higher values are observed in clouds for the PP model compared to ICA
and 3D cloud models, whereas the opposite is observed below the cloud. This
feature shows that PP cloud representation can lead to large discrepancies
and is suitable to account for 3D cloud structure. In contrast, ICA
cloud models give results rather close to 3D cloud models. In Fig. 13b and c the PP cloud shows the most significant differences, with PP
particulate ATB in the cloud larger than ICA and 3D particulate ATB
and a PP molecular ATB that is smaller. To a lesser extent, ICA and 3D computations
also show differences with 3D total and 3D particulate ATB smaller than the ICA
computation. This difference is the opposite for molecular ATB.</p>
      <?pagebreak page213?><p id="d1e7288">In order to quantify the differences coming from the cloud models, PP, ICA,
and 3D biases have been computed. These biases, well described
in  Davis and Polonsky (2005), were first defined in the
radiance framework by Cahalan et al. (1994) and were
adapted to a lidar signal framework by  Alkasem et al. (2017). The 3D bias on ATB (i.e., <inline-formula><mml:math id="M383" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the sum of the PP
bias (i.e., <inline-formula><mml:math id="M384" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">PP</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and the ICA bias (i.e., <inline-formula><mml:math id="M385" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> defined as

                  <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M386" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.Ex4"><mml:mtd><mml:mtext>22.1</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">PP</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">PP</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.Ex5"><mml:mtd><mml:mtext>22.2</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

              <disp-formula id="Ch1.E21" content-type="numbered"><label>22.3</label><mml:math id="M387" display="block"><mml:mrow><mml:mtable rowspacing="0.2ex" class="split" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">PP</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">PP</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr></mml:mtable><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where ATB<inline-formula><mml:math id="M388" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ICA</mml:mi></mml:msub></mml:math></inline-formula>, ATB<inline-formula><mml:math id="M389" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">PP</mml:mi></mml:msub></mml:math></inline-formula>, and ATB<inline-formula><mml:math id="M390" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> are ATB computed by
McRALI with the ICA, PP, and 3D cloud models, respectively. The relative
biases are also computed and correspond to the biases divided by the
reference ATB<inline-formula><mml:math id="M391" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>. In Appendix B, it is shown that the PP bias of
molecular ATB and particulate ATB is always negative and positive,
respectively. It is also shown that the larger multiple scattering,  the
smaller the PP particulate bias. Note that the PP bias of total ATB is
positive but becomes negative with increasing cloud optical depth (Alkasem
et al., 2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F14"><?xmltex \currentcnt{14}?><label>Figure 14</label><caption><p id="d1e7516">Vertical profiles of biases on <bold>(a)</bold> total, <bold>(b)</bold> molecular, and <bold>(c)</bold> particulate ATB and vertical profiles of relative biases on <bold>(d)</bold> total, <bold>(e)</bold> molecular, and <bold>(f)</bold> particulate ATB. Black lines represent simulations using
the PP cloud model, purple lines the ICA cloud model, and green lines the
3D box-cloud model.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f14.png"/>

