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  <front>
    <journal-meta><journal-id journal-id-type="publisher">AMT</journal-id><journal-title-group>
    <journal-title>Atmospheric Measurement Techniques</journal-title>
    <abbrev-journal-title abbrev-type="publisher">AMT</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Atmos. Meas. Tech.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1867-8548</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/amt-14-511-2021</article-id><title-group><article-title>Linking rain into ice microphysics across the melting layer in stratiform rain: a closure study</article-title><alt-title>Spectra closure study</alt-title>
      </title-group><?xmltex \runningtitle{Spectra closure study}?><?xmltex \runningauthor{K. Mr\'{o}z et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Mróz</surname><given-names>Kamil</given-names></name>
          <email>kamil.mroz@le.ac.uk</email>
        <ext-link>https://orcid.org/0000-0002-3151-1300</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2 aff3">
          <name><surname>Battaglia</surname><given-names>Alessandro</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Kneifel</surname><given-names>Stefan</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2220-2968</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>von Terzi</surname><given-names>Leonie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Karrer</surname><given-names>Markus</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Ori</surname><given-names>Davide</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9964-2200</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>National Centre for Earth Observation, University of Leicester, Leicester, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Earth Observation Science, Department of Physics and Astronomy, University of Leicester,  Leicester, UK</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Department of Environmental, Land and Infrastructure Engineering (DIATI), Politecnico of Turin, Turin, Italy</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Institute for Geophysics and Meteorology, University of Cologne, Cologne, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Kamil Mróz (kamil.mroz@le.ac.uk)</corresp></author-notes><pub-date><day>25</day><month>January</month><year>2021</year></pub-date>
      
      <volume>14</volume>
      <issue>1</issue>
      <fpage>511</fpage><lpage>529</lpage>
      <history>
        <date date-type="received"><day>6</day><month>July</month><year>2020</year></date>
           <date date-type="rev-request"><day>22</day><month>July</month><year>2020</year></date>
           <date date-type="rev-recd"><day>19</day><month>November</month><year>2020</year></date>
           <date date-type="accepted"><day>11</day><month>December</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Kamil Mróz et al.</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021.html">This article is available from https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021.html</self-uri><self-uri xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021.pdf">The full text article is available as a PDF file from https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e146">This study investigates the link between rain and ice microphysics across the melting layer in stratiform rain systems using measurements from vertically pointing multi-frequency Doppler radars.
A novel methodology to examine the variability of the precipitation rate and the mass-weighted melted diameter (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) across the melting region is proposed and applied to a 6 h long case study, observed during the TRIPEx-pol field campaign at the Jülich Observatory for Cloud Evolution Core Facility and covering a gamut of ice microphysical processes.
The methodology is based on an optimal estimation (OE) retrieval of particle size distributions (PSDs) and dynamics (turbulence and vertical motions) from observed multi-frequency radar Doppler spectra applied both above and below the melting layer.
First, the retrieval is applied in the rain region; based on a one-to-one conversion of raindrops into snowflakes, the retrieved drop size distributions (DSDs) are propagated upward to provide the mass-flux-preserving PSDs of snow. These ice PSDs are used to simulate radar reflectivities above the melting layer for different snow models and they are evaluated for a consistency with the actual radar measurements.
Second, the OE snow retrieval where Doppler spectra are simulated based on different snow models, which consistently compute fall speeds and electromagnetic properties, is performed. The results corresponding to the best-matching models are then used to estimate snow fluxes and <inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, which are directly compared to the corresponding rain quantities.
For the case study, the total accumulation of rain (2.30 <inline-formula><mml:math id="M3" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>) and the melted equivalent accumulation of snow (1.93 <inline-formula><mml:math id="M4" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>) show a 19 % difference. The analysis suggests that the mass flux through the melting zone is well preserved except the periods of intense riming where the precipitation rates were higher in rain than in the ice above. This is potentially due to additional condensation within the melting zone in correspondence to high relative humidity and collision and coalescence with the cloud droplets whose occurrence is ubiquitous with riming.
It is shown that the mean mass-weighted diameter of ice is strongly related to the characteristic size of the underlying rain except the period of extreme aggregation where breakup of melting snowflakes significantly reduces <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.
The proposed methodology can be applied to long-term observations to advance our knowledge of the processes occurring across the melting region; this can then be used to improve assumptions underpinning spaceborne radar precipitation retrievals.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e207">The accurate quantification of ice cloud macro-physical (height, thickness) and micro-physical properties (characteristic particle size and shape, mass content, and number concentration) is paramount for understanding the current state of Earth's hydrological cycle and energy budget and to improve the representation of clouds for climate model predictions <xref ref-type="bibr" rid="bib1.bibx61 bib1.bibx63" id="paren.1"/>.
Macro-physical properties can be well captured by active remote sensing instruments <xref ref-type="bibr" rid="bib1.bibx60" id="paren.2"/>; on the other hand, the characterization of ice microphysics remains one of the most challenging problems <xref ref-type="bibr" rid="bib1.bibx21" id="paren.3"/> because of<?pagebreak page512?> the substantial number of assumptions about the particle size distribution (PSD) and the particle “habit” type (such as dendrites, columns, rosettes, aggregates or rimed particles) required in remote sensing techniques.
While the characterization of small ice crystals is particularly relevant for detailing the radiative effects of high ice clouds, understanding processes like aggregation, riming and deposition
is essential for accurately modeling precipitation.</p>
      <p id="d1e219">The study of stratiform precipitation encompasses the investigation of such processes “within the context of relatively gentle upward air motion” <xref ref-type="bibr" rid="bib1.bibx24" id="paren.4"/>.
Stratiform precipitation accounts for (<inline-formula><mml:math id="M6" display="inline"><mml:mo lspace="0mm">&gt;</mml:mo></mml:math></inline-formula> 85 %) 73 % of the area covered by rain and (<inline-formula><mml:math id="M7" display="inline"><mml:mo lspace="0mm">&gt;</mml:mo></mml:math></inline-formula> 77 %) 40 % of the total rain amount across the (mid-latitudes) tropics  <xref ref-type="bibr" rid="bib1.bibx56" id="paren.5"><named-content content-type="pre">Daniel Watters, personal communication, 2020;</named-content></xref>. Stratiform rain can be identified well in radar data displays by a bright band, i.e., a pronounced layer of enhanced reflectivity corresponding to the melting layer <xref ref-type="bibr" rid="bib1.bibx14" id="paren.6"/>.</p>
      <p id="d1e247">In the past decade, several remote-sensing studies characterized micro-physical processes occurring in the ice <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx29 bib1.bibx26 bib1.bibx33 bib1.bibx52 bib1.bibx59 bib1.bibx45 bib1.bibx70" id="paren.7"><named-content content-type="pre">e.g.</named-content></xref> and rain part of clouds <xref ref-type="bibr" rid="bib1.bibx75 bib1.bibx69" id="paren.8"><named-content content-type="pre">e.g.</named-content></xref>.
The commonality of all these studies resides in exploiting ground-based active (radar and lidar) and passive (microwave radiometer) instruments in a synergistic manner, with multi-frequency and/or Doppler and/or polarimetric radars constituting the backbone of the observing system.
Multi-frequency methods <xref ref-type="bibr" rid="bib1.bibx4" id="paren.9"/> rely on the fact that, when the wavelength of the radars becomes comparable to the size of the particles being probed (“non-Rayleigh” regime), the measured reflectivity changes (typically decreases) relative to the Rayleigh regime, because the backscattered waves from different parts of the scatterer interfere (in a typically destructive way) with one another. Previous studies have demonstrated that dual- and triple-frequency radar observations can provide additional information on bulk density and the characteristic size of the ice PSD <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx5" id="paren.10"/>.
Doppler (full spectral) information allows separation of particles with different terminal velocities. While this information is more valuable in rain than in ice, since the velocity of raindrops is unambiguously related to their mass and size (which is not true of snow), Doppler spectra allow the detection of the presence of riming, which leads to an acceleration of the particle fall velocities above the typical 1 m s<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> observed for snow aggregate <xref ref-type="bibr" rid="bib1.bibx27" id="paren.11"/>.
The increasing terminal velocity of rimed particles causes the spectra to be first skewed, and, at larger riming, to become bi-modal <xref ref-type="bibr" rid="bib1.bibx77 bib1.bibx26 bib1.bibx74" id="paren.12"/>. Polarimetric radar observations are particularly sensitive to depositional growth in temperature regions which favor growth of non-spherical particle shapes (e.g. needles, plates, dendrites). Observations obtained at the North Slope of Alaska (NSA) Atmospheric Radiation Measurement (ARM) site have shown large signatures of differential reflectivity <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">DR</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> from plate-like crystals <xref ref-type="bibr" rid="bib1.bibx51" id="paren.13"/> whilst analysis of linear depolarization ratio (LDR) in the spectral domain enabled the identification of columnar ice crystal growth originating in liquid-cloud layers through secondary ice production <xref ref-type="bibr" rid="bib1.bibx52" id="paren.14"/>.</p>
      <p id="d1e302">Whilst several studies have looked at the microphysical processes occurring within the melting layer <xref ref-type="bibr" rid="bib1.bibx13" id="paren.15"/> and at the link between microphysical processes in snow above the freezing level and within the melting layer (<xref ref-type="bibr" rid="bib1.bibx78 bib1.bibx40" id="altparen.16"/>, and references therein), less attention has been paid to the analysis of quantitative relationships between ice microphysics just above the freezing level and rain microphysics just below the melting layer.
This investigation can contribute to a holistic understanding of the chain of processes occurring in the cloud that lead to precipitation at the ground, which is key for model development but which may also help in better constraining full-column remote sensing retrievals, e.g. those applicable to spaceborne radars like GPM, CloudSat and EarthCARE <xref ref-type="bibr" rid="bib1.bibx4" id="paren.17"/> but also for improving quantitative precipitation estimation (QPE) from ground-based radar observations <xref ref-type="bibr" rid="bib1.bibx16" id="paren.18"/>.</p>
      <p id="d1e318">A common assumption used across the melting layer is the
conservation of water mass flux  <xref ref-type="bibr" rid="bib1.bibx13" id="paren.19"><named-content content-type="pre">e.g.</named-content></xref> which follows from assuming a stationary process and neglecting evaporation and condensation effects.
The mass flux continuity assumption underpins several spaceborne radar stratiform precipitation retrieval algorithms <xref ref-type="bibr" rid="bib1.bibx20 bib1.bibx44" id="paren.20"><named-content content-type="pre">e.g.</named-content></xref>; in other retrievals where this constraint is not adopted, large discontinuities between mass fluxes above and just below the melting layer <xref ref-type="bibr" rid="bib1.bibx21" id="paren.21"><named-content content-type="pre">Fig. 10 in</named-content></xref> are reported. This inconsistency between rain and snow mass fluxes pinpoints at the presence of some underlying issues in the snow retrievals, which are more uncertain <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx70" id="paren.22"/>.</p>
      <p id="d1e339">In addition to water mass flux continuity, several studies <xref ref-type="bibr" rid="bib1.bibx62 bib1.bibx46" id="paren.23"/> further assume a one-to-one correspondence between the snowflake falling across the zero isotherm and the raindrop into which it melts (i.e., aggregation and breakup are neglected). We will refer to this as to the “melting-only steady-state” (“MOSS”) assumption.
Under this condition, there is a unique correspondence between the drop size distribution (DSD) of raindrops and the PSD of snowflakes. If true this property could indeed be used to constrain the retrieval of hydrometeor vertical profiles in stratiform precipitation like done in <xref ref-type="bibr" rid="bib1.bibx20" id="text.24"/> for the CloudSat spaceborne radar.</p>
      <p id="d1e348">The goal of this study is to propose a methodology applicable to multi-frequency Doppler polarimetric vertically pointing radar measurements which enables the investigation of the relationship between the microphysics of snow and of the rain produced via melting.
Some of the science questions (SQ) that will be addressed in this paper are as follows.
<list list-type="custom"><list-item><label>SQ1.</label>
      <p id="d1e353">What is the relationship between mass fluxes above and below the melting layer? How much does it deviate from the commonly used constant mass flux assumption?</p></list-item><list-item><label>SQ2.</label>
      <p id="d1e357">Can information about rain microphysics and DSD (e.g. about the mean characteristic size) be used to better constrain the microphysical properties and PSD of the snow above?</p></list-item><list-item><label>SQ3.</label>
      <p id="d1e361">Are there specific ice cloud regimes (e.g. dominated by aggregation or riming) where the MOSS or the flux-continuity assumptions are more likely violated?</p></list-item></list></p>
      <p id="d1e364">The paper is organized as follows: the dataset and the proposed methodology are presented in Sects. <xref ref-type="sec" rid="Ch1.S2"/> and <xref ref-type="sec" rid="Ch1.S3"/>, respectively; Sect. <xref ref-type="sec" rid="Ch1.S4"/> discusses the results for a case study in relation to the science questions; conclusions are drawn in Sect. <xref ref-type="sec" rid="Ch1.S5"/>.</p>
</sec>
<?pagebreak page513?><sec id="Ch1.S2">
  <label>2</label><title>Dataset</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>TRIPEx-pol field campaign</title>
      <p id="d1e390">This study exploits the data collected during the “TRIple-frequency and Polarimetric radar Experiment for improving process observation of winter precipitation” (TRIPEx-pol). The campaign was conducted at the Jülich Observatory for Cloud Evolution Core Facility, Germany  (JOYCE-CF 50<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>54<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>31<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> N, 6<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>24<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>49<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> E, 111 <inline-formula><mml:math id="M16" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> above mean sea level; see <xref ref-type="bibr" rid="bib1.bibx43" id="altparen.25"/>) from November 2018 until February 2019.
JOYCE-CF is a triple-frequency radar site <xref ref-type="bibr" rid="bib1.bibx11" id="paren.26"/> including permanent installations of X-, Ka- and W-band vertically pointing Doppler radars. The quality of the remote measurements is continuously monitored with a number of auxiliary sensors, including a Pluvio rain gauge, Parsivel optical disdrometer <xref ref-type="bibr" rid="bib1.bibx42" id="paren.27"/>, microwave radiometers and a Doppler wind lidar installed close to the radars. In order to maximize radar volume matching, all three radars are installed on the same roof platform within 10 <inline-formula><mml:math id="M17" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> (see Table <xref ref-type="table" rid="Ch1.T1"/> for the technical specifications of the radars).
Due to differences in the integration time of the radars and differences in the antenna beam widths, the data were averaged over 6 <inline-formula><mml:math id="M18" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">s</mml:mi></mml:mrow></mml:math></inline-formula>  in order to at least partially compensate for these factors. Because differences in the range resolution do not exceed 20 % and are difficult to correct for, the data at the W- and X-bands are simply interpolated at the Ka-band range bin resolution.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Table}?><label>Table 1</label><caption><p id="d1e493">Technical specifications and settings of the three vertically pointing radars operated during TRIPEx-pol at JOYCE-CF. Note that the W-band radar is a FMCW system for which chirp repetition frequency, number of spectral average, Nyquist velocity and range resolution change for different range intervals  <xref ref-type="bibr" rid="bib1.bibx11" id="paren.28"><named-content content-type="pre">see details in</named-content></xref>; values are provided here are for the lowest range gate region from 220 to 1480 m. Additionally, the radome of the W-band is equipped with a strong blower system which presents rain from accumulating. </p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Specifications</oasis:entry>
         <oasis:entry colname="col2">X-band</oasis:entry>
         <oasis:entry colname="col3">Ka-band</oasis:entry>
         <oasis:entry colname="col4">W-band</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Frequency (<inline-formula><mml:math id="M19" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GHz</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">9.4</oasis:entry>
         <oasis:entry colname="col3">35.5</oasis:entry>
         <oasis:entry colname="col4">94.0</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Pulse repetition frequency (<inline-formula><mml:math id="M20" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kHz</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">10</oasis:entry>
         <oasis:entry colname="col3">5.0</oasis:entry>
         <oasis:entry colname="col4">6.6</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of spectral bins</oasis:entry>
         <oasis:entry colname="col2">4048</oasis:entry>
         <oasis:entry colname="col3">512</oasis:entry>
         <oasis:entry colname="col4">512</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Number of spectral average</oasis:entry>
         <oasis:entry colname="col2">10</oasis:entry>
         <oasis:entry colname="col3">20</oasis:entry>
         <oasis:entry colname="col4">13</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3 dB beam width (<inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">1.0</oasis:entry>
         <oasis:entry colname="col3">0.6</oasis:entry>
         <oasis:entry colname="col4">0.5</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Sensitivity at 1 km (<inline-formula><mml:math id="M22" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dBZ</mml:mi></mml:mrow></mml:math></inline-formula>), 2 <inline-formula><mml:math id="M23" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">s</mml:mi></mml:mrow></mml:math></inline-formula> integration</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M24" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>50</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M25" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>70</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M26" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>58</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Nyquist velocity (<inline-formula><mml:math id="M27" display="inline"><mml:mo lspace="0mm">±</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M28" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M29" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">80</oasis:entry>
         <oasis:entry colname="col3">10.5</oasis:entry>
         <oasis:entry colname="col4">10.2</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Range resolution (<inline-formula><mml:math id="M30" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">36</oasis:entry>
         <oasis:entry colname="col4">36</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temporal sampling (<inline-formula><mml:math id="M31" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">s</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">2</oasis:entry>
         <oasis:entry colname="col3">2</oasis:entry>
         <oasis:entry colname="col4">3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Lowest clutter-free range (<inline-formula><mml:math id="M32" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">300</oasis:entry>
         <oasis:entry colname="col3">400</oasis:entry>
         <oasis:entry colname="col4">300</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Radome</oasis:entry>
         <oasis:entry colname="col2">No</oasis:entry>
         <oasis:entry colname="col3">No</oasis:entry>
         <oasis:entry colname="col4">Yes</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e814">The absolute pointing accuracy of the scanning Ka-band radar has been estimated to be better than <inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M34" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in elevation and azimuth using a sun-tracking method.
Following the methodology of <xref ref-type="bibr" rid="bib1.bibx30" id="text.29"/>, the mean Doppler velocity of the X- and W-band radars has been compared to the Ka-band system for several cases with different horizontal wind velocities and directions. This analysis showed that the relative misalignment of the three radars is in the range of <inline-formula><mml:math id="M35" display="inline"><mml:mn mathvariant="normal">0.1</mml:mn></mml:math></inline-formula><inline-formula><mml:math id="M36" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, which is expected to ensure a very high quality of the multi-frequency measurements.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>The 24 November 2018 case study</title>
      <p id="d1e861">The focus of our analysis is on a short time period (06:00–12:00 UTC) during a rain event on 24 November 2018. Selected radar measurements for this event are depicted in Fig. <xref ref-type="fig" rid="Ch1.F1"/>.
The top and bottom of the melting layer have been derived with the linear depolarization ratio (LDR) from the Ka-band radar following the method described in <xref ref-type="bibr" rid="bib1.bibx10" id="text.30"/>. This approach is based on a very strong bright band signature in the LDR data in correspondence to the melting regardless of the rainfall intensity. In this study, the inflection points around the LDR peak are used as the top and the bottom of the melting zone.
Over the presented time period, the altitude of the 0 <inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C isotherm was very stable and decreased by only 300 <inline-formula><mml:math id="M38" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> from 1.1 <inline-formula><mml:math id="M39" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> at 06:00 UTC to 0.8 <inline-formula><mml:math id="M40" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> at 12:00 UTC. Radar reflectivity data below the bright band indicate two intervals of intensified rainfall: the first period is from 06:45 to 07:45 UTC with the peak at 07:30 UTC and a shorter interval that occurs around 09:00 UTC. Although for both periods similar X-band reflectivities are measured close to the ground (approximately 27 <inline-formula><mml:math id="M41" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dBZ</mml:mi></mml:mrow></mml:math></inline-formula>), the reflectivity and the dual-frequency ratio (DFR) data suggest completely different ice microphysics aloft. The first period is characterized by larger X-band echoes in the ice part coinciding with extremely large <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">DFR</mml:mi><mml:mtext>X-Ka</mml:mtext></mml:msup></mml:mrow></mml:math></inline-formula> values reaching 16 dB, which is a signature of strong aggregation and presence of very large snowflakes <xref ref-type="bibr" rid="bib1.bibx29" id="paren.31"/>. Almost no <inline-formula><mml:math id="M43" display="inline"><mml:mi mathvariant="normal">DFR</mml:mi></mml:math></inline-formula> is measured after 07:45 UTC, which indicates relatively small ice particles. Note that the DFR data in ice were corrected for attenuation prior to the analysis. The attenuation due to the rain was derived from the Rayleigh part of the dual-frequency spectral ratio <xref ref-type="bibr" rid="bib1.bibx67" id="paren.32"><named-content content-type="pre">see e.g.,</named-content></xref> assuming negligible attenuation at the X-band. The extinction due to melting particles was estimated from the rainfall rates retrieved below the melting layer with the methodology of <xref ref-type="bibr" rid="bib1.bibx46" id="text.33"/>. This technique has been shown to be in agreement with multi-frequency Doppler spectra estimates <xref ref-type="bibr" rid="bib1.bibx39" id="paren.34"/>. These two components were added together and were used as a path-integrated attenuation correction factor that is applied to the column. This methodology does not account for any attenuation within snow but this should be minimal at the X- and Ka-bands, which seems to be confirmed by the fact that the DFR at the cloud top (Fig. <xref ref-type="fig" rid="Ch1.F1"/>), where Rayleigh targets are expected, is close to 0 dB.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e948">Time–height plots of radar variables measured at JOYCE on 24 November 2018: <bold>(a)</bold> X-band radar reflectivity factor (dBZ); <bold>(b)</bold> dual-frequency ratio (DFR) of X- and Ka-bands  (<inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msup><mml:mi>Z</mml:mi><mml:mrow class="chem"><mml:mi mathvariant="normal">X</mml:mi></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mrow class="chem"><mml:mi mathvariant="normal">Ka</mml:mi></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>); <bold>(c)</bold> mean Doppler velocity (MDV, Ka-band); <bold>(d)</bold> lidar backscattering cross section (note the difference in the range of the presented altitudes). The dashed lines indicate the top and the bottom of the melting level derived from the Ka-band linear depolarization ratio (LDR). Black contour lines show isotherms derived from ECMWF analysis.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f01.png"/>