          </fig>

      <p id="d1e7544">Figure 14 shows that the PP biases are the largest on total ATB as well as the
molecular and particulate components. Indeed, they reach 250 %, <inline-formula><mml:math id="M392" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">60</mml:mn></mml:mrow></mml:math></inline-formula> %,
and 1200 % for total, molecular, and particulate ATB, respectively. The ICA
biases present lower values (around 25 %, <inline-formula><mml:math id="M393" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> %, and less than 100 %
for total, molecular, and particulate ATB, respectively). These results thus show
that 3D biases are mainly due to PP biases.</p>
      <p id="d1e7567">Based on the three cloud models, further simulations have been carried out
with varying the cloud coverage inside the lidar FOV from 10 % to 90 %
in order to evaluate the impact of cloud coverage on HSR lidar observations.
A simulation has been carried out for the study of the NUBF effect on radar
observations in a similar way (see Sect. 3.2). The SS bias and the MS
relative bias on total, molecular, and particulate ATBs at cloud top (9.8 km), cloud base (9.2 km), and in the middle of the cloud (9.5 km) have been
computed for each cloud model in Fig. 15.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F15" specific-use="star"><?xmltex \currentcnt{15}?><label>Figure 15</label><caption><p id="d1e7572">ICA (dashed), PP (dotted dashed), and 3D (full line) biases under
the single-scattering (SS) regime on <bold>(a)</bold> total ATB, <bold>(b)</bold> molecular ATB, and <bold>(c)</bold> particulate ATB as a function of cloud coverage (%) inside the lidar
receiver FOV computed at cloud top (9.8 km, blue curves), in the middle of
the cloud (9.5 km; yellow curves), and at cloud base (9.2 km; green curves).
Panels <bold>(d)</bold>, <bold>(e)</bold>, and <bold>(f)</bold> are the same as <bold>(a)</bold>, <bold>(b)</bold>, and <bold>(c)</bold> but for relative bias and the MS
regime. Cloud optical depth is 3.</p></caption>
            <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f15.png"/>

          </fig>

      <p id="d1e7610">Figure 15d and f show that MS total and particulate biases decrease
when cloud coverage increases and reach almost zero for 90 % cloud
coverage. These relative biases always show the largest values at cloud
base, then in the middle of cloud, and then at cloud top, whereas it is not
observed for SS bias (Fig. 15a and c). This is due to the division by
reference ATB<inline-formula><mml:math id="M394" display="inline"><mml:msub><mml:mi/><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi mathvariant="normal">D</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula> values that exponentially increase with cloud altitude.
We also find that PP biases are positive, with a maximum bias of 250 %
observed for the total relative ATB at cloud base and for cloud coverage
of 30 %. These last two observations are consistent with simulation
results under the SS regime: PP biases of total ATB and of particulate ATB
are generally positive (see Eq. B8) and strictly positive (see Eq. B7),
respectively. The maximum bias of ATB also occurs for cloud coverage of
30 %. Otherwise, regardless of cloud coverage, Fig. 15d and f show
that MS total and particulate ICA biases are still rather small (<inline-formula><mml:math id="M395" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M396" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> %, respectively) compared to PP biases
(<inline-formula><mml:math id="M397" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">250</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M398" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">4000</mml:mn></mml:mrow></mml:math></inline-formula> %, respectively). For total and
particulate ATB, PP biases are the largest and are mainly responsible for the
3D biases, confirming the findings of the previous section for any
cloud coverage in both the SS and MS regimes.</p>
      <p id="d1e7665">For molecular signals, Fig. 15e shows the negative PP bias that increases in
absolute value with increasing cloud coverage, reaching <inline-formula><mml:math id="M399" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M400" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula> % for 90 % cloud coverage in the middle of the cloud and at cloud
base, respectively. The negative value of MS molecular PP bias is consistent
with the SS molecular PP bias definition (see Eq. B6). Otherwise, MS ICA bias
is negative for cloud coverage smaller than 50 % and rather positive
for cloud coverage larger than 50 %. This latter observation is
consistent with simulation results performed under SS regimes (see Fig. 15b):
molecular ICA bias is negative, null, and positive for cloud coverage
smaller than, equal to, and larger than 50 %, respectively. Figure 15e
shows that MS ICA bias reaches only 15 % and 50 % in the middle of the
cloud and at cloud base, respectively. At cloud top, all the molecular biases
remain small (between 5 % and <inline-formula><mml:math id="M401" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula> %). Because of  competition under
the MS regime between the rather negative PP bias and the positive and negative
ICA bias of the same order of magnitude, no specific trend in the 3D
molecular biases according to the cloud coverage can be highlighted, and
conclusions are less obvious than for total and particulate ATB.</p>
      <p id="d1e7698">Finally, our simulation results also show that 3D bias decreases in
magnitude when COD decreases due to the PP bias that decreases. For
example, if COD is 0.1, 3D total, molecular, and particulate biases are less
than 6 %, 15 %, and 100 %, respectively, mainly driven by ICA bias.</p>
</sec>
<?pagebreak page214?><sec id="Ch1.S3.SS3.SSS2">
  <label>3.3.2</label><title>Impact of the size of the field of view on total, molecular, and particulate ATB</title>
      <p id="d1e7709">We briefly investigate the impact of the size of the field of view (FOV) by
carrying out simulations with an FOV 10 times greater than in the
simulations performed in the previous sections. Simulations have been
carried out for cloud coverage of 50 %, implying COD of 1.5 for the PP
cloud model. Figure 16 shows vertical profiles of ATB biases and relative
ATB biases computed with this large FOV (i.e., 650 <inline-formula><mml:math id="M402" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad) and those
computed with the ATLID FOV (i.e., 65 <inline-formula><mml:math id="M403" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F16"><?xmltex \currentcnt{16}?><label>Figure 16</label><caption><p id="d1e7730">Same as Fig. 13 but with 50 % cloud coverage. Simulations with
ATLID FOV (65 <inline-formula><mml:math id="M404" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad) are represented by full lines and simulations with a 650 <inline-formula><mml:math id="M405" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad FOV are represented by dotted lines.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f16.png"/>