        </fig>

      <p id="d1e989">The mean Doppler velocity (MDV) is depicted in Fig. <xref ref-type="fig" rid="Ch1.F1"/>c. Despite high temporal variability of the Doppler data (the result of vertical air motion and turbulence), a difference in  dynamical properties of ice for the two periods is evident. MDVs of approximately 1–1.5 m s<inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the first period are in agreement with simulations of large aggregates. Much larger velocities, especially after 08:00 UTC, suggest the presence of rimed ice crystals <xref ref-type="bibr" rid="bib1.bibx27" id="paren.35"/>.</p>
      <p id="d1e1010"><?xmltex \hack{\newpage}?>Figure <xref ref-type="fig" rid="Ch1.F1"/>d shows the measured lidar backscattering cross section from the ceilometer that is located less than 5 <inline-formula><mml:math id="M46" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> away from the radars.
Thanks to these measurements, periods where the environmental conditions are favorable for riming can by identified. Liquid clouds, which are essential for riming, appear as optically thick layers that strongly attenuate the light signal <xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx73" id="paren.36"/>.
The presented measurements exclude their presence before 08:00 UTC for altitudes below 2 <inline-formula><mml:math id="M47" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>.
Afterwards, liquid clouds are detected in the vicinity or within the melting region. Unfortunately, due to strong<?pagebreak page515?> attenuation no information about the presence of mixed-phase clouds aloft is available.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Methodology</title>
      <p id="d1e1044">This study aims at relating rain and ice microphysics immediately below and above the melting layer in stratiform precipitation.
The overall logic of our approach is summarized in the schematic of Fig. <xref ref-type="fig" rid="Ch1.F2"/>.
In a first approximation, retrieved rain properties can be exploited to infer information about the ice particles aloft via the MOSS assumption (follow black arrows).
Rainfall properties can be derived with less uncertainty than for ice because terminal velocities and backscattering cross sections of raindrops are much more constrained than those of ice and snow particles. The predicted ice PSDs can then be used to simulate radar snow spectra but only once a “snow model” is selected; the comparison between simulated and measured snow spectra allows the establishment of which snow models are more compatible with measurements
and how realistic the MOSS assumption is.
This bottom-up approach is not novel and has already been applied in the past <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx3" id="paren.37"><named-content content-type="pre">e.g.</named-content></xref>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e1056">Schematic illustrating the rationale of the spectra closure study: by linking microphysical properties of rain just below the melting layer and of ice just above, the MOSS (black arrows) and the mass flux continuity (red arrows) assumptions can be evaluated. </p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f02.png"/>

      </fig>

      <p id="d1e1065">Here, thanks to the multi-frequency Doppler spectra approach,
we can attempt a more elaborate “closure study” where
more accurate ice microphysical properties (and vertical wind) can be retrieved by matching spectra in ice at all frequencies via an optimal-estimation (OE) technique. For the a priori ice PSD, we use the exponential PSD that best fits the spectral measurements. From ice PSDs and vertical wind, fluxes and PSD moments can be derived that can be directly compared to their counterparts in rain in a top-down approach, thus addressing the science questions (Sect. <xref ref-type="sec" rid="Ch1.S1"/>). Such a procedure is featured in Fig. <xref ref-type="fig" rid="Ch1.F2"/> with red-colored boxes and arrows. We now describe in detail the key steps of the whole approach.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Rain DSD retrieval from multi-frequency radar Doppler spectra</title>
      <p id="d1e1080">Vertically pointing Doppler radars usually provide the full Doppler spectrum, i.e., the spectral distribution of the return power over the range of the line-of-sight velocities. Because the raindrop terminal velocity is an increasing and well-constrained function of the raindrop size <xref ref-type="bibr" rid="bib1.bibx1" id="paren.38"/>, these measurements can be used to resolve the drop size distribution (DSD), once the vertical wind and turbulence are known <xref ref-type="bibr" rid="bib1.bibx76 bib1.bibx68 bib1.bibx17" id="paren.39"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p id="d1e1091">Our DSD retrieval in the range bins below the melting zone closely follows the steps described in <xref ref-type="bibr" rid="bib1.bibx66" id="text.40"/>. The only modification introduced here is the extension of the observation vector from two to three frequency bands in order to fully exploit the measurement capabilities of the radar site. The retrieval is based on Bayes' theorem <xref ref-type="bibr" rid="bib1.bibx54" id="paren.41"/>: it minimizes the cost function that is composed of two equally weighted components. The first component computes the weighted distance to the triple-frequency spectra measurements, with the inverse variance of the measurement error used as a weight. The other term calculates the deviation from the prior knowledge of the DSD. For this retrieval, a widely adopted gamma-shaped DSD that fits the spectral measurements the best is used as the a priori estimate <xref ref-type="bibr" rid="bib1.bibx66" id="paren.42"><named-content content-type="pre">for more detail see</named-content></xref>.
The backscattering cross sections of raindrops are computed with a T‐matrix method
using the Python code of <xref ref-type="bibr" rid="bib1.bibx32" id="text.43"/>. The refractive index of water is computed at 10 <inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C using a model of <xref ref-type="bibr" rid="bib1.bibx71" id="text.44"/>. Terminal velocities of raindrops are interpolated from a dataset of <xref ref-type="bibr" rid="bib1.bibx19" id="text.45"/> whereas the aspect ratio is calculated with a formula of <xref ref-type="bibr" rid="bib1.bibx8" id="text.46"/>. The orientation of raindrops is assumed to follow a normal distribution of about <inline-formula><mml:math id="M49" display="inline"><mml:mn mathvariant="normal">0</mml:mn></mml:math></inline-formula><inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> with a standard deviation of <inline-formula><mml:math id="M51" display="inline"><mml:mn mathvariant="normal">8</mml:mn></mml:math></inline-formula><inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx25" id="paren.47"/>. Doppler spectra are simulated according to the methodology described in <xref ref-type="bibr" rid="bib1.bibx66" id="text.48"/> accounting for turbulence, vertical wind and radar noise level.</p>
      <p id="d1e1164">The algorithm retrieves binned DSD along with two dynamical parameters: turbulence and vertical wind.</p>
      <p id="d1e1167">An example of the measurements and the corresponding retrieval is presented in Fig. <xref ref-type="fig" rid="Ch1.F3"/>.
As expected, the spectral power for velocities below 4 m s<inline-formula><mml:math id="M53" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is nearly identical for the different frequencies, which is a result of Rayleigh (<inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mo>∝</mml:mo><mml:msup><mml:mi>D</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>) scattering at all bands for drops smaller than approximately 1 <inline-formula><mml:math id="M55" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>. This Rayleigh part of the spectrum can be used to determine differential path-integrated attenuation for different radar bands <xref ref-type="bibr" rid="bib1.bibx67" id="paren.49"/>. The spectrally derived differential attenuation has been accounted for, prior to the retrieval. A significant reduction in the measured power at the W-band compared to the other frequency measurements can be found for velocities exceeding 4 m s<inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. This fall velocity regime corresponds to particle sizes for which non-Rayleigh scattering effects increase and culminate at the first resonant minimum, expected at 5.95 m s<inline-formula><mml:math id="M57" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> according to <xref ref-type="bibr" rid="bib1.bibx19" id="text.50"/> data. The difference between the measured and the anticipated position of the peak in the spectrum corresponds to the vertical air velocity <xref ref-type="bibr" rid="bib1.bibx31" id="paren.51"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e1242"><bold>(a)</bold> Doppler spectra measured in rain just below the melting zone at 07:01:34 UTC. The green, orange and blue lines correspond to X-, Ka- and W-band data, respectively. The shaded areas represent the measurement uncertainties. <bold>(b)</bold> The corresponding binned DSD retrieval (blue) and the best fit gamma DSD (orange). The <inline-formula><mml:math id="M58" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis is the melted-equivalent diameter. The water content (WC) and mass-weighted mean diameter (<inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) corresponding to the binned DSD are shown as text in the corner.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f03.png"/>