          </fig>

      <p id="d1e7755">When comparing ATB computed with the three cloud models (i.e., PP, ICA, and 3D
cloud model) for the large FOV, the same conclusions as for the ATLID FOV
can be made: when reaching the cloud base, total and particulate ATBs show
lower values for ICA and 3D models than for the PP model, and the opposite is true for
the molecular ATB. Biases also show the same trend as for ATLID FOV, with a
maximum bias for the PP model and lower values for ICA models.</p>
      <p id="d1e7759">When comparing simulations carried out with a large FOV to those performed
with a small FOV, we observed that with a larger FOV, ATB values are larger when
going into the cloud for the three cloud models. The reason is
mainly the multiple scattering, which is obviously more pronounced as the FOV
increases. Figure 16 shows that the biases and the relative biases for the
large FOV present the same trend as for a small FOV. For total and
particulate ATB, we can note that ICA biases are larger whatever the
vertical position in the cloud, whereas PP biases are smaller in the upper
part of the cloud due to multiple scattering, which becomes more significant
as the FOV increases; this latter behavior is coherent with Eq. (B7). The
relative biases for the large FOV show slightly smaller values for the three
signal components (total, molecular, and particulate). The maximum values for
the 3D bias are 150 %, <inline-formula><mml:math id="M406" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">60</mml:mn></mml:mrow></mml:math></inline-formula> %, and 200 % for the total, molecular, and particulate ATBs, respectively.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F17"><?xmltex \currentcnt{17}?><label>Figure 17</label><caption><p id="d1e7774">Same as Fig. 14 but with 50 % cloud coverage. Simulations
with ATLID FOV (65 <inline-formula><mml:math id="M407" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad) are represented by straight lines and simulations with a
650 <inline-formula><mml:math id="M408" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad FOV are represented by dotted lines.</p></caption>
            <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/199/2021/amt-14-199-2021-f16.png"/>