        </fig>

      <p id="d1e1274">The blue line in Fig. <xref ref-type="fig" rid="Ch1.F3"/>b shows the retrieved DSD that minimizes the cost function. This solution fits the measured radar reflectivity with an accuracy of 0.25 <inline-formula><mml:math id="M60" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> at all frequency bands (not shown). As it can be seen, the widely used gamma model (orange line) represents the bulk shape of the binned DSD for drops up to 3 <inline-formula><mml:math id="M61" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> in size well. Nevertheless, some subtle features of the Doppler spectra, such as an increase in the X- and Ka-band spectra around 6 m s<inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> that corresponds to a local DSD maximum around 2 <inline-formula><mml:math id="M63" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>, cannot be modeled with the gamma function. It should be noted that although we assume a gamma-shaped PSD as a prior, no explicit functional shape is assumed for the retrieved DSD. This is an important advantage of the spectral retrieval as it allows the retrieval of complex DSDs, such as multi-modal distributions.</p>
</sec>
<?pagebreak page516?><sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Deriving snow PSD from rain DSD via the melting-only steady-state assumption</title>
      <p id="d1e1323">In order to connect properties of ice with the properties of rain, several assumptions are made. Firstly, processes across the melting layer are assumed to be in steady state. Secondly, effects of condensation or evaporation are neglected. The radiosonde launched at 09:00 UTC showed RH values exceeding 90 % in the proximity to the freezing level, which effectively excludes the possibility of evaporation.
However, the possibility of condensation on melting ice particles and collision–coalescence with cloud droplets cannot be ruled out. Due to the saturation problem of the GRAW humidity sensor the RH measurements are likely to be underestimated, which is confirmed by lidar measurements where signatures of liquid clouds are present within the melting zone after 08:15 UTC (Fig. <xref ref-type="fig" rid="Ch1.F1"/>d), which indicates water vapor supersaturation conditions. Despite the potential inconsistencies of our assumptions with the actual state of the atmosphere, neglecting condensation and evaporation is used as a simplifying hypothesis that implies the flux of mass through the melting zone is conserved.
Furthermore, following <xref ref-type="bibr" rid="bib1.bibx62" id="text.52"/>, <xref ref-type="bibr" rid="bib1.bibx78" id="text.53"/>, and <xref ref-type="bibr" rid="bib1.bibx46" id="text.54"/>, no breakup and no interaction between melting particles are assumed. Consequently, we might assume that one ice particle is converted into one raindrop and the mass of each particle is preserved through the melting layer (<inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:msub><mml:mi>m</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>m</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>); thus the particle number flux is conserved at any size. Mathematically,
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M65" display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9.7}{9.7}\selectfont$\displaystyle}?><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mfenced close="]" open="["><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mfenced open="[" close="]"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>+</mml:mo><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denote the concentrations, and <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the still-air terminal velocities of snowflakes above the freezing level (subscript s) and raindrops below the melting zone (subscript r), respectively.  Vertical air motions <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in snow and rain are assumed to be negative when upwards.
Vertical air motions in stratiform precipitation can be assumed to be small compared to sedimentation velocities and hence they are neglected in the following.
We will refer to this set of assumptions as the “melting-only steady-state” hypothesis. It is convenient to formulate Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>) in terms of the equivalent melted diameter <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, which is a quantity preserved through the melting process:</p>
      <?pagebreak page517?><p id="d1e1547"><?xmltex \hack{\newpage}?>
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M73" display="block"><mml:mtable rowspacing="0.2ex" class="split" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>⇒</mml:mo><mml:mspace linebreak="nobreak" width="2em"/><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          Equation (<xref ref-type="disp-formula" rid="Ch1.E2"/>) expresses a link between the PSD of ice and the DSD of rain resulting from melting of snow. It shows how the <inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:mi>V</mml:mi><mml:mo>-</mml:mo><mml:mi>D</mml:mi></mml:mrow></mml:math></inline-formula> relationship for ice particles influences the shape of the underlying distribution of rain. This relation should be understood as a first-order approximation that can be applied only when (1) the process is steady state, (2) collision, coalescence and breakup are negligible, and (3) the relative humidity is close to the saturation level.</p>
      <p id="d1e1703">To verify whether or where the MOSS assumption holds, the procedure shown in Fig. <xref ref-type="fig" rid="Ch1.F2"/> as the black arrows is applied.
First, the triple-frequency measurements are extracted from the ranges just below the melting zone. Then, the full Doppler spectra are used to retrieve a binned rain PSD (step A). By applying the MOSS assumption through the melting zone, the rain DSD is mapped into the PSD of ice (step B, Eq. (<xref ref-type="disp-formula" rid="Ch1.E2"/>)).
The procedure is applied to 18 different snow models, described in detail hereafter in Sect. <xref ref-type="sec" rid="Ch1.S3.SS3"/>. For ease of display, only two models (needles and graupel) representative of two extremes are illustrated in the insets of Fig. <xref ref-type="fig" rid="Ch1.F2"/>.
The number concentration predicted for the ice particles just above the melting layer depends on the snow model due to differences between their aerodynamical properties; e.g. the aggregate models are characterized by higher particle concentration than rimed particles (compare the dashed–dotted with the dashed line in Fig. <xref ref-type="fig" rid="Ch1.F2"/>, panel “PSD of ice”). Doppler spectra corresponding to each snow model are derived with scattering and aerodynamical models (step C). The resulting simulated spectra at the three bands are compared with the actual measurements (step D).
As a first closure attempt, simulated radar reflectivities for ice (corrected for attenuation using the methodology described in Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>) and Doppler velocities are compared with the measurements.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Snow models and Doppler spectrum simulator</title>
      <p id="d1e1727">The Doppler spectrum measured by a vertically pointing radar transmitting at the wavelength <inline-formula><mml:math id="M75" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is given by
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M76" display="block"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="italic">λ</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi>V</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>A</mml:mi><mml:mi mathvariant="italic">λ</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi>w</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub><mml:mo>∗</mml:mo><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">air</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>(</mml:mo><mml:mi>V</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi mathvariant="italic">λ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the two-way attenuation, <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi>w</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the reflectivity spectrum due to scattering from radar targets affected by the vertical wind <inline-formula><mml:math id="M79" display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi>T</mml:mi><mml:mi mathvariant="normal">air</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the air broadening kernel and <inline-formula><mml:math id="M81" display="inline"><mml:mo>∗</mml:mo></mml:math></inline-formula> denotes the convolution operator <xref ref-type="bibr" rid="bib1.bibx12" id="paren.55"><named-content content-type="pre">for more detail see</named-content></xref>. Note that the vertical wind only shifts the spectrum, i.e.,
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M82" display="block"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi>w</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>V</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>V</mml:mi><mml:mo>-</mml:mo><mml:mi>w</mml:mi><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The reflectivity spectrum, <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, can be expressed in terms of the particle size distribution and the backscattering cross section as
            <disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M84" display="block"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">target</mml:mi></mml:mrow></mml:msub><mml:mo>(</mml:mo><mml:mi>V</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi mathvariant="italic">λ</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msup><mml:mo>|</mml:mo><mml:mi>K</mml:mi><mml:msup><mml:mo>|</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mi>N</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="italic">λ</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>V</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="italic">λ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> gives the backscattering cross section of a target of a given size and <inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:mi>K</mml:mi><mml:msup><mml:mo>|</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> denotes its radar dielectric factor, and <inline-formula><mml:math id="M87" display="inline"><mml:mi>V</mml:mi></mml:math></inline-formula> is its terminal velocity that is assumed to be dependent on the particle size.
In this study a wide gamut of “snow models” are considered to account for the large variability of scattering and aerodynamical properties of ice crystals. Each snow model entails a mass–size and an area–size relationship and provides size-dependent backscattering and extinction cross sections and fall speeds.</p>
      <p id="d1e2044">Broadly speaking two snow classes are analyzed in this study. The first class consists of unrimed aggregates of different ice habits, i.e., needles, plates, columns and dendrites. These aggregates were created using the aggregation code described in detail in <xref ref-type="bibr" rid="bib1.bibx33" id="text.56"/>. In total, approximately 30 500 aggregates were generated. The total number of monomers, as well as their size distribution have been varied, in order to produce a large variety of shapes and densities. The monomers are distributed according to an inverse exponential size distribution, with the characteristic size ranging from 0.2 to 1 <inline-formula><mml:math id="M88" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> with a minimum and maximum monomer size of 0.1 and 3 <inline-formula><mml:math id="M89" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>, respectively. The final aggregates consist of up to 1000 monomers and reach sizes of 2 <inline-formula><mml:math id="M90" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">cm</mml:mi></mml:mrow></mml:math></inline-formula>. The scattering properties were obtained with the self-similar Rayleigh–Gans approximation (SSRGA; <xref ref-type="bibr" rid="bib1.bibx22 bib1.bibx23" id="altparen.57"/>). The SSRGA allows the approximation of the scattering properties of an ensemble of self-similar, low-density particles (such as aggregates) with an analytical expression and a set of corresponding fitting parameters which characterize the structural properties of the simulated snowflakes. For more detail on the SSRGA model used in this study see <xref ref-type="bibr" rid="bib1.bibx49" id="text.58"/>.</p>
      <p id="d1e2081">The second considered class contains snow particles generated by <xref ref-type="bibr" rid="bib1.bibx34" id="text.59"/> and <xref ref-type="bibr" rid="bib1.bibx36" id="text.60"/> comprised of aggregates of dendrites with different degrees of riming.
Three riming scenarios are included in this dataset: particles, which grew by riming only (model C, LS15C), aggregation and riming occurring simultaneously (model A, LS15A), or aggregation and riming occurring subsequently (model B, LS15B). The degree of riming is expressed in terms of the equivalent liquid water path ranging from 0 <inline-formula><mml:math id="M91" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kg</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M92" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for dry aggregates to 2 <inline-formula><mml:math id="M93" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kg</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M94" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for graupel-like particles. For instance, “LS15A1.0” denotes the model of aggregates grown by simultaneous riming and aggregation, where particles passed through a layer of 1 <inline-formula><mml:math id="M95" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kg</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M96" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> of cloud droplets.</p>
      <?pagebreak page518?><p id="d1e2157">The terminal velocities of individual particles in the two snow classes are simulated for a standard atmosphere using the methodology of <xref ref-type="bibr" rid="bib1.bibx6" id="text.61"/>. Then the expected velocity–size formula for each snow model is generated by a least-square difference fit of the generated data to the Atlas-like formula <xref ref-type="bibr" rid="bib1.bibx1" id="paren.62"/> (suggested by <xref ref-type="bibr" rid="bib1.bibx57" id="altparen.63"/>, as also applicable):
            <disp-formula id="Ch1.E6" content-type="numbered"><label>6</label><mml:math id="M97" display="block"><mml:mrow><mml:mi>V</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mi>exp⁡</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">γ</mml:mi><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M98" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math id="M99" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M100" display="inline"><mml:mi mathvariant="italic">γ</mml:mi></mml:math></inline-formula> are the optimal fitting parameters. The shape of this fitting function is more realistic than the frequently used power-law fits since it can reproduce velocity saturation at larger sizes. Moreover, this parametrization is characterized by considerably smaller root-mean-square error of the fit than the traditional power-law approach. A complete list of the fitting parameters corresponding to the different snow models is given in Table <xref ref-type="table" rid="Ch1.T2"/>.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Table}?><label>Table 2</label><caption><p id="d1e2235">Coefficients of the Atlas-like velocity–size relation (Eq. <xref ref-type="disp-formula" rid="Ch1.E6"/>) for different snow models.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Snow model</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M101" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M102" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M103" display="inline"><mml:mi mathvariant="italic">γ</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(<inline-formula><mml:math id="M104" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M105" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col3">(<inline-formula><mml:math id="M106" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M107" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col4">(<inline-formula><mml:math id="M108" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Plate</oasis:entry>
         <oasis:entry colname="col2">1.41</oasis:entry>
         <oasis:entry colname="col3">1.43</oasis:entry>
         <oasis:entry colname="col4">1330.30</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Dendrite</oasis:entry>
         <oasis:entry colname="col2">0.89</oasis:entry>
         <oasis:entry colname="col3">0.90</oasis:entry>
         <oasis:entry colname="col4">1475.10</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Column</oasis:entry>
         <oasis:entry colname="col2">1.58</oasis:entry>
         <oasis:entry colname="col3">1.60</oasis:entry>
         <oasis:entry colname="col4">1552.29</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Needle</oasis:entry>
         <oasis:entry colname="col2">1.08</oasis:entry>
         <oasis:entry colname="col3">1.09</oasis:entry>
         <oasis:entry colname="col4">1781.26</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Col. &amp; dend.</oasis:entry>
         <oasis:entry colname="col2">0.93</oasis:entry>
         <oasis:entry colname="col3">0.92</oasis:entry>
         <oasis:entry colname="col4">3628.93</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A0.0</oasis:entry>
         <oasis:entry colname="col2">0.88</oasis:entry>
         <oasis:entry colname="col3">0.88</oasis:entry>
         <oasis:entry colname="col4">1626.17</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A0.1</oasis:entry>
         <oasis:entry colname="col2">2.16</oasis:entry>
         <oasis:entry colname="col3">2.16</oasis:entry>
         <oasis:entry colname="col4">660.76</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A0.2</oasis:entry>
         <oasis:entry colname="col2">2.09</oasis:entry>
         <oasis:entry colname="col3">2.09</oasis:entry>
         <oasis:entry colname="col4">936.83</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A0.5</oasis:entry>
         <oasis:entry colname="col2">2.43</oasis:entry>
         <oasis:entry colname="col3">2.43</oasis:entry>
         <oasis:entry colname="col4">1400.49</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A1.0</oasis:entry>
         <oasis:entry colname="col2">3.06</oasis:entry>
         <oasis:entry colname="col3">3.06</oasis:entry>
         <oasis:entry colname="col4">1199.37</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15A2.0</oasis:entry>
         <oasis:entry colname="col2">3.96</oasis:entry>
         <oasis:entry colname="col3">3.96</oasis:entry>
         <oasis:entry colname="col4">860.00</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15B0.1</oasis:entry>
         <oasis:entry colname="col2">1.25</oasis:entry>
         <oasis:entry colname="col3">1.25</oasis:entry>
         <oasis:entry colname="col4">1874.71</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15B0.2</oasis:entry>
         <oasis:entry colname="col2">1.53</oasis:entry>
         <oasis:entry colname="col3">1.53</oasis:entry>
         <oasis:entry colname="col4">2144.21</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15B0.5</oasis:entry>
         <oasis:entry colname="col2">2.29</oasis:entry>
         <oasis:entry colname="col3">2.29</oasis:entry>
         <oasis:entry colname="col4">1707.05</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15B1.0</oasis:entry>
         <oasis:entry colname="col2">3.25</oasis:entry>
         <oasis:entry colname="col3">3.25</oasis:entry>
         <oasis:entry colname="col4">1161.20</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15B2.0</oasis:entry>
         <oasis:entry colname="col2">4.59</oasis:entry>
         <oasis:entry colname="col3">4.59</oasis:entry>
         <oasis:entry colname="col4">715.88</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">LS15C</oasis:entry>
         <oasis:entry colname="col2">6.03</oasis:entry>
         <oasis:entry colname="col3">6.03</oasis:entry>
         <oasis:entry colname="col4">443.07</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>Optimal estimation retrieval of ice PSD based on multi-frequency Doppler spectra</title>
      <p id="d1e2627">While the bottom-up approach (comparing measured and simulated ice Doppler spectra based on rain DSD) only provides a qualitative evaluation of the MOSS assumption, we aim to directly derive the ice PSD from the measured multi-frequency Doppler spectra just above the freezing level. The principal of this OE retrieval is very similar to the OE retrieval used for rain. Of course, the more complex scattering and terminal velocity behavior of snow must be accounted for and will also likely increase the retrieval uncertainties.</p>
      <p id="d1e2630">In rain, we used the gamma model DSD that best fits the spectra <xref ref-type="bibr" rid="bib1.bibx66" id="paren.64"/>; in ice, the exponential PSD that best fits the spectral ratios and the radar reflectivity at the X-band is used as a prior estimate. An uncertainty of a factor of 2 is assumed for the prior binned PSD concentration.
A prior for turbulence is derived using the method proposed by <xref ref-type="bibr" rid="bib1.bibx7" id="text.65"/>. The velocity of the slowest detectable radar targets in ice is used as the prior for the vertical velocity (step E). The uncertainties of these estimates are set to 175 % for the turbulence and 0.16 m s<inline-formula><mml:math id="M109" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for the vertical wind. These uncertainty values are derived from the corresponding root-mean-square differences between the first guesses and the final estimates in rain over the analysis period.
The retrieval is performed for all the selected models independently; the distance between the simulated and the measured spectra, <inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mi mathvariant="normal">model</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, is used as a measure of quality of the retrievals at each time step. The final estimate of the posterior PSD is derived as a weighted mean of all the solutions. The weights of each model, <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">model</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, are computed as the softmax function of the distances to the spectral measurements, i.e.,
            <disp-formula id="Ch1.E7" content-type="numbered"><label>7</label><mml:math id="M112" display="block"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mi mathvariant="normal">model</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:msubsup><mml:mi mathvariant="italic">δ</mml:mi><mml:mi mathvariant="normal">model</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msup><mml:msup><mml:mfenced close=")" open="("><mml:mrow><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi mathvariant="normal">models</mml:mi></mml:munder><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:msubsup><mml:mi mathvariant="italic">δ</mml:mi><mml:mi mathvariant="normal">model</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:msup></mml:mrow></mml:mfenced><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          The snow retrievals that do not fit the measurements well do not contribute much to the final estimate due to the exponential decay, and the models that resemble the spectral measurements well contribute the most. The uncertainty estimate of the final retrieval is derived from the weighted standard deviation of the solutions. Uncertainties of individual retrievals are neglected in the final estimate because they are much smaller than the variability corresponding to different snow models.
For the final solution, parameters like mass flux and equivalent mass-weighted size can be computed and directly compared with the same parameters in the rain (step F).
This allows us to achieve the “closure” and, for instance, to assess the validity of the flux continuity assumption.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Results</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>DSD retrieval</title>
      <p id="d1e2744">The goal of this study is to link the properties of rain with the characteristics of the overlying ice in stratiform precipitation.
As the rain DSD is the basis for this closure analysis, we first compare the spectra-retrieved DSD with the Parsivel2 measurements at the ground (Fig. <xref ref-type="fig" rid="Ch1.F4"/>). Despite the vertical distance of approximately 700–800 <inline-formula><mml:math id="M113" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> between the disdrometer and the radar-retrieved DSD just below the melting zone, the two methodologies provide comparable results.
The comparison reveals several advantages of the radar-derived DSDs. First, it is able to retrieve  smaller drop sizes (<inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M115" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>) that are not detected by the disdrometer <xref ref-type="bibr" rid="bib1.bibx65 bib1.bibx64 bib1.bibx53" id="paren.66"/>. Second, it has much higher temporal resolution (6 versus 60 <inline-formula><mml:math id="M116" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">s</mml:mi></mml:mrow></mml:math></inline-formula>). Third, it provides more reliable estimate of the number of large drops that are very infrequent and may not be captured by the limited sampling volume of the disdrometer. Note that the spectral method also has its limitations; e.g. the retrieval for <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M118" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> must be interpreted with caution due to increasing uncertainties <xref ref-type="bibr" rid="bib1.bibx68" id="paren.67"><named-content content-type="pre">see</named-content></xref>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e2822"><bold>(a)</bold> DSD measurements at the ground with a Parsivel disdrometer. <bold>(b)</bold> DSD retrieved with multi-frequency Doppler spectra below the melting zone at ca. 700–800 m. The period shaded in blue corresponds to the region of large <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">DFR</mml:mi><mml:mtext>X-Ka</mml:mtext></mml:msup></mml:mrow></mml:math></inline-formula> values above the melting layer that indicates aggregation. The period of enhanced Doppler velocities indicating riming is marked in red.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f04.png"/>

        </fig>

      <?pagebreak page519?><p id="d1e2847"><?xmltex \hack{\newpage}?>Throughout the rest of the paper, the period of large <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">DFR</mml:mi><mml:mtext>X-Ka</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> values (aggregation) is marked by the light blue color, whereas the domain of enhanced Doppler velocity (riming) is shaded in red.
The DSDs during the two periods are quite distinct: the aggregation-dominated period (almost 1 h) is associated with a larger number of big drops and almost exponential DSDs. During the following riming period, a much larger concentration of small droplets and multi-modalities of the DSD are found. There are two potential sources of this high concentration of small droplets: super-cooled drizzle that forms aloft by coalescence of supercooled cloud droplets or secondary ice crystals, e.g. generated by the Hallett–Mossop process <xref ref-type="bibr" rid="bib1.bibx47" id="paren.68"/>. In the first scenario, the slowly falling mode does not significantly change its intensity and position in the Doppler spectrum while passing through the melting zone <xref ref-type="bibr" rid="bib1.bibx77" id="paren.69"/> because there is no phase change of the particles. In the second scenario, the melting process changes the velocities and backscattering properties of the hydrometeors, thus resulting in a shift and a change in amplitude of the spectral power of the mode. The following analysis of the evolution of the Doppler spectra from the ice to the rain part is therefore expected to better explain the source of the small droplet mode.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Doppler spectral features during the investigated time periods</title>
      <p id="d1e2876">Differences between riming and aggregation regimes are reflected in the Doppler spectra that are shown in Fig. <xref ref-type="fig" rid="Ch1.F5"/>.
During aggregation, the spectra in the ice phase are unimodal and the position of the peak is relatively constant at different heights, which indicates weak vertical air motion (Fig. <xref ref-type="fig" rid="Ch1.F5"/>a). The transition from ice to rain, corresponding to a strong broadening of the spectra, happens very rapidly within less than 200 <inline-formula><mml:math id="M121" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.
The “aggregates” have a consistent spectral peak to 4 km, while the “rimed” particles also show a vertically coherent peak, but only up to 1.75 km in altitude.
The spectra from the riming period (Fig. <xref ref-type="fig" rid="Ch1.F5"/>b) are characterized by a much thicker melting layer (approximately 400 <inline-formula><mml:math id="M122" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>) and by bimodal distributions both in rain and in ice. The secondary ice mode appears approximately 1–1.5 <inline-formula><mml:math id="M123" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> above the melting level, which corresponds to temperatures ranging between <inline-formula><mml:math id="M124" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4 and <inline-formula><mml:math id="M125" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>6.5 <inline-formula><mml:math id="M126" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C according to the radiosonde launched at 09:00 UTC. There is high vertical variability in the position of the main peak, which indicates more dynamical conditions.
The secondary mode increases its intensity while approaching the melting level but remains clearly separated from the main peak (see Fig. <xref ref-type="fig" rid="Ch1.F5"/>b).
In the melting zone this separation disappears, and the fall speed of the secondary mode increases so that the secondary peak stretches out in the velocity domain and merges with the primary mode.
This behavior excludes the scenario of super-cooled drizzle above the freezing level as it was discussed before. The LDR measurements at the Ka-band (Fig. <xref ref-type="fig" rid="Ch1.F5"/>d) are in agreement with this theory. The slowly falling mode corresponds to LDR reaching <inline-formula><mml:math id="M127" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>15 <inline-formula><mml:math id="M128" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>; such values are much larger than those expected for nearly spherical drizzle droplets.
This spectral feature is similar to the enhanced LDR signatures found in <xref ref-type="bibr" rid="bib1.bibx52" id="text.70"/> and <xref ref-type="bibr" rid="bib1.bibx18" id="text.71"/>. They related the high-LDR region to columnar ice crystals grown in liquid-cloud layers through secondary ice production. Interestingly, the high-LDR signature of the small ice mode can also be detected during the melting of these particles, which might imply that the columnar crystals are of considerable size as they seem to maintain their asymmetric shape for quite some time until they are completely melted into drops (Fig. <xref ref-type="fig" rid="Ch1.F5"/>d).
During aggregation, the opposite is true, i.e., the Ka-band LDR of large snowflakes is clearly larger than that of small ice crystals. This increase in LDR for large aggregates is principally consistent with scattering simulations of realistic snowflakes in <xref ref-type="bibr" rid="bib1.bibx72" id="text.72"><named-content content-type="post">their Fig. 7</named-content></xref> where LDR values are predicted to increase for maximum sizes exceeding 5 mm.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e2968">W-band Doppler spectra <bold>(a, b)</bold> and Ka-band spectral LDR <bold>(c, d)</bold>. Panels <bold>(a)</bold> and <bold>(c)</bold> correspond to the measurements at 07:01 UTC dominated by aggregation; panels <bold>(b)</bold> and <bold>(d)</bold> were sampled at 08:58 UTC, when mean Doppler velocities indicate the presence of rimed particles. Only the data where SNR<inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M130" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> are shown. The black box in panel <bold>(b)</bold> marks the secondary modes in ice and rain. Positive Doppler velocities indicate motions towards the radar.</p></caption>
          <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f05.png"/>