          </fig>

</sec>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <label>4</label><title>Conclusions</title>
      <p id="d1e7810">This paper presents the Monte Carlo code McRALI-FR that provides simulations
of range-resolved <inline-formula><mml:math id="M409" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> and frequency-resolved <inline-formula><mml:math id="M410" display="inline"><mml:mi>f</mml:mi></mml:math></inline-formula> Stokes parameters
<inline-formula><mml:math id="M411" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>,</mml:mo><mml:mi>f</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mi>I</mml:mi><mml:mo>,</mml:mo><mml:mi>Q</mml:mi><mml:mo>,</mml:mo><mml:mi>U</mml:mi><mml:mo>,</mml:mo><mml:mi>V</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> recorded by different kinds of
monostatic polarized high-spectral-resolution lidars and Doppler
radars from a 3D cloudy atmosphere and/or precipitation fields. McRALI-FR is
an extension of 3DMcPOLID, a Monte Carlo code simulating a polarized active
sensor (Alkasem et al., 2017). The<?pagebreak page215?> core of McRALI-FR is based on the 3D
polarized Monte Carlo atmospheric radiative transfer model 3DMCPOL
(Cornet et al., 2010; Fauchez et al., 2014), which uses
the local estimate method to reduce the noise level. Gas absorption in
micro-wavelength is taken into account according to the work of
Liebe (1985). McRALI-FR considers the Doppler effect related to
the motion of hydrometeors and aerosols. The random motion, i.e., the
turbulent flow, is assumed to be homogeneous and isotropic. It is modeled
as a multivariate normal distribution. Generally, the regular motion of
particles, i.e., the wind and/or precipitating hydrometeors, is assigned as
a 3D vector field. The spectral distribution of the molecular scattering is
modeled following the conventional method based on the Doppler shift from
independent molecules moving with a Maxwell distribution of velocities. Each
of the Stokes parameters is computed by McRALI-FR as a two-dimensional
matrix (range- and frequency-resolved) and stored in an output file.
Separate software uses the saved files to account for spectral and
polarization characteristics of receivers and computes profiles of
corresponding HSR lidar or Doppler radar signals.</p>
      <p id="d1e7866">A study has been carried out on the effects of NUBF on the HSR ATLID lidar
and Doppler CPR radar signals of the EarthCARE mission with the help of the
academic 3D box cloud, characterized by a single isolated jump in cloud
optical depth. It is the simplest 3D cloud model that can be used to show
and interpret the 3D radiative effects of clouds and for which the displayed
results can only be obtained if the simulator is entirely in 3D. Moreover,
for simplification, the wind speed is assumed to be only vertical and constant.
Particle sedimentation velocity is null.</p>
      <p id="d1e7869">Regarding Doppler CPR radar signals, it appears that multiple scattering
does not affect the velocity estimation when the cloud characteristics are
locally homogeneous across the radar beam. But if vertical wind velocity
sharply varies with altitude, the measured Doppler velocity profile can be
largely affected by multiple-scattering processes, as already mentioned by
Battaglia and Tanelli (2011). At the same time, it is confirmed
that  horizontally nonuniform beam filling induces a severe bias in
velocity estimates. Indeed, the Doppler spectra shape is geometrically affected
by the NUBF: the shape is all the more asymmetrical as the radar system
vertically points away from the edge of the box cloud, inducing a bias in
the estimation of the Doppler velocity. Within our very specific conditions
of simulation with the box cloud and with McRALI-Fr code, we found a
proportional coefficient value around 0.15 m s<inline-formula><mml:math id="M412" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (dBZ km<inline-formula><mml:math id="M413" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>
close to that obtained by  Sy et al. (2014) and
Kollias et al. (2014).</p>
      <p id="d1e7905">Regarding HSR ATLID lidar signals, we confirm that multiple-scattering
processes are not negligible, whatever the box-cloud cloud optical depth
between 0.1 and 3, as previously studied by  Reverdy et al. (2015) and pointed out by Donovan (2016). We also
investigated the NUBF effect due to different cloud coverages inside the FOV
on HSR ATLID lidar observables under the MS regime. For this purpose, we
computed the vertical profiles of the 3D, PP, and ICA biases for total,
molecular, and particulate ATB. The main conclusion is that 3D biases are
mainly due to the PP biases, implying that NUBF effects are mainly due to
unresolved variability of cloud inside the FOV and, to a lesser extent, to
horizontal photon transport, which increases if FOV increases. Finally,
these results give an indication of the reliability of lidar signals
modeled using ICA.</p>
      <p id="d1e7909">All these simulations and results are still a test bench to show the ability
of the McRALI-FR simulation tool to study the impact of multiple scattering
and 3D cloud radiative effects on remote sensing observations and products.
Real detailed cloud case studies and statistical analysis of representative
fine-structure 3D cloud field effects on lidar and radar observables, while
taking into account the polarization of light, will be the topic of
future papers.</p><?xmltex \hack{\clearpage}?>
</sec>