        </fig>

      <p id="d1e3017">Note that the secondary mode in rain (Fig. <xref ref-type="fig" rid="Ch1.F5"/>b) appears to be disconnected from the secondary mode in ice during riming. At an altitude of approximately 800 <inline-formula><mml:math id="M131" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> there is a clear gap between them, which is shown by the black box in Fig. <xref ref-type="fig" rid="Ch1.F5"/>b. This separation is present over several minutes, which suggests that the small rain droplets do not originate from the melting of ice crystals; thus the assumption of one-to-one correspondence between ice particles and raindrops may not hold for this profile. Lidar measurements (Fig. <xref ref-type="fig" rid="Ch1.F1"/>d) indicate the presence of a small droplets within the melting zone; therefore the secondary mode in rain is likely to be drizzle generated by this liquid layer or melting ice crystals (too little to be detected by the radar) that underwent rapid growth through collision–coalescence processes while passing through the cloud.</p>
</sec>
<?pagebreak page520?><sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Inferring ice PSD based on rain DSD via the melting-only steady-state assumption</title>
      <p id="d1e3042">In a first step, we derive the DSD of ice from the PSD of rain via the MOSS assumption (Eq. <xref ref-type="disp-formula" rid="Ch1.E2"/>).
Figure <xref ref-type="fig" rid="Ch1.F6"/>a shows the DSD mass-weighted mean diameter (<inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and the water content (WC), as it is retrieved from the Doppler spectra in the rain below the melting region.
The aggregation period is characterized by smaller water content but larger characteristic size of raindrops compared to the riming period.
With the MOSS assumption, the ice WC and the melted <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of snow depend on the <inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:mi>V</mml:mi><mml:mo>-</mml:mo><mml:mi>D</mml:mi></mml:mrow></mml:math></inline-formula> relationship of ice and on the rain DSD.
Because the velocities of raindrops are larger than those of the same-mass snowflakes of any density, it follows that <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. Consequently, the assumptions made in Sect. <xref ref-type="sec" rid="Ch1.S3.SS2"/> imply that the ice WCs at the freezing level are always larger than the rain WCs just below the melting zone (Fig. <xref ref-type="fig" rid="Ch1.F6"/>b). In the most extreme scenario, i.e., in the case of slow dendrite aggregates, ice WC can be 7 times larger than rain WC. For rimed snowflakes, this difference is much smaller, but still a factor of 2 is expected for graupel-like particles.
Because the ratio <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">eq</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is not constant but rather monotonically increases with size, the  ice PSD is not simply a scaled version of the underlying DSD of rain; i.e., the number concentration of large particles is increased compared to the small ones. This causes a reduction of the mean mass-weighted diameter (<inline-formula><mml:math id="M137" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) during melting; i.e., the expected characteristic size of the DSD below the melting zone is up to 30 % smaller than the  corresponding size in the ice aloft (Fig. <xref ref-type="fig" rid="Ch1.F6"/>c), and this change is purely ascribed to aerodynamic effects combined with the mass flux conservation constraint. Note that for the majority of the particle models, the associated difference in <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> usually does not exceed 10 %; for rimed particles this change is even less pronounced and the characteristic melted-equivalent size is practically preserved.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e3187"><bold>(a)</bold> Derived <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and WC (in log units) for the rain DSD just below the melting zone. <bold>(b)</bold> Relative change of the WC when passing from rain to ice, i.e., WC<inline-formula><mml:math id="M140" display="inline"><mml:msub><mml:mi/><mml:mtext>ice</mml:mtext></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M141" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> WC<inline-formula><mml:math id="M142" display="inline"><mml:msub><mml:mi/><mml:mtext>rain</mml:mtext></mml:msub></mml:math></inline-formula>. <bold>(c)</bold> The same as panel <bold>(b)</bold> but for <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, i.e., <inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:msubsup><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi><mml:mtext>ice</mml:mtext></mml:msubsup><mml:mo>/</mml:mo><mml:msubsup><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi><mml:mtext>rain</mml:mtext></mml:msubsup></mml:mrow></mml:math></inline-formula>. Different colors correspond to different ice models as indicated in the legend. Dashed lines correspond to unrimed aggregates, and solid lines denote rimed particles. Blue and red shading indicates aggregation- and riming-dominated periods, respectively.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f06.png"/>

        </fig>

<sec id="Ch1.S4.SS3.SSS1">
  <label>4.3.1</label><title>Discussion of the validity of the melting-only steady-state assumption</title>
      <p id="d1e3284">According to the “reflectivity flux” method proposed by  <xref ref-type="bibr" rid="bib1.bibx13" id="text.73"/> and <xref ref-type="bibr" rid="bib1.bibx78" id="text.74"/>, the ratio of the reflectivity fluxes in snow and rain,
              <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M145" display="block"><mml:mrow><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>≡</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:msub><mml:mi>V</mml:mi><mml:mrow><mml:mi mathvariant="normal">D</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">s</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:msub><mml:mi>V</mml:mi><mml:mrow><mml:mi mathvariant="normal">D</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">r</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            is equal to <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>≡</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">i</mml:mi></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mfenced close=")" open="("><mml:mrow><mml:mo>|</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">i</mml:mi></mml:msub><mml:msup><mml:mo>|</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>/</mml:mo><mml:mo>|</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub><mml:msup><mml:mo>|</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.23</mml:mn></mml:mrow></mml:math></inline-formula>, where the mean Doppler velocity is denoted by <inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and the subscripts s and r indicate sampling in snow and rain, respectively, whereas the subscript i indicates ice. The relation is only valid for Rayleigh targets (which should hold for our X-band data) and under the MOSS assumption. Although the factor <inline-formula><mml:math id="M148" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> was computed assuming constant ice density, the derivation is based on the formula of Debye  (<inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:msub><mml:mi>K</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>|</mml:mo><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="normal">const</mml:mi></mml:mrow></mml:math></inline-formula>), which implies the reflectivity of ice particles depends only on their mass not density. Therefore, the value of <inline-formula><mml:math id="M150" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> is independent of the snow morphology. Values between 0.15 and 0.30 are still compatible with the MOSS assumption when plausible vertical air motions (i.e., <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>±</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M152" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M153" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:msub><mml:mi>w</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M155" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M156" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) are allowed <xref ref-type="bibr" rid="bib1.bibx13" id="paren.75"/>. If we introduce a normalized parameter in logarithmic units,
              <disp-formula id="Ch1.E9" content-type="numbered"><label>9</label><mml:math id="M157" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>[</mml:mo><mml:mi mathvariant="normal">dB</mml:mi><mml:mo>]</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:msub><mml:mi>log⁡</mml:mi><mml:mn mathvariant="normal">10</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">γ</mml:mi><mml:mn mathvariant="normal">0.23</mml:mn></mml:mfrac></mml:mstyle></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            values of <inline-formula><mml:math id="M158" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> higher (lower) than 0 <inline-formula><mml:math id="M159" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> are indicative of breakup (collision–coalescence) or of a nonstationary process. Note that this method is based purely on the radar measurements. Thus it is not dependent on any snow or rain model.
The methodology has been recently applied to X-band profiler data by <xref ref-type="bibr" rid="bib1.bibx16" id="text.76"/>, where it was found that thicker melting layers generally correspond to negative <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, i.e., are indicative of dominant coalescence and/or aggregation while transitioning from ice to liquid.
Moreover, by combining Eq. (<xref ref-type="disp-formula" rid="Ch1.E8"/>) for <inline-formula><mml:math id="M161" display="inline"><mml:mrow><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0.23</mml:mn></mml:mrow></mml:math></inline-formula> with Eq. (<xref ref-type="disp-formula" rid="Ch1.E9"/>), the ice reflectivity that would correspond to the MOSS assumption can be derived:
              <disp-formula id="Ch1.E10" content-type="numbered"><label>10</label><mml:math id="M162" display="block"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the reflectivity measured above the freezing level.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><?xmltex \def\figurename{Figure}?><label>Figure 7</label><caption><p id="d1e3668">The normalized ratio between the reflectivity fluxes in ice and rain in the vicinity of the melting level as defined by Eq. (<xref ref-type="disp-formula" rid="Ch1.E9"/>).The grey shading highlights the uncertainty introduced by the variability in the vertical wind.</p></caption>
            <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f07.png"/>

          </fig>

      <p id="d1e3679"><?xmltex \hack{\newpage}?>In order to match the data below and above the melting layer more precisely, for each 15 min time window the optimal time lag that maximizes the correlation between the X-band reflectivity in ice and rain is derived.  All the results that follow use this optimal matching in time.
Most of the time, <inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is within the uncertainty limits introduced by vertical air motion (see Fig. <xref ref-type="fig" rid="Ch1.F7"/>). The root-mean-square difference over the case study between the ice reflectivity predicted with the MOSS hypothesis and the measurements is equal to 2.7 <inline-formula><mml:math id="M165" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>. The most consistent deviation from the uncertainty limits is reported during the period when large snow aggregates are expected above the 0 <inline-formula><mml:math id="M166" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C level. Large positive <inline-formula><mml:math id="M167" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values consistently suggest breakup as the main process occurring within the melting zone (Fig. <xref ref-type="fig" rid="Ch1.F7"/>). The behavior of <inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is more variable during the period of riming, where it oscillates between <inline-formula><mml:math id="M169" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>6 and 4 <inline-formula><mml:math id="M170" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>. This non-uniform behavior can be, at least partially, caused by a more turbulent environment, which might favor more non-stationary conditions. Also, the presence of fall streaks (e.g., around 09:00 UTC) can be seen as an indication for more heterogeneous conditions. Moreover, riming particles have a broader range of terminal fall velocities (compared to aggregates of the same mass), which favors collision–coalescence processes and thus violates the underlying MOSS assumption.
Within the uncertainty introduced by the assumed vertical wind variability, our analysis confirms that the period before 08:00 UTC is mainly characterized by breakup whereas the period after 08:00 UTC is dominated by collision–coalescence within the bright band. This corroborates the previou<?pagebreak page522?>s hypothesis of preponderance of aggregation before 08:00 UTC and of riming after 08:00 UTC within the snow layer.</p>
      <p id="d1e3754">One of the difficulties of interpreting profile-type measurements is that they do not provide a full 3D picture of the atmosphere, but just a 2D slice. Therefore, the presented conclusions are based on the assumption that the observed system is locally homogeneous, i.e., despite horizontal winds the measurements taken below the melting layer correspond to the evolution of the ice PSD measured aloft. Considering the horizontal wind speed within the bright band (approx. 1.8 m s<inline-formula><mml:math id="M171" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during the “aggregation” period according to the ECMWF model) and the time needed for the particles to melt (approx. 3 min based on the MDV data), the precipitating system must be uniform over 325 m to meet this criterion. Because the beam width of the X-band radar at the altitude of the melting zone is only 15 m, it is possible that the higher ice-phase reflectivity flux relative to rain can be a result of a horizontal gradient of the reflectivity that, for example, corresponds to the storm intensification along the wind direction. Note that, for most of the aggregation period the precipitation rate increases over time (see Fig. <xref ref-type="fig" rid="Ch1.F9"/>a), which supports this alternative interpretation.</p>
</sec>
<sec id="Ch1.S4.SS3.SSS2">
  <label>4.3.2</label><title>Towards reconciling radar moments at the top of the melting layer by selecting an adequate snow model</title>
      <p id="d1e3780">Encouraged by the results on the matching of the reflectivity fluxes in rain and ice, in the following section we test whether the MOSS assumption combined with the information on the DSD in rain can help in constraining microphysical properties of ice in the vicinity of the melting level.
For this purpose, the reflectivities at the three different frequencies are simulated for all the different snow models for the PSDs predicted with the MOSS assumption (Eq. <xref ref-type="disp-formula" rid="Ch1.E2"/>).
Regardless of the ice morphology the X-band reflectivity simulations cluster close together with a standard deviation between them ranging from 1 to 1.5 <inline-formula><mml:math id="M172" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> only (Fig. <xref ref-type="fig" rid="Ch1.F8"/>a).
The envelope of simulations follows the X-band reflectivity predicted by assuming <inline-formula><mml:math id="M173" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> dB (denoted later as <inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:msubsup><mml:mi>Z</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mrow class="chem"><mml:mi mathvariant="normal">X</mml:mi></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula>), which is plotted as a dashed black line in Fig. <xref ref-type="fig" rid="Ch1.F8"/>.
The largest difference in the simulated reflectivities occurs between the models of graupel (LS15C) and aggregates of dendrites; this discrepancy reflects differences in the ice water content for different snow models (see Fig. <xref ref-type="fig" rid="Ch1.F6"/>b) but is always smaller than 5 <inline-formula><mml:math id="M175" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>.
The inter-model variability of the reflectivity simulations is comparable to the variability of the <inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, which suggests that X-band radar data alone can provide very limited guidance on the density of snow above the melting zone, even when detailed information of the rain, which originated from it, is available.
The X-band simulations mirror the finding of Sect. <xref ref-type="sec" rid="Ch1.S4.SS3.SSS1"/>, i.e., during the entire period of strong aggregation, the simulations underestimate the measurements by approximately 5 <inline-formula><mml:math id="M177" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>, which is a signature of the MOSS assumption being invalid at that time period.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><?xmltex \def\figurename{Figure}?><label>Figure 8</label><caption><p id="d1e3868">Measured (black lines) and simulated (colored lines) radar reflectivities at the X-, Ka-, W- and X-band MDV just above the melting level. The simulated values are predicted from the rain below the bright band by adopting the different snow models as listed in the legend. The black dashed lines show the reflectivity of snow derived with formula (<xref ref-type="disp-formula" rid="Ch1.E8"/>) for <inline-formula><mml:math id="M178" display="inline"><mml:mrow><mml:mi mathvariant="italic">γ</mml:mi><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0.23</mml:mn></mml:mrow></mml:math></inline-formula>, i.e., the reflectivity corresponding to the MOSS hypothesis based on the radar reflectivity measured in rain and on MDV values in rain and ice (only X-band). Note that the difference between the continuous and the dashed black line is equal to <inline-formula><mml:math id="M179" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (Eq. <xref ref-type="disp-formula" rid="Ch1.E9"/>).</p></caption>
            <?xmltex \igopts{width=327.206693pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f08.png"/>