      
      </body>
    <back><app-group>

<?pagebreak page216?><app id="App1.Ch1.S1">
  <?xmltex \currentcnt{A}?><label>Appendix A</label><title>List of acronyms used in this work and their definition</title>
      <p id="d1e7924"><table-wrap id="Taba" position="anchor"><oasis:table><oasis:tgroup cols="2">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1"><bold>Acronym</bold></oasis:entry>
         <oasis:entry colname="col2"><bold>Definition</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">A-train</oasis:entry>
         <oasis:entry colname="col2">Afternoon constellation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ADM-Aeolus</oasis:entry>
         <oasis:entry colname="col2">Atmospheric Dynamics Mission</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ALADIN</oasis:entry>
         <oasis:entry colname="col2">Atmospheric LAser Doppler Instrument</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ATB</oasis:entry>
         <oasis:entry colname="col2">Attenuated backscatter</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ATLID</oasis:entry>
         <oasis:entry colname="col2">ATmospheric LIDar</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CALIPSO</oasis:entry>
         <oasis:entry colname="col2">Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observations</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CNES</oasis:entry>
         <oasis:entry colname="col2">French National Centre for Space Studies</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">COD</oasis:entry>
         <oasis:entry colname="col2">Cloud optical depth</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CPR</oasis:entry>
         <oasis:entry colname="col2">Cloud Profiling Radar</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3D</oasis:entry>
         <oasis:entry colname="col2">Three-dimensional</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3DMCPOL</oasis:entry>
         <oasis:entry colname="col2">3D POLarized Monte Carlo atmospheric radiative transfer model</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3DMcPOLID</oasis:entry>
         <oasis:entry colname="col2">3D Monte Carlo simulator of POLarized LIDar signals</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">DOMUS</oasis:entry>
         <oasis:entry colname="col2">Doppler multiple-scattering simulator</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EECLAT</oasis:entry>
         <oasis:entry colname="col2">Expecting EarthCARE, Learning from A-train</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">EarthCARE</oasis:entry>
         <oasis:entry colname="col2">Earth Clouds, Aerosol and Radiation Explorer mission</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ECSIM</oasis:entry>
         <oasis:entry colname="col2">EarthCARE simulator</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ESA</oasis:entry>
         <oasis:entry colname="col2">European Space Agency</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">FOV</oasis:entry>
         <oasis:entry colname="col2">Field of view</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ICA</oasis:entry>
         <oasis:entry colname="col2">Independent column approximation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">INSU</oasis:entry>
         <oasis:entry colname="col2">French National Institute for Earth Sciences and Astronomy</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">HSR</oasis:entry>
         <oasis:entry colname="col2">High spectral resolution</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MC</oasis:entry>
         <oasis:entry colname="col2">Monte Carlo</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MS</oasis:entry>
         <oasis:entry colname="col2">Multiple scattering</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">McRALI</oasis:entry>
         <oasis:entry colname="col2">Monte Carlo modeling of RAdar and LIdar signals</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">McRALI-FR</oasis:entry>
         <oasis:entry colname="col2">McRALI Frequency-Resolved simulator</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MUSCLE</oasis:entry>
         <oasis:entry colname="col2">MUltiple SCattering in Lidar Experiments</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NUBF</oasis:entry>
         <oasis:entry colname="col2">Nonuniform beam filling</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">PDF</oasis:entry>
         <oasis:entry colname="col2">Probability density function</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">PP</oasis:entry>
         <oasis:entry colname="col2">Plane-parallel and homogenous cloud</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">RTE</oasis:entry>
         <oasis:entry colname="col2">Radiative transfer equation</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">SS</oasis:entry>
         <oasis:entry colname="col2">Single scattering</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap></p><?xmltex \hack{\clearpage}?>
</app>