          </fig>

      <p id="d1e3904"><?xmltex \hack{\newpage}?>The ranges of simulated Ka- and W-band reflectivities is much wider than that at the X-band, with differences between heavily rimed particles and unrimed aggregates reaching 10 and 14 <inline-formula><mml:math id="M180" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> at the Ka- and W-band, respectively.
This is related to the fact that backscattering cross sections in non-Rayleigh scattering conditions become increasingly sensitive to the snow particle type and density rather than simply being proportional to the square of the mass. Because the variability of simulated Ka- and W-band reflectivities for different models is much larger than the range of <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values, the triple-frequency reflectivity data are more informative about the particle models that are more suitable during specific time periods.
For a qualitative comparison, <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is used as a correction factor to the number concentration that makes triple-frequency measurements consistent with the MOSS simulations. This is done by reducing the measured reflectivities by <inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> derived for the X-band (<inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:msubsup><mml:mi>Z</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mrow class="chem"><mml:mi mathvariant="normal">X</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mrow class="chem"><mml:mi mathvariant="normal">X</mml:mi></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>;  <inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:msubsup><mml:mi>Z</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mrow class="chem"><mml:mi mathvariant="normal">Ka</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mrow class="chem"><mml:mi mathvariant="normal">Ka</mml:mi></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>;  <inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:msubsup><mml:mi>Z</mml:mi><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub><mml:mo>≡</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow><mml:mrow class="chem"><mml:mi mathvariant="normal">W</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mrow class="chem"><mml:mi mathvariant="normal">W</mml:mi></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). The result of this correction is shown as the dashed black line in Fig. <xref ref-type="fig" rid="Ch1.F8"/>a–c.
With this correction applied to the triple-frequency reflectivity data, it becomes clear that for the period before (after) 07:45 UTC, only models of unrimed aggregates (rimed particles) plotted with dashed (continuous) colored lines are consistent with the multi-frequency observations.
Similar conclusions are drawn when considering the simulated and observed Doppler velocities (Fig. <xref ref-type="fig" rid="Ch1.F8"/>d).</p>
      <p id="d1e4066">The <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> adjustment applied to all frequencies is a very crude approximation but it provides a significant improvement in terms of compatibility between triple-frequency-measured Doppler spectra moments.
However it implies an “extensive” adjustment of the snow PSD; for instance a <inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M189" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> correction corresponds to doubling or halving the mass flux through the melting layer.
Changes in the shape of the PSD could in principle lead to better fitting of the measurements and more continuous change in the mass flux. This is what is investigated next with the more exhaustive closure study.</p>
</sec>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Closure study: connecting PSD and mass flux retrieved above and below the melting layer</title>
      <p id="d1e4107">Instead of only a qualitative comparison of the MOSS assumption (step D in the schematic Fig. <xref ref-type="fig" rid="Ch1.F2"/>), we are now able to directly analyze the differences in mass flux and PSD above and below the melting layer by using the associated retrieval results for rain and ice. In this way, we can quantify the differences according to the dominating processes, which is expected to also be relevant for future modeling studies.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><?xmltex \def\figurename{Figure}?><label>Figure 9</label><caption><p id="d1e4114">Results of the full Doppler spectra retrievals applied both below (Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/>) and above (Sect. <xref ref-type="sec" rid="Ch1.S3.SS4"/>) the melting zone. <bold>(a)</bold> Precipitation rate; <bold>(b)</bold> mean mass-weighted diameter; <bold>(c)</bold> measured (subscript m) and simulated (subscript s) radar reflectivity values in the ice region just above the freezing level. The green dots in panels <bold>(a)</bold> and <bold>(b)</bold> correspond to the disdrometer measurements at the ground. Shading around the retrievals shows the uncertainty (1 standard deviation) of the posterior estimate.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f09.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><?xmltex \def\figurename{Figure}?><label>Figure 10</label><caption><p id="d1e4145">The contribution of each snow retrieval to the final PSD estimate. The weights depend on the distance between the simulated and the measured Doppler spectra above the freezing level.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://amt.copernicus.org/articles/14/511/2021/amt-14-511-2021-f10.png"/>