<?pagebreak page217?><app id="App1.Ch1.S2">
  <?xmltex \currentcnt{B}?><label>Appendix B</label><title>Estimation of the PP bias of molecular, particulate, and total
ATB as a function of cloud coverage and multiple-scattering intensity for
the box-cloud model</title>
      <p id="d1e8241">Total, molecular, and particulate ATB are hereafter noted ATB<inline-formula><mml:math id="M414" display="inline"><mml:msub><mml:mi/><mml:mi>t</mml:mi></mml:msub></mml:math></inline-formula>, ATB<inline-formula><mml:math id="M415" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:math></inline-formula>, and ATB<inline-formula><mml:math id="M416" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:math></inline-formula>, respectively. According to Alkasem et al. (2017), PP bias can be understood from the following. Assuming null
absorption and vertically constant atmospheric properties, then
<inline-formula><mml:math id="M417" display="inline"><mml:mrow><mml:mi mathvariant="normal">ATB</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mo>)</mml:mo><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> at position <inline-formula><mml:math id="M418" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> can be expressed as
          <disp-formula id="App1.Ch1.S2.E22" content-type="numbered"><label>B1</label><mml:math id="M419" display="block"><mml:mrow><mml:mi mathvariant="normal">ATB</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mo>)</mml:mo><mml:mi>t</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>r</mml:mi></mml:msubsup><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
        where <inline-formula><mml:math id="M420" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M421" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the molecular and particulate
scattering coefficients, respectively, <inline-formula><mml:math id="M422" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M423" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the molecular
and particulate phase functions at 180<inline-formula><mml:math id="M424" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, respectively, and
<inline-formula><mml:math id="M425" display="inline"><mml:mi mathvariant="italic">γ</mml:mi></mml:math></inline-formula> is a factor that takes into account the multiple-scattering
effects  (Platt, 1973). In the same way, <inline-formula><mml:math id="M426" display="inline"><mml:mrow><mml:mi mathvariant="normal">ATB</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mo>)</mml:mo><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M427" display="inline"><mml:mrow><mml:mi mathvariant="normal">ATB</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mo>)</mml:mo><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, by voluntarily omitting <inline-formula><mml:math id="M428" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>, assuming that <inline-formula><mml:math id="M429" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M430" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are vertically constant, and introducing the thickness <inline-formula><mml:math id="M431" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula> to lighten the writing, can be expressed as
          <disp-formula id="App1.Ch1.S2.E23" content-type="numbered"><label>B2</label><mml:math id="M432" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:msup><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e8618">Let <inline-formula><mml:math id="M433" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> represent the cloud coverage inside the lidar receiver FOV; then the
molecular (i.e., <inline-formula><mml:math id="M434" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, particulate (i.e., <inline-formula><mml:math id="M435" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, and total ATB (i.e., <inline-formula><mml:math id="M436" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> computed with
the IPA cloud model can be written as
          <disp-formula id="App1.Ch1.S2.E24" content-type="numbered"><label>B3</label><mml:math id="M437" display="block"><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi></mml:mrow></mml:mfenced><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:msup><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi></mml:mrow></mml:mfenced><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
        and the molecular (i.e., ATB<inline-formula><mml:math id="M438" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, particulate (i.e., ATB<inline-formula><mml:math id="M439" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, and total (i.e., ATB<inline-formula><mml:math id="M440" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> ATB computed with the
PP cloud model can be written as
          <disp-formula id="App1.Ch1.S2.E25" content-type="numbered"><label>B4</label><mml:math id="M441" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e9207"><?xmltex \hack{\break}?>The PP molecular bias <inline-formula><mml:math id="M442" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, estimated as
          <disp-formula id="App1.Ch1.S2.E26" content-type="numbered"><label>B5</label><mml:math id="M443" display="block"><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mfenced open="[" close=""><mml:mrow><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mfenced open="" close="]"><mml:mrow><mml:mo>-</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
        is always negative. The PP particulate bias <inline-formula><mml:math id="M444" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, estimated
as
          <disp-formula id="App1.Ch1.S2.E27" content-type="numbered"><label>B6</label><mml:math id="M445" display="block"><mml:mtable columnspacing="1em" rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mfenced open="{" close=""><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mfenced open="[" close=""><mml:mrow><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup></mml:mrow></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mfenced open="" close="}"><mml:mfenced close="]" open=""><mml:mrow><mml:mo>-</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup></mml:mrow></mml:mfenced></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
        is always positive. Note that the smaller <inline-formula><mml:math id="M446" display="inline"><mml:mi mathvariant="italic">γ</mml:mi></mml:math></inline-formula> is, the smaller <inline-formula><mml:math id="M447" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">p</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is. In other words, the larger the multiple-scattering
effects, the smaller the PP particulate bias. The PP total bias <inline-formula><mml:math id="M448" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, estimated as
          <disp-formula id="App1.Ch1.S2.E28" content-type="numbered"><label>B7</label><mml:math id="M449" display="block"><mml:mtable columnspacing="1em" class="split" rowspacing="0.2ex" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">PP</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">ATB</mml:mi><mml:mrow><mml:mi mathvariant="normal">t</mml:mi><mml:mo>;</mml:mo><mml:mi mathvariant="normal">IPA</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">γ</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>-</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi></mml:mrow></mml:mfenced><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/></mml:mrow></mml:msup></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">γ</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
        is positive but becomes negative with increasing cloud optical depth, as
explained in Alkasem et al. (2017).</p><?xmltex \hack{\clearpage}?>
</app>
  </app-group><notes notes-type="codeavailability"><title>Code availability</title>

      <p id="d1e9817">Fortran McRALI-FR codes can be obtained by contacting the corresponding author of this article.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e9823">FS, VS, and GM were responsible for the conceptual idea, supervision, and methodology. AA and GM conducted the numerical simulation and formal analysis. FS and GM acquired funding. All the authors contributed to developing the McRALI code and to writing and revising the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e9829">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e9835">This work is part of the French scientific community EECLAT project
(Expecting EarthCARE, Learning from A-train) (Luebke et al.,
2018). The EECLAT community and research activities are supported by the
National Center for Space Studies (CNES) and the National Institute for
Earth Sciences and Astronomy (INSU). This work has also been
supported in part by the Programme National de Télédétection Spatiale
(PNTS, <uri>https://programmes.insu.cnrs.fr/pnts/</uri>, last access: 29 December 2020) under grant no. PNTS-2019-8.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e9843">This research has been supported by the National Institute for Earth Sciences and Astronomy (INSU grant) and the Programme National de Télédétection Spatiale (PNTS, <uri>https://programmes.insu.cnrs.fr/pnts/</uri>, last access: 29 December 2020) (grant no. PNTS-2019-8).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e9852">This paper was edited by Ad Stoffelen and reviewed by two anonymous referees.</p>
  </notes><ref-list>
    <title>References</title>

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Labonnote, L. C., and Mioche, G.: Effects of cirrus heterogeneity on lidar
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      <ref id="bib1.bib2"><label>2</label><?label 1?><mixed-citation>Amayenc, P., Marzoug, M., and Testud, J.: Analysis of cross-beam resolution
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<abstract-html><p>The aim of this paper is to present the Monte Carlo code McRALI that
provides simulations under multiple-scattering regimes of polarized high-spectral-resolution (HSR) lidar and Doppler radar observations for
a three-dimensional (3D) cloudy atmosphere. The effects of nonuniform beam
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literature. Regarding HSR lidar signals, we confirm that multiple-scattering
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particulate, and total attenuated backscatter are mainly due to unresolved
variability of cloud inside the receiver field of view and, to a lesser
extent, to the horizontal photon transport. This finding gives some insight
into the reliability of lidar signal modeling using independent column
approximation (ICA).</p></abstract-html>
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