        </fig>

      <?pagebreak page524?><p id="d1e4155">The PSD multi-spectral retrieval described in Sect. <xref ref-type="sec" rid="Ch1.S3.SS4"/> (step E in Fig. <xref ref-type="fig" rid="Ch1.F2"/>) is applied to the whole period, and the results are presented in Fig. <xref ref-type="fig" rid="Ch1.F9"/>. The mass flux and <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> above the melting level (continuous lines in Figs. <xref ref-type="fig" rid="Ch1.F9"/>a–b) are derived as an ensemble mean of the multi-frequency spectral OE ice retrievals where each solution is weighted by its distance to the observed spectra as is shown in Fig. <xref ref-type="fig" rid="Ch1.F10"/>. The most probable  snow model for the “aggregate” period is aggregates of dendrites (LS15A0.1 represents aggregates of dendrites with very light riming). During the period of enhanced Doppler velocities, the retrieval suggests snow models of rimed particles. Rimed snow models also fit the measurements the best at later times, but because the characteristic size of particles is relatively low (Fig. <xref ref-type="fig" rid="Ch1.F6"/>), the mean Doppler velocity cannot be used to  unequivocally confirm the presence of rimed particles.
The agreement between the snow model selection discussed in Sect. <xref ref-type="sec" rid="Ch1.S4.SS3.SSS2"/> and the models suggested by the OE technique is quite remarkable, which confirms a potential of using the MOSS hypothesis to at least reduce the number of plausible snow models in the analysis of the spectra just above the melting layer.</p>
      <p id="d1e4184">As a consistency check, the reflectivities for the derived PSD and snow model are compared in Fig. <xref ref-type="fig" rid="Ch1.F9"/>c, illustrating a very good match with the observations. The comparison of the derived mass fluxes in rain and ice (Fig. <xref ref-type="fig" rid="Ch1.F9"/>a) suggests that for most of the time the mass flux across the melting zone is well preserved. The rain rate below the melting zone is within the uncertainty estimates of the precipitation rate above for the whole case study except a 30 min period around 09:00 UTC where strong riming occurs. The estimated total accumulations of rain (2.30 <inline-formula><mml:math id="M191" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>) and the melted equivalent accumulation of snow (1.93 <inline-formula><mml:math id="M192" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula>) during the 6 h time period show only a 19 % difference. Interestingly, the mass flux during the aggregation period tends to be higher than the precipitation rate below while the opposite is true during the riming period. As expected, there is a strong correlation of 0.67 between the mass fluxes above and below the melting layer (CC <inline-formula><mml:math id="M193" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.82 if the 30 min period around 09:00 UTC is removed).</p>
      <p id="d1e4214">During the aggregation period, the snowfall rate is on average 34 % larger than the precipitation rate below the melting zone, which corresponds to a mean decrease from 0.43 to 0.32 mm h<inline-formula><mml:math id="M194" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>.
The characteristic size is found to be 84 % larger in ice than in rain and 67 % larger than one would expect, based on the MOSS assumption.
Because aggregates are often composed of loosely connected crystals <xref ref-type="bibr" rid="bib1.bibx15" id="paren.77"/>, this change in size could be caused by the breakup of the melting snowflakes as already conjectured in Sect. <xref ref-type="sec" rid="Ch1.S4.SS3.SSS1"/>.
The breakup hypothesis is also supported by a recent simulation study <xref ref-type="bibr" rid="bib1.bibx35" id="paren.78"/>, where it was shown that the melting of the fragile ice connections within unrimed aggregates causes the particles to break into multiple droplets. Laboratory measurements of melting of snow aggregates, recorded under controlled temperature, relative humidity and air velocity <xref ref-type="bibr" rid="bib1.bibx48" id="paren.79"/>, are also in agreement with this interpretation. However, the decrease in precipitation rate during the aggregation period cannot be explained by breakup that does not affect the mass flux. Other processes, such as evaporation and sublimation during melting would be needed to explain this reduction in the precipitation rate. If present, those processes would also contribute to a reduction of the characteristic size.</p>
      <p id="d1e4240">During the riming period the rain rate is approximately 44 % larger than the snowfall rate, with the largest difference reported between 08:45 and 09:15 UTC (approximately 58 % difference).
This increase in precipitation rate could be explained by continuous riming within the melting layer. The ceilometer data (see Fig. <xref ref-type="fig" rid="Ch1.F1"/>d) seem to indicate a layer of small liquid drops within the melting layer which might contribute to the enhanced rain rate by either riming or later also collision–coalescence of the small cloud droplets with raindrops from already melted snowflakes. However, the characteristic size appears not to change during this period,  which is inconsistent with this hypothesis. Therefore, we speculate that additional processes, such as shattering of large drops, might compensate for the raindrop size growth.</p>
      <p id="d1e4245">Considering the case study except the extreme aggregation period, we find the characteristic size of snow to be only 2 % larger than that of the rain underneath. The root-mean-square difference between them is equal to 0.18 <inline-formula><mml:math id="M195" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> only, whereas the correlation coefficient is 0.81.
Recently published DWR statistics <xref ref-type="bibr" rid="bib1.bibx11" id="paren.80"/> reveal that the very large DWR signals found in this case study due to aggregation are relatively infrequent, which suggests that the relationship between snow and underlying rain is quite robust.
If this can be confirmed for different locations and a larger dataset, it would provide a very strong constraint for micro-physical retrievals <xref ref-type="bibr" rid="bib1.bibx70 bib1.bibx38" id="paren.81"/>.</p>
</sec>
</sec>
<?pagebreak page525?><sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Conclusions</title>
      <p id="d1e4272">This study investigates the link between rain and ice microphysics across the melting layer in stratiform rain.
An OE technique applied to multi-frequency radar Doppler spectra is proposed in order to retrieve particle size distributions and dynamics both above and below the melting layer. This enables examining the variability of the precipitation rate and the mass-weighted melted diameter (<inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) across the melting region.
The proposed technique is demonstrated for a 6h-long case study, observed during the TRIPEx-pol field campaign at the Jülich Observatory for Cloud Evolution Core Facility and covering a gamut of ice microphysical processes.</p>
      <p id="d1e4286">An initial assessment of the relationship between mass fluxes below and above the melting layer (scientific question 1) is based on the approach of <xref ref-type="bibr" rid="bib1.bibx13" id="text.82"/> where the reflectivity fluxes (reflectivity <inline-formula><mml:math id="M197" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> mean Doppler velocity) below and above the melting layer are compared. If the ratio of the two deviates from a value of 0.23 then the commonly adopted melting-only steady-state (MOSS) assumption is violated.
During most of our case study, the reflectivity fluxes ratio is within the uncertainty limits introduced by the vertical air motion (see Fig. <xref ref-type="fig" rid="Ch1.F7"/>) and the reflectivity fluxes are highly correlated (CC <inline-formula><mml:math id="M198" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.94).
However, during the period of enhanced dual wavelength ratios (<inline-formula><mml:math id="M199" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">DFR</mml:mi><mml:mtext>X-Ka</mml:mtext></mml:msup><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M200" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>), the reflectivity flux above the freezing level is systematically larger than in the underlying rain, indicating prevalent breakup during melting; therefore, the MOSS assumption seems to be breached, when large aggregates are present above the freezing level.
More sophisticated analysis based on a comparison of binned PSDs retrieved in ice and rain from the triple frequency spectra measurements is consistent with the findings based on the approach of <xref ref-type="bibr" rid="bib1.bibx13" id="text.83"/>; the mass flux across the melting layer is relatively well preserved. Over the analyzed case study, the total accumulation of rain and snow differs by 19 % (i.e., it is within the uncertainty limits of the retrieval). The largest difference between the fluxes above and below the melting level occurs during the most intense riming periods.
This analysis indicates that, not only the MOSS assumption but also the much weaker hypothesis of the mass-flux continuity across the melting zone is violated during the period of extreme riming.</p>
      <p id="d1e4335">In order to address the second science question related to linking characteristics of rain to the microphysical properties of ice aloft, the raindrop size distributions are retrieved below the melting level using the methodology of <xref ref-type="bibr" rid="bib1.bibx68" id="text.84"/>. Then, the PSDs that would conserve the precipitation rate during melting are generated for all the analyzed snow models by imposing MOSS assumption.
Triple frequency Doppler spectra and their corresponding moments (<inline-formula><mml:math id="M201" display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> and MDV) in ice are simulated with the Self-Similar-Rayleigh-Gans approximation <xref ref-type="bibr" rid="bib1.bibx37" id="paren.85"/>.
It is found that, at X-band, where snowflakes behave mainly as Rayleigh scatterers, radar reflectivity of MOSS-generated PSDs of snow is only weakly dependent on the ice morphology. The standard deviation between the snow models is smaller than 1.5 <inline-formula><mml:math id="M202" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> and the difference between the most distinct models does not exceed 5 <inline-formula><mml:math id="M203" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula>.
This range of simulated radar reflectivity values mainly reflects differences in the terminal velocities for different models and is comparable to the uncertainty of the MOSS hypothesis (see range of values of <inline-formula><mml:math id="M204" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">n</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in Fig. <xref ref-type="fig" rid="Ch1.F7"/>) which suggests that the X-band data alone provides a very limited guidance on the snow density.
The range of Ka- and W-band reflectivity simulations for different snow models is much wider and reaches up to 10 and 14 <inline-formula><mml:math id="M205" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">dB</mml:mi></mml:mrow></mml:math></inline-formula> respectively, which is related to the increasing dependence of backscattering cross sections on ice density and inner mass distribution at the higher frequency bands. It is found that the region where high MDVs are measured above the melting layer is clearly more compatible with the reflectivity simulations of rimed aggregates. The region of low MDVs and large <inline-formula><mml:math id="M206" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">DFR</mml:mi><mml:mtext>X-Ka</mml:mtext></mml:msup></mml:mrow></mml:math></inline-formula> can be better simulated with dry aggregate models. This indicates that when the high frequency radar data are available, the MOSS assumption combined with the information on the drop size distribution (DSD) can guide selection of the snow models that represent bulk microphysics above the freezing level.</p>
      <p id="d1e4400">The analysis of the spectral retrievals in rain and ice reveals a strong dependence between the mean mass-weighted hydrometeor sizes for different phases. On average, the characteristic size of snow is only 2 % larger than the size of rain below and they are highly correlated (CC <inline-formula><mml:math id="M207" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.8) if the period of extreme aggregation is neglected. The mean mass-weighted size of snow can be forecasted with an accuracy (RMSE) of 0.18 <inline-formula><mml:math id="M208" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> if the size of rain below is used; nevertheless such estimate leads to large underestimation during periods dominated by aggregation.</p>
      <p id="d1e4419">With respect to the third scientific question, whether there are specific ice cloud regimes where the MOSS assumption is more likely to be violated, we can only provide an answer for the relative short time period analyzed in this study. Regions dominated by aggregation above the melting layer tend to produce a reduction by approximately 34 % in the flux and a decrease by 84 % in the mean mass-weighted diameter when transitioning from ice to rain. In contrast, regions dominated by riming show an increase by approximately 44 % in the flux and a relatively constant mean mass-weighted diameter.
We hypothesize that the flux changes are associated to the variability of the relative humidity within the melting layer, with the regions dominated by riming more likely to be supersaturated as confirmed by the presence of a cloud layer. Ideally, measurements with differential absorption radar systems capable of characterizing in-cloud water vapor like those proposed in <xref ref-type="bibr" rid="bib1.bibx2" id="text.86"/> and <xref ref-type="bibr" rid="bib1.bibx55" id="text.87"/> could assist in the interpretation of this kind of ground-based observations. On the other hand, the change of <inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> could be related to an increased likelihood for large aggregates to preponderantly undergo breakup in the melting zone. This is in agreement with theoretical <xref ref-type="bibr" rid="bib1.bibx35" id="paren.88"/> and laboratory <?pagebreak page526?><xref ref-type="bibr" rid="bib1.bibx48" id="paren.89"/> studies which report breakup due to melting of the fragile ice connections within aggregates.</p>
      <p id="d1e4445">Our methodology should be applied to long-term observations in order to produce statistically significant results. Relationships between fluxes and characteristic sizes in ice and rain in stratiform precipitation are of great relevance since they can be directly used to constrain retrieval algorithms like those currently implemented in the framework of the Global Precipitation Measurement mission or envisaged for the EarthCARE mission.
Uncertainties related to snow scattering models remain an obstacle in the accurate quantification of the ice phase microphysics. The integration of the findings of this study in a full-column rain–snow micro-physical retrieval of stratiform precipitation can pave the way towards a more
refined selection of the snow model in line with the predominant ice microphysical process, thus advancing the current approach based on a single snow model assumption (e.g. <xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx58" id="altparen.90"/> for GPM).
The proposed approach should help to better characterize the ice and rain microphysics just above and just below the melting layer, which will also highly benefit modeling studies of the processes occurring in the melting zone, which remain highly uncertain. Moreover, statistics on riming frequency would advance our knowledge of  stratiform precipitation processes and lead to improvements in numerical weather models.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e4455">All data obtained at JOYCE-CF are freely available on request from <uri>http://cpex-lab.de/cpex-lab/EN/Home/JOYCE-CF/JOYCE-CF_node.html</uri> (last access: 28 February 2020).
Scattering tables are available at <ext-link xlink:href="https://doi.org/10.5281/zenodo.4118245" ext-link-type="DOI">10.5281/zenodo.4118245</ext-link> <xref ref-type="bibr" rid="bib1.bibx50" id="paren.91"/>.</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e4470">KM developed the algorithm. KM and AB drafted the paper. SK contributed to the scientific discussion. LvT and MK developed snow aggregate scattering models. DO and MK derived sedimentation velocities of snow aggregates. All authors took part in editing the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e4476">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e4482">The work done by  Kamil Mróz was funded by the National Centre for Earth Observation (grant no. RP1890005). Alessandro Battaglia was funded by the ESA-project. “Raincast” contract: 4000125959/18/NL/NA.
Work provided by Stefan Kneifel, Markus Karrer and Davide Ori was funded by the German Research Foundation (DFG) under grant KN 1112/2-1 as part of the Emmy-Noether Group OPTIMIce. The radar and disdrometer dataset analyzed in this study were obtained at the JOYCE Core Facility (JOYCE-CF) co-funded by DFG under DFG research grant LO 901/7-1. The TRIPEx-pol campaign and work provided by Leonie von Terzi have been supported by the DFG Priority Program SPP2115 “Fusion of Radar Polarimetry and Numerical Atmospheric Modelling Towards an Improved Understanding of Cloud and Precipitation Processes” (PROM) under grant PROM-IMPRINT (project number 408011764).</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e4487">This research has been supported by the National Centre for Earth Observation (grant no. RP1890005), the ESA-project “Raincast” (contract: 4000125959/18/NL/NA), the German Research Foundation (DFG, Emmy-Noether Group OPTIMIce,  grant no. KN 1112/2-1), the DFG (research grant no. LO 901/7-1), and the DFG Priority Program SPP2115 “Fusion of Radar Polarimetry and Numerical Atmospheric Modelling Towards an Improved Understanding of Cloud and Precipitation Processes” (PROM) under grant PROM-IMPRINT (project no. 408011764).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e4493">This paper was edited by S. Joseph Munchak and reviewed by two anonymous referees.</p>
  </notes><ref-list>
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    <!--<article-title-html>Linking rain into ice microphysics across the melting layer in stratiform rain: a closure study</article-title-html>
<abstract-html><p>This study investigates the link between rain and ice microphysics across the melting layer in stratiform rain systems using measurements from vertically pointing multi-frequency Doppler radars.
A novel methodology to examine the variability of the precipitation rate and the mass-weighted melted diameter (<i>D</i><sub>m</sub>) across the melting region is proposed and applied to a 6&thinsp;h long case study, observed during the TRIPEx-pol field campaign at the Jülich Observatory for Cloud Evolution Core Facility and covering a gamut of ice microphysical processes.
The methodology is based on an optimal estimation (OE) retrieval of particle size distributions (PSDs) and dynamics (turbulence and vertical motions) from observed multi-frequency radar Doppler spectra applied both above and below the melting layer.
First, the retrieval is applied in the rain region; based on a one-to-one conversion of raindrops into snowflakes, the retrieved drop size distributions (DSDs) are propagated upward to provide the mass-flux-preserving PSDs of snow. These ice PSDs are used to simulate radar reflectivities above the melting layer for different snow models and they are evaluated for a consistency with the actual radar measurements.
Second, the OE snow retrieval where Doppler spectra are simulated based on different snow models, which consistently compute fall speeds and electromagnetic properties, is performed. The results corresponding to the best-matching models are then used to estimate snow fluxes and <i>D</i><sub>m</sub>, which are directly compared to the corresponding rain quantities.
For the case study, the total accumulation of rain (2.30&thinsp;mm) and the melted equivalent accumulation of snow (1.93&thinsp;mm) show a 19&thinsp;% difference. The analysis suggests that the mass flux through the melting zone is well preserved except the periods of intense riming where the precipitation rates were higher in rain than in the ice above. This is potentially due to additional condensation within the melting zone in correspondence to high relative humidity and collision and coalescence with the cloud droplets whose occurrence is ubiquitous with riming.
It is shown that the mean mass-weighted diameter of ice is strongly related to the characteristic size of the underlying rain except the period of extreme aggregation where breakup of melting snowflakes significantly reduces <i>D</i><sub>m</sub>.
The proposed methodology can be applied to long-term observations to advance our knowledge of the processes occurring across the melting region; this can then be used to improve assumptions underpinning spaceborne radar precipitation retrievals.</p></abstract-html>
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